Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Retail Opportunity Investments Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 226
- +4 vs. Q2 2022
- Shares held
- 120.7M
- +384.8K (+0.3%) vs. Q2 2022
- Total value
- $1.66B
- −$240.8M (−12.7%) vs. Q2 2022
- New holders
- 26
- 90 more added
- Sold out
- 22
- 76 more reduced
5 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Assetmark, Inc | 33 | $0 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 14 | $0 | 0.00% | 00.0% | Unchanged |
| Fortis Advisors, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 12 | $0 | 0.00% | −6−33.3% | Reduced |
| Manchester Capital Management LLC | 36 | $0 | 0.00% | +36 | New |
| Steward Partners Investment Advisory, LLC | 100 | $1.00K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 36 | $1.00K | 0.00% | −14−28.0% | Reduced |
| Annapolis Financial Services, LLC | 65 | $1.00K | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 83 | $1.00K | 0.00% | +83 | New |
| Ronald Blue Trust, Inc. | 66 | $1.00K | 0.00% | +66 | New |
| Massmutual Trust Co FSB | 133 | $2.00K | 0.00% | −197−59.7% | Reduced |
| HighMark Wealth Management LLC | 144 | $2.00K | 0.00% | +1+0.7% | Added |
| Rockefeller Capital Management L.P. | 331 | $3.00K | 0.00% | −259−43.9% | Reduced |
| TCI Wealth Advisors, Inc. | 208 | $3.00K | 0.00% | 00.0% | Unchanged |
| Your Advocates Ltd., LLP | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 248 | $3.00K | 0.00% | +248 | New |
| Aspire Private Capital, LLC | 270 | $4.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 333 | $4.00K | 0.00% | +333 | New |
| Allworth Financial LP | 271 | $4.00K | 0.00% | +271 | New |
| Parkside Financial Bank & Trust | 489 | $7.00K | 0.00% | +59+13.7% | Added |
| Brown Brothers Harriman & Co | 666 | $9.00K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 704 | $10.0K | 0.00% | −417−37.2% | Reduced |
| Parallel Advisors, LLC | 753 | $10.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 978 | $13.0K | 0.00% | −76−7.2% | Reduced |
| Sutton Wealth Advisors Inc. | 1,023 | $14.1K | 0.01% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 1,366 | $19.0K | 0.00% | −15−1.1% | Reduced |
| Johnson Midwest Financial, LLC | 1,462 | $20.0K | 0.08% | +12+0.8% | Added |
| State of Wyoming | 1,477 | $20.0K | 0.01% | +1,477 | New |
| Advisor Group Holdings, Inc. | 1,858 | $25.0K | 0.00% | −514−21.7% | Reduced |
| CWM, LLC | 1,809 | $25.0K | 0.00% | +127+7.6% | Added |
| Versant Capital Management, Inc | 1,885 | $26.0K | 0.01% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 2,232 | $30.0K | 0.00% | +2,232 | New |
| Migdal Insurance & Financial Holdings Ltd. | 2,770 | $37.0K | 0.00% | −188−6.4% | Reduced |
| US Bancorp | 3,177 | $44.0K | 0.00% | +696+28.1% | Added |
| Quadrant Capital Group LLC | 3,259 | $45.0K | 0.01% | +2,290+236.3% | Added |
| Signaturefd, LLC | 3,594 | $49.0K | 0.00% | +475+15.2% | Added |
| IFP Advisors, Inc | 2,218 | $54.0K | 0.00% | −30−1.3% | Reduced |
| Wipfli Financial Advisors LLC, | 4,436 | $61.0K | 0.00% | +4,436 | New |
| Meeder Asset Management Inc | 5,706 | $79.0K | 0.00% | +2,498+77.9% | Added |
| Van Eck Associates Corp | 6,952 | $96.0K | 0.00% | −3,987−36.4% | Reduced |
| Ameritas Investment Partners, Inc. | 9,412 | $129.0K | 0.01% | 00.0% | Unchanged |
| Simplex Trading, LLC | 9,532 | $131.0K | 0.01% | +1,377+16.9% | Added |
| KBC Group NV | 10,053 | $138.0K | 0.00% | 00.0% | Unchanged |
| Brasada Capital Management, LP | 10,000 | $138.0K | 0.03% | 00.0% | Unchanged |
| CIBC Asset Management Inc | 10,240 | $141.0K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 11,033 | $151.8K | 0.01% | −1,632−12.9% | Reduced |
| The PNC Financial Services Group, Inc. | 11,371 | $156.0K | 0.00% | +5,069+80.4% | Added |
| UBS Group AG | 11,411 | $157.0K | 0.00% | +8+0.1% | Added |
| JustInvest LLC | 11,482 | $158.0K | 0.01% | +11,482 | New |
| Redpoint Investment Management Pty Ltd | 11,830 | $163.0K | 0.02% | 00.0% | Unchanged |
| Crossmark Global Holdings, Inc. | 11,930 | $164.0K | 0.00% | −260−2.1% | Reduced |
