Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Retail Opportunity Investments Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 218
- −12 vs. Q4 2022
- Shares held
- 120.7M
- +2.90M (+2.5%) vs. Q4 2022
- Total value
- $1.68B
- −$78.5M (−4.5%) vs. Q4 2022
- New holders
- 22
- 83 more added
- Sold out
- 34
- 85 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| MetLife Investment Management | 64,279 | $897.3K | 0.01% | 00.0% | Unchanged |
| HSBC Holdings PLC | 64,301 | $897.3K | 0.00% | −15,139−19.1% | Reduced |
| Whittier Trust Co of Nevada Inc | 62,267 | $869.1K | 0.03% | +1,347+2.2% | Added |
| SEI Investments Co | 61,281 | $855.5K | 0.00% | −441,006−87.8% | Reduced |
| Louisiana State Employees Retirement System | 58,100 | $811.1K | 0.02% | −1,000−1.7% | Reduced |
| Aigen Investment Management, LP | 57,428 | $801.7K | 0.11% | +57,428 | New |
| Cornercap Investment Counsel Inc | 57,225 | $798.9K | 0.14% | +3,524+6.6% | Added |
| Mirae Asset Global Investments Co., Ltd. | 56,832 | $793.4K | 0.00% | +1,307+2.4% | Added |
| Man Group plc | – | $738.5K | 0.00% | – | – |
| Amalgamated Bank | 51,937 | $725.0K | 0.01% | −4,208−7.5% | Reduced |
| Manufacturers Life Insurance Company, The | 51,914 | $724.7K | 0.00% | +187+0.4% | Added |
| Maryland State Retirement & Pension System | 50,154 | $700.1K | 0.02% | −1,109−2.2% | Reduced |
| Nisa Investment Advisors, LLC | 46,286 | $646.0K | 0.01% | −1,155−2.4% | Reduced |
| Wells Fargo & Company | 46,160 | $644.4K | 0.00% | +4,321+10.3% | Added |
| State Board of Administration of Florida Retirement System | 45,895 | $640.7K | 0.00% | 00.0% | Unchanged |
| First Trust Advisors LP | 45,348 | $633.1K | 0.00% | −2,719−5.7% | Reduced |
| Russell Investments Group, Ltd. | 44,945 | $627.4K | 0.00% | −8,666−16.2% | Reduced |
| Susquehanna Fundamental Investments, LLC | 44,396 | $619.8K | 0.01% | −16,050−26.6% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 41,427 | $578.3K | 0.00% | +6,286+17.9% | Added |
| Oregon Public Employees Retirement Fund | 39,960 | $557.8K | 0.01% | −1,393−3.4% | Reduced |
| Teachers Retirement System of the State of Kentucky | 38,284 | $534.0K | 0.01% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 38,057 | $531.0K | 0.00% | +4,074+12.0% | Added |
| Arizona State Retirement System | 36,086 | $503.8K | 0.00% | +944+2.7% | Added |
| Wolverine Asset Management LLC | 34,589 | $482.9K | 0.01% | +6,040+21.2% | Added |
| Pictet Asset Management SA | 34,044 | $475.3K | 0.00% | −17,298−33.7% | Reduced |
| Meiji Yasuda Asset Management Co Ltd. | 34,018 | $475.0K | 0.02% | 00.0% | Unchanged |
| Cipher Capital LP | 32,950 | $460.0K | 0.08% | +32,950 | New |
| Natixis Advisors, L.P. | 32,584 | $455.0K | 0.00% | −72,514−69.0% | Reduced |
| DekaBank Deutsche Girozentrale | 30,189 | $406.0K | 0.00% | +3,630+13.7% | Added |
| Quantbot Technologies LP | 27,817 | $388.3K | 0.03% | +27,817 | New |
| Virginia Retirement Systems Et Al | 27,600 | $385.3K | 0.00% | −235,300−89.5% | Reduced |
| Handelsbanken Fonder AB | 26,997 | $377.0K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 27,000 | $376.9K | 0.00% | 00.0% | Unchanged |
| First Foundation Advisors | 26,750 | $373.4K | 0.02% | −750−2.7% | Reduced |
| Gamco Investors, Inc. Et Al | 26,500 | $369.9K | 0.00% | −6,000−18.5% | Reduced |
| Mutual of America Capital Management LLC | 25,647 | $358.0K | 0.00% | −454−1.7% | Reduced |
| Everence Capital Management Inc | 23,490 | $328.0K | 0.03% | +7,800+49.7% | Added |
| JustInvest LLC | 23,099 | $322.5K | 0.01% | +8,259+55.7% | Added |
| Standard Life Aberdeen plc | 22,671 | $316.5K | 0.00% | +1,156+5.4% | Added |
| Miller Howard Investments Inc | 21,449 | $299.4K | 0.01% | +27+0.1% | Added |
| Raymond James & Associates | 21,331 | $297.8K | 0.00% | −3,000−12.3% | Reduced |
| Cambria Investment Management, L.P. | 21,000 | $293.2K | 0.02% | +3,000+16.7% | Added |
| Captrust Financial Advisors | 20,833 | $290.8K | 0.00% | −1,194−5.4% | Reduced |
| D. E. Shaw & Co., Inc. | 20,607 | $287.7K | 0.00% | −115,553−84.9% | Reduced |
| Engineers Gate Manager LP | 19,969 | $278.8K | 0.01% | +19,969 | New |
