Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Retail Opportunity Investments Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 232
- +8 vs. Q3 2022
- Shares held
- 118.0M
- −2.76M (−2.3%) vs. Q3 2022
- Total value
- $1.76B
- +$94.6M (+5.7%) vs. Q3 2022
- New holders
- 32
- 94 more added
- Sold out
- 24
- 78 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Adelante Capital Management LLC | 894,523 | $0 | 0.00% | −195,097−17.9% | Reduced |
| Simplex Trading, LLC | 25 | $0 | 0.00% | −9,507−99.7% | Reduced |
| Private Trust Co NA | 20 | $0 | 0.00% | +6+42.9% | Added |
| Covestor Ltd | 12 | $0 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $15 | 0.00% | 00.0% | Unchanged |
| Fortis Advisors, LLC | 1 | $15 | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 9 | $135 | 0.00% | +9 | New |
| Carolinas Wealth Consulting LLC | 28 | $421 | 0.00% | +28 | New |
| Assetmark, Inc | 33 | $496 | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 36 | $541 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 43 | $646 | 0.00% | −290−87.1% | Reduced |
| Farther Finance Advisors, LLC | 47 | $706 | 0.00% | +47 | New |
| Massmutual Trust Co FSB | 81 | $1.00K | 0.00% | −52−39.1% | Reduced |
| Bell Investment Advisors, Inc | 72 | $1.08K | 0.00% | +72 | New |
| Farmers & Merchants Investments Inc | 95 | $1.43K | 0.00% | +12+14.5% | Added |
| Steward Partners Investment Advisory, LLC | 100 | $1.50K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 119 | $2.00K | 0.00% | +53+80.3% | Added |
| HighMark Wealth Management LLC | 147 | $2.21K | 0.00% | +3+2.1% | Added |
| Advisory Services Network, LLC | 151 | $2.27K | 0.00% | +151 | New |
| EverSource Wealth Advisors, LLC | 166 | $2.50K | 0.00% | −538−76.4% | Reduced |
| Your Advocates Ltd., LLP | 200 | $3.01K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 250 | $3.76K | 0.00% | +250 | New |
| Rockefeller Capital Management L.P. | 331 | $4.00K | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 270 | $4.06K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 442 | $6.64K | 0.00% | −47−9.6% | Reduced |
| Brown Brothers Harriman & Co | 666 | $10.0K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 840 | $12.6K | 0.00% | +87+11.6% | Added |
| Tower Research Capital LLC (TRC) | 862 | $13.0K | 0.00% | −14,489−94.4% | Reduced |
| Group One Trading, L.P. | 945 | $14.2K | 0.00% | +945 | New |
| Johnson Midwest Financial, LLC | 1,492 | $22.0K | 0.08% | +30+2.1% | Added |
| Lindbrook Capital, LLC | 1,551 | $23.3K | 0.00% | +185+13.5% | Added |
| Belpointe Asset Management LLC | 1,605 | $24.1K | 0.00% | +1,605 | New |
| Advisor Group Holdings, Inc. | 1,913 | $28.0K | 0.00% | +55+3.0% | Added |
| Versant Capital Management, Inc | 1,885 | $28.3K | 0.01% | 00.0% | Unchanged |
| Fifth Third Bancorp | 2,151 | $32.3K | 0.00% | +1,173+119.9% | Added |
| Migdal Insurance & Financial Holdings Ltd. | 2,297 | $35.0K | 0.00% | −473−17.1% | Reduced |
| Signaturefd, LLC | 2,987 | $44.9K | 0.00% | −607−16.9% | Reduced |
| Sutton Wealth Advisors Inc. | 3,035 | $45.6K | 0.02% | +2,012+196.7% | Added |
| IFP Advisors, Inc | 2,569 | $49.0K | 0.00% | +351+15.8% | Added |
| US Bancorp | 3,330 | $50.0K | 0.00% | +153+4.8% | Added |
| CWM, LLC | 3,881 | $58.0K | 0.00% | +2,072+114.5% | Added |
| Lazard Asset Management LLC | 6,153 | $92.0K | 0.00% | +6,153 | New |
| UBS Group AG | 6,294 | $94.6K | 0.00% | −5,117−44.8% | Reduced |
| Quadrant Capital Group LLC | 7,572 | $113.8K | 0.01% | +4,313+132.3% | Added |
| Pathstone Family Office, LLC | 11,009 | $116.1K | 0.00% | +11,009 | New |
| Ameritas Investment Partners, Inc. | 9,412 | $146.7K | 0.01% | 00.0% | Unchanged |
| Bessemer Group Inc | 10,000 | $150.0K | 0.00% | +9,752+3,932.3% | Added |
| Brasada Capital Management, LP | 10,000 | $150.3K | 0.03% | 00.0% | Unchanged |
| KBC Group NV | 10,053 | $151.0K | 0.00% | 00.0% | Unchanged |
| Coldstream Capital Management Inc | 10,184 | $153.1K | 0.01% | +10,184 | New |