| Wexford Capital LP | 12,034 | $166.0K | 0.05% | −948−7.3% | Reduced |
| Miracle Mile Advisors, LLC | 12,200 | $168.0K | 0.01% | −15,000−55.1% | Reduced |
| Russell Investments Group, Ltd. | 12,311 | $169.0K | 0.00% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 12,734 | $175.0K | 0.02% | −3,401−21.1% | Reduced |
| Nissay Asset Management Corp | 12,701 | $175.0K | 0.00% | −427−3.3% | Reduced |
| Employees Retirement System of Texas | 12,800 | $176.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 12,944 | $178.0K | 0.00% | +895+7.4% | Added |
| Jane Street Group, LLC | 13,078 | $180.0K | 0.00% | +13,078 | New |
| Healthcare of Ontario Pension Plan Trust Fund | 13,182 | $181.0K | 0.00% | +13,182 | New |
| Echo Street Capital Management LLC | 13,297 | $183.0K | 0.00% | +1,536+13.1% | Added |
| M&T Bank Corp | 13,528 | $186.0K | 0.00% | +871+6.9% | Added |
| LPL Financial LLC | 14,038 | $193.0K | 0.00% | −583−4.0% | Reduced |
| CWM Advisors, LLC | 15,094 | $208.0K | 0.03% | +1,743+13.1% | Added |
| Tower Research Capital LLC (TRC) | 15,351 | $212.0K | 0.00% | +11,126+263.3% | Added |
| Everence Capital Management Inc | 15,690 | $216.0K | 0.02% | 00.0% | Unchanged |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 16,432 | $226.0K | 0.01% | 00.0% | Unchanged |
| ProShare Advisors LLC | 16,688 | $230.0K | 0.00% | −425−2.5% | Reduced |
| Wells Fargo & Company | 16,782 | $231.0K | 0.00% | −134,450−88.9% | Reduced |
| SG Americas Securities, LLC | 18,346 | $252.0K | 0.00% | −45,634−71.3% | Reduced |
| First Republic Investment Management, Inc. | 19,550 | $269.0K | 0.00% | +500+2.6% | Added |
| Quantinno Capital Management LP | 19,679 | $271.0K | 0.03% | 00.0% | Unchanged |
| Cambria Investment Management, L.P. | 20,000 | $275.0K | 0.03% | +7,000+53.8% | Added |
| Envestnet Asset Management Inc | 20,319 | $280.0K | 0.00% | −384−1.9% | Reduced |
| Captrust Financial Advisors | 21,299 | $293.0K | 0.00% | +21,299 | New |
| Keybank National Association | 21,783 | $300.0K | 0.00% | +6,440+42.0% | Added |
| State of Wisconsin Investment Board | 23,148 | $319.0K | 0.00% | −7,652−24.8% | Reduced |
| Janus Henderson Group PLC | 24,017 | $331.0K | 0.00% | +43+0.2% | Added |
| DekaBank Deutsche Girozentrale | 24,419 | $334.0K | 0.00% | −3,177−11.5% | Reduced |
| Mutual of America Capital Management LLC | 24,777 | $341.0K | 0.00% | +3,917+18.8% | Added |
| Davenport & Co LLC | 25,000 | $344.0K | 0.00% | 00.0% | Unchanged |
| New York Life Investment Management LLC | 25,957 | $357.0K | 0.00% | −34,086−56.8% | Reduced |
| Stableford Capital II LLC | 25,916 | $360.0K | 0.17% | −21,508−45.4% | Reduced |
| Handelsbanken Fonder AB | 26,997 | $371.0K | 0.00% | −6,300−18.9% | Reduced |
| Landscape Capital Management, L.L.C. | 26,940 | $371.0K | 0.05% | +26,940 | New |
| Graham Capital Management, L.P. | 27,128 | $373.0K | 0.02% | +16,912+165.5% | Added |
| Standard Life Aberdeen plc | 27,181 | $374.0K | 0.00% | +1,446+5.6% | Added |
| Raymond James & Associates | 29,802 | $410.0K | 0.00% | −854−2.8% | Reduced |
| Gamco Investors, Inc. Et Al | 32,500 | $447.0K | 0.01% | 00.0% | Unchanged |
| First Foundation Advisors | 33,081 | $455.0K | 0.02% | +10,366+45.6% | Added |
| Arizona State Retirement System | 33,752 | $464.0K | 0.00% | +472+1.4% | Added |
| Teachers Retirement System of the State of Kentucky | 33,757 | $465.0K | 0.01% | +33,757 | New |
| Meiji Yasuda Asset Management Co Ltd. | 34,018 | $468.0K | 0.03% | +346+1.0% | Added |
| D. E. Shaw & Co., Inc. | 34,330 | $472.0K | 0.00% | −40,405−54.1% | Reduced |
| Daiwa Securities Group Inc. | 35,024 | $482.0K | 0.00% | +356+1.0% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 35,141 | $484.0K | 0.00% | +1,769+5.3% | Added |
| Susquehanna International Group, LLP | 36,141 | $497.0K | 0.00% | +36,141 | New |
| Oregon Public Employees Retirement Fund | 41,037 | $565.0K | 0.01% | +1,500+3.8% | Added |
| Pictet Asset Management SA | 44,670 | $615.0K | 0.00% | −4,503−9.2% | Reduced |