| Quantinno Capital Management LP | 19,749 | $276.0K | 0.02% | −220−1.1% | Reduced |
| CWM Advisors, LLC | 19,616 | $273.8K | 0.03% | +3,937+25.1% | Added |
| Mackenzie Financial Corp | 19,341 | $270.0K | 0.00% | +6,584+51.6% | Added |
| Envestnet Asset Management Inc | 18,558 | $259.1K | 0.00% | −4,733−20.3% | Reduced |
| Keybank National Association | 18,508 | $258.4K | 0.00% | −3,275−15.0% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 18,491 | $258.1K | 0.00% | +6,350+52.3% | Added |
| Bank of Montreal | 18,454 | $258.0K | 0.00% | +1,306+7.6% | Added |
| ProShare Advisors LLC | 17,594 | $245.6K | 0.00% | −1,556−8.1% | Reduced |
| Cubist Systematic Strategies, LLC | 17,249 | $240.8K | 0.00% | +17,249 | New |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 16,432 | $229.4K | 0.00% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 16,428 | $229.3K | 0.00% | −1,316−7.4% | Reduced |
| State of Wisconsin Investment Board | 15,689 | $219.0K | 0.00% | +166+1.1% | Added |
| Qube Research & Technologies Ltd | 15,450 | $215.7K | 0.00% | −56,384−78.5% | Reduced |
| Point72 Middle East FZE | 15,387 | $214.8K | 0.01% | +15,387 | New |
| CIBC Asset Management Inc | 14,426 | $201.4K | 0.00% | −56−0.4% | Reduced |
| Centiva Capital, LP | 14,137 | $197.4K | 0.01% | +14,137 | New |
| M&T Bank Corp | 13,228 | $184.6K | 0.00% | +312+2.4% | Added |
| Van Eck Associates Corp | 13,189 | $184.0K | 0.00% | +683+5.5% | Added |
| Mariner, LLC | 13,070 | $182.0K | 0.00% | +2,743+26.6% | Added |
| Jane Street Group, LLC | 12,718 | $177.5K | 0.00% | +12,718 | New |
| Nissay Asset Management Corp | 12,701 | $177.3K | 0.00% | 00.0% | Unchanged |
| M&G Investment Management Ltd | 12,332 | $172.6K | 0.00% | +12,332 | New |
| Crossmark Global Holdings, Inc. | 11,980 | $168.0K | 0.00% | 00.0% | Unchanged |
| Ergoteles LLC | 11,657 | $162.7K | 0.01% | +11,657 | New |
| Quantamental Technologies LLC | 11,580 | $161.7K | 0.09% | +200+1.8% | Added |
| Miracle Mile Advisors, LLC | 11,200 | $156.4K | 0.01% | −1,000−8.2% | Reduced |
| Kula Investments, LLC | 11,064 | $154.5K | 0.04% | +11,064 | New |
| Creative Planning | 10,992 | $153.4K | 0.00% | +10,992 | New |
| Franklin Resources Inc | 10,784 | $150.5K | 0.00% | −26−0.2% | Reduced |
| MQS Management LLC | 10,707 | $149.5K | 0.10% | −7,978−42.7% | Reduced |
| Royal Bank of Canada | 10,524 | $147.0K | 0.00% | −22,737−68.4% | Reduced |
| Metropolitan Life Insurance Co | 10,058 | $140.4K | 0.01% | −1,256−11.1% | Reduced |
| KBC Group NV | 10,053 | $140.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 9,412 | $131.4K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 8,683 | $121.2K | 0.00% | −3,219−27.0% | Reduced |
| Lazard Asset Management LLC | 6,153 | $85.0K | 0.00% | 00.0% | Unchanged |
| Migdal Insurance & Financial Holdings Ltd. | 4,416 | $59.0K | 0.00% | +2,119+92.3% | Added |
| Quadrant Capital Group LLC | 4,020 | $56.1K | 0.01% | −3,552−46.9% | Reduced |
| Signaturefd, LLC | 3,834 | $53.5K | 0.00% | +847+28.4% | Added |
| Point72 Asset Management, L.P. | 3,815 | $53.3K | 0.00% | +3,815 | New |
| State of Wyoming | 3,795 | $53.0K | 0.02% | +3,795 | New |
| UBS Group AG | 2,997 | $41.8K | 0.00% | −3,297−52.4% | Reduced |
| US Bancorp | 2,981 | $41.6K | 0.00% | −349−10.5% | Reduced |
| Tower Research Capital LLC (TRC) | 2,497 | $35.0K | 0.00% | +1,635+189.7% | Added |
| CWM, LLC | 2,207 | $31.0K | 0.00% | −1,674−43.1% | Reduced |
| Fifth Third Bancorp | 2,041 | $28.5K | 0.00% | −110−5.1% | Reduced |
| Versant Capital Management, Inc | 1,753 | $24.4K | 0.01% | −132−7.0% | Reduced |
| Belpointe Asset Management LLC | 1,625 | $22.7K | 0.00% | +20+1.2% | Added |
| Advisor Group Holdings, Inc. | 1,604 | $22.4K | 0.00% | −309−16.2% | Reduced |
| Johnson Midwest Financial, LLC | 1,492 | $20.8K | 0.03% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 1,409 | $19.7K | 0.00% | −142−9.2% | Reduced |
| Hollencrest Capital Management | 750 | $10.5K | 0.00% | +750 | New |
| Massmutual Trust Co FSB | 657 | $9.17K | 0.00% | +576+711.1% | Added |
| Parallel Advisors, LLC | 650 | $9.08K | 0.00% | −190−22.6% | Reduced |
| Parkside Financial Bank & Trust | 480 | $6.70K | 0.00% | +38+8.6% | Added |