Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Retail Opportunity Investments Corp as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 207
- −10 vs. Q1 2023
- Shares held
- 123.7M
- +2.98M (+2.5%) vs. Q1 2023
- Total value
- $1.67B
- −$8.76M (−0.5%) vs. Q1 2023
- New holders
- 20
- 88 more added
- Sold out
- 30
- 76 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Adelante Capital Management LLC | 375,245 | $0 | 0.00% | −405,420−51.9% | Reduced |
| Covestor Ltd | 11 | $0 | 0.00% | −1−8.3% | Reduced |
| Avion Wealth | 37 | $0 | 0.00% | +37 | New |
| Huntington National Bank | 1 | $14 | 0.00% | 00.0% | Unchanged |
| 25 LLC | 40 | $556 | 0.00% | +40 | New |
| Northwestern Mutual Wealth Management Co | 43 | $581 | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 47 | $635 | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 51 | $689 | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 95 | $1.28K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 148 | $2.00K | 0.00% | +1+0.7% | Added |
| Bell Investment Advisors, Inc | 151 | $2.04K | 0.00% | +3+2.0% | Added |
| Your Advocates Ltd., LLP | 200 | $2.70K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 221 | $2.99K | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 270 | $3.65K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 462 | $6.24K | 0.00% | −18−3.8% | Reduced |
| Silicon Valley Capital Partners | 518 | $7.00K | 0.00% | +518 | New |
| Parallel Advisors, LLC | 595 | $8.05K | 0.00% | −55−8.5% | Reduced |
| Massmutual Trust Co FSB | 763 | $10.3K | 0.00% | +106+16.1% | Added |
| Fifth Third Bancorp | 806 | $10.9K | 0.00% | −1,235−60.5% | Reduced |
| Whittier Trust Co of Nevada Inc | 928 | $12.5K | 0.00% | −61,339−98.5% | Reduced |
| Bessemer Group Inc | 1,021 | $14.0K | 0.00% | +1,021 | New |
| Advisor Group Holdings, Inc. | 1,487 | $20.1K | 0.00% | −117−7.3% | Reduced |
| Johnson Midwest Financial, LLC | 1,509 | $20.4K | 0.02% | +17+1.1% | Added |
| Lindbrook Capital, LLC | 1,553 | $21.0K | 0.00% | +144+10.2% | Added |
| Versant Capital Management, Inc | 1,753 | $23.7K | 0.01% | 00.0% | Unchanged |
| Migdal Insurance & Financial Holdings Ltd. | 2,236 | $30.0K | 0.00% | −2,180−49.4% | Reduced |
| CWM, LLC | 2,225 | $30.0K | 0.00% | +18+0.8% | Added |
| US Bancorp | 3,856 | $52.1K | 0.00% | +875+29.4% | Added |
| Signaturefd, LLC | 4,441 | $60.0K | 0.00% | +607+15.8% | Added |
| Whittier Trust Co | 5,136 | $69.4K | 0.00% | −80,733−94.0% | Reduced |
| Tower Research Capital LLC (TRC) | 5,955 | $80.5K | 0.00% | +3,458+138.5% | Added |
| Private Advisor Group, LLC | 10,066 | $136.0K | 0.00% | +10,066 | New |
| KBC Group NV | 10,053 | $136.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 10,172 | $137.4K | 0.01% | +760+8.1% | Added |
| The PNC Financial Services Group, Inc. | 10,211 | $138.0K | 0.00% | +1,528+17.6% | Added |
| Metropolitan Life Insurance Co | 10,471 | $141.5K | 0.01% | +413+4.1% | Added |
| Miracle Mile Advisors, LLC | 11,200 | $151.3K | 0.00% | 00.0% | Unchanged |
| Franklin Resources Inc | 11,715 | $158.3K | 0.00% | +931+8.6% | Added |
| HRT Financial LP | 11,944 | $161.0K | 0.00% | +11,944 | New |
| Quantamental Technologies LLC | 12,480 | $168.6K | 0.07% | +900+7.8% | Added |
| Quadrant Capital Group LLC | 12,501 | $168.9K | 0.02% | +8,481+211.0% | Added |
| Mackenzie Financial Corp | 12,537 | $171.1K | 0.00% | −6,804−35.2% | Reduced |
| Nissay Asset Management Corp | 12,701 | $171.6K | 0.00% | 00.0% | Unchanged |
| Sequoia Financial Advisors, LLC | 12,818 | $173.2K | 0.00% | +12,818 | New |
| Mariner, LLC | 13,018 | $175.9K | 0.00% | −52−0.4% | Reduced |
| Crossmark Global Holdings, Inc. | 11,980 | $176.0K | 0.00% | 00.0% | Unchanged |
| M&T Bank Corp | 13,651 | $184.8K | 0.00% | +423+3.2% | Added |
| Van Eck Associates Corp | 13,819 | $187.0K | 0.00% | +630+4.8% | Added |
| Bank of Montreal | 13,866 | $188.6K | 0.00% | −4,588−24.9% | Reduced |
| Quantinno Capital Management LP | 14,168 | $191.0K | 0.01% | −5,581−28.3% | Reduced |
| CIBC Asset Management Inc | 14,426 | $194.9K | 0.00% | 00.0% | Unchanged |
