Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Retail Opportunity Investments Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 218
- −12 vs. Q4 2022
- Shares held
- 120.7M
- +2.90M (+2.5%) vs. Q4 2022
- Total value
- $1.68B
- −$78.5M (−4.5%) vs. Q4 2022
- New holders
- 22
- 83 more added
- Sold out
- 34
- 85 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Adelante Capital Management LLC | 780,665 | $0 | 0.00% | −113,858−12.7% | Reduced |
| Covestor Ltd | 12 | $0 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $14 | 0.00% | 00.0% | Unchanged |
| Fortis Advisors, LLC | 1 | $14 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 43 | $600 | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 47 | $656 | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 51 | $712 | 0.00% | +31+155.0% | Added |
| Ronald Blue Trust, Inc. | 67 | $1.00K | 0.00% | −52−43.7% | Reduced |
| Farmers & Merchants Investments Inc | 95 | $1.33K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 100 | $1.40K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 147 | $2.05K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 148 | $2.07K | 0.00% | +76+105.6% | Added |
| Your Advocates Ltd., LLP | 200 | $2.79K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 221 | $3.08K | 0.00% | +221 | New |
| Advisory Services Network, LLC | 241 | $3.36K | 0.00% | +90+59.6% | Added |
| International Assets Investment Management, LLC | 243 | $3.39K | 0.00% | +243 | New |
| Aspire Private Capital, LLC | 270 | $3.77K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 480 | $6.70K | 0.00% | +38+8.6% | Added |
| Parallel Advisors, LLC | 650 | $9.08K | 0.00% | −190−22.6% | Reduced |
| Massmutual Trust Co FSB | 657 | $9.17K | 0.00% | +576+711.1% | Added |
| Hollencrest Capital Management | 750 | $10.5K | 0.00% | +750 | New |
| Lindbrook Capital, LLC | 1,409 | $19.7K | 0.00% | −142−9.2% | Reduced |
| Johnson Midwest Financial, LLC | 1,492 | $20.8K | 0.03% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,604 | $22.4K | 0.00% | −309−16.2% | Reduced |
| Belpointe Asset Management LLC | 1,625 | $22.7K | 0.00% | +20+1.2% | Added |
| Versant Capital Management, Inc | 1,753 | $24.4K | 0.01% | −132−7.0% | Reduced |
| Fifth Third Bancorp | 2,041 | $28.5K | 0.00% | −110−5.1% | Reduced |
| CWM, LLC | 2,207 | $31.0K | 0.00% | −1,674−43.1% | Reduced |
| Tower Research Capital LLC (TRC) | 2,497 | $35.0K | 0.00% | +1,635+189.7% | Added |
| US Bancorp | 2,981 | $41.6K | 0.00% | −349−10.5% | Reduced |
| UBS Group AG | 2,997 | $41.8K | 0.00% | −3,297−52.4% | Reduced |
| State of Wyoming | 3,795 | $53.0K | 0.02% | +3,795 | New |
| Point72 Asset Management, L.P. | 3,815 | $53.3K | 0.00% | +3,815 | New |
| Signaturefd, LLC | 3,834 | $53.5K | 0.00% | +847+28.4% | Added |
| Quadrant Capital Group LLC | 4,020 | $56.1K | 0.01% | −3,552−46.9% | Reduced |
| Migdal Insurance & Financial Holdings Ltd. | 4,416 | $59.0K | 0.00% | +2,119+92.3% | Added |
| Lazard Asset Management LLC | 6,153 | $85.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 8,683 | $121.2K | 0.00% | −3,219−27.0% | Reduced |
| Ameritas Investment Partners, Inc. | 9,412 | $131.4K | 0.01% | 00.0% | Unchanged |
| KBC Group NV | 10,053 | $140.0K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 10,058 | $140.4K | 0.01% | −1,256−11.1% | Reduced |
| Royal Bank of Canada | 10,524 | $147.0K | 0.00% | −22,737−68.4% | Reduced |
| MQS Management LLC | 10,707 | $149.5K | 0.10% | −7,978−42.7% | Reduced |
| Franklin Resources Inc | 10,784 | $150.5K | 0.00% | −26−0.2% | Reduced |
| Creative Planning | 10,992 | $153.4K | 0.00% | +10,992 | New |
| Kula Investments, LLC | 11,064 | $154.5K | 0.04% | +11,064 | New |
| Miracle Mile Advisors, LLC | 11,200 | $156.4K | 0.01% | −1,000−8.2% | Reduced |
| Quantamental Technologies LLC | 11,580 | $161.7K | 0.09% | +200+1.8% | Added |
| Ergoteles LLC | 11,657 | $162.7K | 0.01% | +11,657 | New |
| Crossmark Global Holdings, Inc. | 11,980 | $168.0K | 0.00% | 00.0% | Unchanged |