| Mariner, LLC | 10,327 | $155.0K | 0.00% | +10,327 | New |
| Franklin Resources Inc | 10,810 | $162.5K | 0.00% | +10,810 | New |
| Metropolitan Life Insurance Co | 11,314 | $170.0K | 0.01% | +281+2.5% | Added |
| Quantamental Technologies LLC | 11,380 | $171.0K | 0.08% | +11,380 | New |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 11,435 | $172.0K | 0.00% | +11,435 | New |
| Verition Fund Management LLC | 11,571 | $173.9K | 0.00% | +11,571 | New |
| The PNC Financial Services Group, Inc. | 11,902 | $178.9K | 0.00% | +531+4.7% | Added |
| Crossmark Global Holdings, Inc. | 11,980 | $180.0K | 0.00% | +50+0.4% | Added |
| Schonfeld Strategic Advisors LLC | 12,000 | $180.4K | 0.00% | −673,101−98.2% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 12,141 | $182.5K | 0.00% | +12,141 | New |
| Vestcor Inc | 12,152 | $183.0K | 0.01% | +12,152 | New |
| Miracle Mile Advisors, LLC | 12,200 | $183.4K | 0.01% | 00.0% | Unchanged |
| LPL Financial LLC | 12,358 | $185.7K | 0.00% | −1,680−12.0% | Reduced |
| Van Eck Associates Corp | 12,506 | $188.0K | 0.00% | +5,554+79.9% | Added |
| Nissay Asset Management Corp | 12,701 | $190.9K | 0.00% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 12,757 | $191.7K | 0.00% | +12,757 | New |
| M&T Bank Corp | 12,916 | $194.1K | 0.00% | −612−4.5% | Reduced |
| American Century Companies Inc | 13,732 | $206.4K | 0.00% | +13,732 | New |
| Lighthouse Investment Partners, LLC | 14,038 | $211.0K | 0.04% | +14,038 | New |
| CIBC Asset Management Inc | 14,482 | $217.7K | 0.00% | +4,242+41.4% | Added |
| JustInvest LLC | 14,840 | $223.0K | 0.01% | +3,358+29.2% | Added |
| State of Wisconsin Investment Board | 15,523 | $233.3K | 0.00% | −7,625−32.9% | Reduced |
| CWM Advisors, LLC | 15,679 | $235.7K | 0.03% | +585+3.9% | Added |
| Everence Capital Management Inc | 15,690 | $236.0K | 0.02% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 15,849 | $238.0K | 0.00% | −2,497−13.6% | Reduced |
| Susquehanna International Group, LLP | 16,292 | $244.9K | 0.00% | −19,849−54.9% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 16,432 | $247.0K | 0.01% | 00.0% | Unchanged |
| Campbell & CO Investment Adviser LLC | 17,135 | $257.5K | 0.06% | +17,135 | New |
| Bank of Montreal | 17,148 | $258.9K | 0.00% | −197,378−92.0% | Reduced |
| First Republic Investment Management, Inc. | 17,744 | $266.7K | 0.00% | −1,806−9.2% | Reduced |
| Cambria Investment Management, L.P. | 18,000 | $270.5K | 0.02% | −2,000−10.0% | Reduced |
| MQS Management LLC | 18,685 | $280.8K | 0.19% | +18,685 | New |
| ProShare Advisors LLC | 19,150 | $287.8K | 0.00% | +2,462+14.8% | Added |
| Quantinno Capital Management LP | 19,969 | $300.0K | 0.02% | +290+1.5% | Added |
| Miller Howard Investments Inc | 21,422 | $322.0K | 0.01% | +21,422 | New |
| Standard Life Aberdeen plc | 21,515 | $323.4K | 0.00% | −5,666−20.8% | Reduced |
| Keybank National Association | 21,783 | $327.4K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 22,027 | $331.1K | 0.00% | +728+3.4% | Added |
| Envestnet Asset Management Inc | 23,291 | $350.1K | 0.00% | +2,972+14.6% | Added |
| Dynamic Technology Lab Private Ltd | 23,520 | $353.0K | 0.04% | +23,520 | New |
| Janus Henderson Group PLC | 24,016 | $360.8K | 0.00% | −10.0% | Reduced |
| Raymond James & Associates | 24,331 | $365.7K | 0.00% | −5,471−18.4% | Reduced |
| Greenland Capital Management LP | 25,000 | $375.8K | 0.07% | +25,000 | New |
| Stableford Capital II LLC | 26,001 | $387.7K | 0.21% | +85+0.3% | Added |
| Mutual of America Capital Management LLC | 26,101 | $392.3K | 0.00% | +1,324+5.3% | Added |
| DekaBank Deutsche Girozentrale | 26,559 | $402.0K | 0.00% | +2,140+8.8% | Added |
| Handelsbanken Fonder AB | 26,997 | $406.0K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 27,000 | $406.0K | 0.00% | +2,000+8.0% | Added |
| First Foundation Advisors | 27,500 | $413.3K | 0.02% | −5,581−16.9% | Reduced |
| Wolverine Asset Management LLC | 28,549 | $429.1K | 0.01% | +26,317+1,179.1% | Added |