| JustInvest LLC | 16,689 | $225.5K | 0.01% | −6,410−27.8% | Reduced |
| Jane Street Group, LLC | 16,824 | $227.3K | 0.00% | +4,106+32.3% | Added |
| Pictet & Cie (Europe) SA | 17,863 | $241.3K | 0.01% | +17,863 | New |
| Envestnet Asset Management Inc | 18,289 | $247.1K | 0.00% | −269−1.4% | Reduced |
| Keybank National Association | 18,508 | $250.0K | 0.00% | 00.0% | Unchanged |
| Cambria Investment Management, L.P. | 19,000 | $256.7K | 0.02% | −2,000−9.5% | Reduced |
| ProShare Advisors LLC | 19,312 | $260.9K | 0.00% | +1,718+9.8% | Added |
| Royal Bank of Canada | 20,045 | $271.0K | 0.00% | +9,521+90.5% | Added |
| Captrust Financial Advisors | 20,771 | $280.6K | 0.00% | −62−0.3% | Reduced |
| Everence Capital Management Inc | 23,490 | $287.0K | 0.02% | 00.0% | Unchanged |
| Ofi Invest Asset Management | 21,439 | $289.6K | 0.01% | +21,439 | New |
| Jefferies Financial Group Inc. | 21,478 | $290.2K | 0.01% | +21,478 | New |
| Miller Howard Investments Inc | 21,583 | $291.6K | 0.01% | +134+0.6% | Added |
| SG Americas Securities, LLC | 21,833 | $295.0K | 0.00% | −48,166−68.8% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 22,092 | $298.5K | 0.00% | +5,660+34.4% | Added |
| Raymond James & Associates | 22,426 | $303.0K | 0.00% | +1,095+5.1% | Added |
| Wexford Capital LP | 23,045 | $311.3K | 0.06% | +23,045 | New |
| CWM Advisors, LLC | 23,516 | $317.7K | 0.04% | +3,900+19.9% | Added |
| Standard Life Aberdeen plc | 23,907 | $323.0K | 0.00% | +1,236+5.5% | Added |
| Mutual of America Capital Management LLC | 24,614 | $332.5K | 0.00% | −1,033−4.0% | Reduced |
| MQS Management LLC | 24,880 | $336.1K | 0.23% | +14,173+132.4% | Added |
| First Foundation Advisors | 26,250 | $354.6K | 0.02% | −500−1.9% | Reduced |
| Gamco Investors, Inc. Et Al | 26,500 | $358.0K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 26,850 | $362.7K | 0.00% | −150−0.6% | Reduced |
| Creative Planning | 26,944 | $364.0K | 0.00% | +15,952+145.1% | Added |
| Handelsbanken Fonder AB | 26,997 | $365.0K | 0.00% | 00.0% | Unchanged |
| Stableford Capital II LLC | 26,344 | $385.7K | 0.17% | +26,344 | New |
| Qube Research & Technologies Ltd | 28,767 | $388.6K | 0.00% | +13,317+86.2% | Added |
| Landscape Capital Management, L.L.C. | 28,829 | $389.5K | 0.05% | +28,829 | New |
| Dynamic Technology Lab Private Ltd | 29,954 | $405.0K | 0.05% | +29,954 | New |
| DekaBank Deutsche Girozentrale | 30,189 | $408.0K | 0.00% | 00.0% | Unchanged |
| Pictet Asset Management SA | 32,141 | $434.2K | 0.00% | −1,903−5.6% | Reduced |
| Susquehanna Fundamental Investments, LLC | 33,456 | $452.0K | 0.02% | −10,940−24.6% | Reduced |
| UniSuper Management Pty Ltd | 33,900 | $458.0K | 0.01% | +33,900 | New |
| Virginia Retirement Systems Et Al | 34,400 | $464.7K | 0.00% | +6,800+24.6% | Added |
| Meiji Yasuda Asset Management Co Ltd. | 34,553 | $467.0K | 0.02% | +535+1.6% | Added |
| State Board of Administration of Florida Retirement System | 34,974 | $472.5K | 0.00% | −10,921−23.8% | Reduced |
| Arizona State Retirement System | 35,117 | $474.4K | 0.00% | −969−2.7% | Reduced |
| Natixis Advisors, L.P. | 37,613 | $508.0K | 0.00% | +5,029+15.4% | Added |
| Daiwa Securities Group Inc. | 38,763 | $524.0K | 0.00% | +706+1.9% | Added |
| Oregon Public Employees Retirement Fund | 39,260 | $530.4K | 0.01% | −700−1.8% | Reduced |
| Teachers Retirement System of the State of Kentucky | 40,471 | $547.0K | 0.01% | +2,187+5.7% | Added |
| Russell Investments Group, Ltd. | 40,866 | $552.1K | 0.00% | −4,079−9.1% | Reduced |
| Nisa Investment Advisors, LLC | 45,510 | $614.8K | 0.00% | −776−1.7% | Reduced |
| Maryland State Retirement & Pension System | 49,099 | $663.3K | 0.01% | −1,055−2.1% | Reduced |
| Wolverine Asset Management LLC | 49,599 | $670.1K | 0.01% | +15,010+43.4% | Added |
| Amalgamated Bank | 50,234 | $679.0K | 0.01% | −1,703−3.3% | Reduced |
| Schonfeld Strategic Advisors LLC | 50,400 | $680.9K | 0.01% | −57,300−53.2% | Reduced |
| Walleye Trading LLC | 50,635 | $684.1K | 0.04% | +50,635 | New |