| M&G Investment Management Ltd | 12,332 | $172.6K | 0.00% | +12,332 | New |
| Nissay Asset Management Corp | 12,701 | $177.3K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 12,718 | $177.5K | 0.00% | +12,718 | New |
| Mariner, LLC | 13,070 | $182.0K | 0.00% | +2,743+26.6% | Added |
| Van Eck Associates Corp | 13,189 | $184.0K | 0.00% | +683+5.5% | Added |
| M&T Bank Corp | 13,228 | $184.6K | 0.00% | +312+2.4% | Added |
| Centiva Capital, LP | 14,137 | $197.4K | 0.01% | +14,137 | New |
| CIBC Asset Management Inc | 14,426 | $201.4K | 0.00% | −56−0.4% | Reduced |
| Point72 Middle East FZE | 15,387 | $214.8K | 0.01% | +15,387 | New |
| Qube Research & Technologies Ltd | 15,450 | $215.7K | 0.00% | −56,384−78.5% | Reduced |
| State of Wisconsin Investment Board | 15,689 | $219.0K | 0.00% | +166+1.1% | Added |
| First Republic Investment Management, Inc. | 16,428 | $229.3K | 0.00% | −1,316−7.4% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 16,432 | $229.4K | 0.00% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 17,249 | $240.8K | 0.00% | +17,249 | New |
| ProShare Advisors LLC | 17,594 | $245.6K | 0.00% | −1,556−8.1% | Reduced |
| Bank of Montreal | 18,454 | $258.0K | 0.00% | +1,306+7.6% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 18,491 | $258.1K | 0.00% | +6,350+52.3% | Added |
| Keybank National Association | 18,508 | $258.4K | 0.00% | −3,275−15.0% | Reduced |
| Envestnet Asset Management Inc | 18,558 | $259.1K | 0.00% | −4,733−20.3% | Reduced |
| Mackenzie Financial Corp | 19,341 | $270.0K | 0.00% | +6,584+51.6% | Added |
| CWM Advisors, LLC | 19,616 | $273.8K | 0.03% | +3,937+25.1% | Added |
| Quantinno Capital Management LP | 19,749 | $276.0K | 0.02% | −220−1.1% | Reduced |
| Engineers Gate Manager LP | 19,969 | $278.8K | 0.01% | +19,969 | New |
| D. E. Shaw & Co., Inc. | 20,607 | $287.7K | 0.00% | −115,553−84.9% | Reduced |
| Captrust Financial Advisors | 20,833 | $290.8K | 0.00% | −1,194−5.4% | Reduced |
| Cambria Investment Management, L.P. | 21,000 | $293.2K | 0.02% | +3,000+16.7% | Added |
| Raymond James & Associates | 21,331 | $297.8K | 0.00% | −3,000−12.3% | Reduced |
| Miller Howard Investments Inc | 21,449 | $299.4K | 0.01% | +27+0.1% | Added |
| Standard Life Aberdeen plc | 22,671 | $316.5K | 0.00% | +1,156+5.4% | Added |
| JustInvest LLC | 23,099 | $322.5K | 0.01% | +8,259+55.7% | Added |
| Everence Capital Management Inc | 23,490 | $328.0K | 0.03% | +7,800+49.7% | Added |
| Mutual of America Capital Management LLC | 25,647 | $358.0K | 0.00% | −454−1.7% | Reduced |
| Gamco Investors, Inc. Et Al | 26,500 | $369.9K | 0.00% | −6,000−18.5% | Reduced |
| First Foundation Advisors | 26,750 | $373.4K | 0.02% | −750−2.7% | Reduced |
| Davenport & Co LLC | 27,000 | $376.9K | 0.00% | 00.0% | Unchanged |
| Handelsbanken Fonder AB | 26,997 | $377.0K | 0.00% | 00.0% | Unchanged |
| Virginia Retirement Systems Et Al | 27,600 | $385.3K | 0.00% | −235,300−89.5% | Reduced |
| Quantbot Technologies LP | 27,817 | $388.3K | 0.03% | +27,817 | New |
| DekaBank Deutsche Girozentrale | 30,189 | $406.0K | 0.00% | +3,630+13.7% | Added |
| Natixis Advisors, L.P. | 32,584 | $455.0K | 0.00% | −72,514−69.0% | Reduced |
| Cipher Capital LP | 32,950 | $460.0K | 0.08% | +32,950 | New |
| Meiji Yasuda Asset Management Co Ltd. | 34,018 | $475.0K | 0.02% | 00.0% | Unchanged |
| Pictet Asset Management SA | 34,044 | $475.3K | 0.00% | −17,298−33.7% | Reduced |
| Wolverine Asset Management LLC | 34,589 | $482.9K | 0.01% | +6,040+21.2% | Added |
| Arizona State Retirement System | 36,086 | $503.8K | 0.00% | +944+2.7% | Added |
| Daiwa Securities Group Inc. | 38,057 | $531.0K | 0.00% | +4,074+12.0% | Added |
| Teachers Retirement System of the State of Kentucky | 38,284 | $534.0K | 0.01% | 00.0% | Unchanged |
| Oregon Public Employees Retirement Fund | 39,960 | $557.8K | 0.01% | −1,393−3.4% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 41,427 | $578.3K | 0.00% | +6,286+17.9% | Added |
| Susquehanna Fundamental Investments, LLC | 44,396 | $619.8K | 0.01% | −16,050−26.6% | Reduced |