Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Retail Opportunity Investments Corp as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 227
- +4 vs. Q1 2022
- Shares held
- 120.4M
- +3.80M (+3.3%) vs. Q1 2022
- Total value
- $1.90B
- −$357.0M (−15.8%) vs. Q1 2022
- New holders
- 25
- 93 more added
- Sold out
- 21
- 75 more reduced
5 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dark Forest Capital Management LP | 23 | $0 | 0.00% | −1,172−98.1% | Reduced |
| Huntington National Bank | 1 | $0 | 0.00% | −450−99.8% | Reduced |
| Glassman Wealth Services | 17 | $0 | 0.00% | −41−70.7% | Reduced |
| Fortis Advisors, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 18 | $0 | 0.00% | −6−25.0% | Reduced |
| Private Trust Co NA | 14 | $0 | 0.00% | +14 | New |
| Exane Derivatives | 41 | $647 | 0.00% | 00.0% | Unchanged |
| Fieldpoint Private Securities, LLC | 65 | $1.00K | 0.00% | −255−79.7% | Reduced |
| Spire Wealth Management | 69 | $1.00K | 0.00% | −99−58.9% | Reduced |
| Assetmark, Inc | 33 | $1.00K | 0.00% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 65 | $1.00K | 0.00% | 00.0% | Unchanged |
| Sageworth Trust Co of South Dakota | 67 | $1.00K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 37 | $1.00K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 50 | $1.00K | 0.00% | +50 | New |
| HighMark Wealth Management LLC | 143 | $2.00K | 0.00% | +1+0.7% | Added |
| Steward Partners Investment Advisory, LLC | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 208 | $3.00K | 0.00% | 00.0% | Unchanged |
| Cordasco Financial Network | 220 | $3.00K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 207 | $3.00K | 0.00% | 00.0% | Unchanged |
| Your Advocates Ltd., LLP | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 270 | $4.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 330 | $5.00K | 0.00% | +292+768.4% | Added |
| Parkside Financial Bank & Trust | 430 | $7.00K | 0.00% | −24−5.3% | Reduced |
| Rockefeller Capital Management L.P. | 590 | $8.00K | 0.00% | +309+110.0% | Added |
| Brown Brothers Harriman & Co | 666 | $11.0K | 0.00% | +666 | New |
| Neo Ivy Capital Management | 730 | $11.0K | 0.03% | +730 | New |
| Parallel Advisors, LLC | 753 | $12.0K | 0.00% | −93−11.0% | Reduced |
| Quadrant Capital Group LLC | 969 | $15.0K | 0.00% | +165+20.5% | Added |
| Sutton Wealth Advisors Inc. | 1,023 | $16.1K | 0.01% | 00.0% | Unchanged |
| Fifth Third Bancorp | 1,054 | $17.0K | 0.00% | +30+2.9% | Added |
| EverSource Wealth Advisors, LLC | 1,121 | $18.0K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 1,381 | $22.0K | 0.00% | +474+52.3% | Added |
| Johnson Midwest Financial, LLC | 1,450 | $23.0K | 0.03% | +10+0.7% | Added |
| CWM, LLC | 1,682 | $27.0K | 0.00% | +1+0.1% | Added |
| Versant Capital Management, Inc | 1,885 | $30.0K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 2,372 | $37.0K | 0.00% | +140+6.3% | Added |
| US Bancorp | 2,481 | $39.0K | 0.00% | +397+19.0% | Added |
| Migdal Insurance & Financial Holdings Ltd. | 2,958 | $47.0K | 0.00% | +2,818+2,012.9% | Added |
| Signaturefd, LLC | 3,119 | $49.0K | 0.00% | −60−1.9% | Reduced |
| Meeder Asset Management Inc | 3,208 | $51.0K | 0.00% | +1,917+148.5% | Added |
| IFP Advisors, Inc | 2,248 | $54.0K | 0.00% | −121−5.1% | Reduced |
| Tower Research Capital LLC (TRC) | 4,225 | $67.0K | 0.00% | +2,570+155.3% | Added |
| Vestcor Inc | 5,639 | $89.0K | 0.00% | +5,639 | New |
| The PNC Financial Services Group, Inc. | 6,302 | $100.0K | 0.00% | −330−5.0% | Reduced |
| Simplex Trading, LLC | 8,155 | $128.0K | 0.00% | +8,155 | New |
| Ameritas Investment Partners, Inc. | 9,412 | $148.0K | 0.01% | 00.0% | Unchanged |
| Brasada Capital Management, LP | 10,000 | $158.0K | 0.04% | −4,100−29.1% | Reduced |
| KBC Group NV | 10,053 | $159.0K | 0.00% | +10,053 | New |
| Graham Capital Management, L.P. | 10,216 | $161.0K | 0.01% | +10,216 | New |
| CIBC Asset Management Inc | 10,240 | $162.0K | 0.00% | −384−3.6% | Reduced |
| Profund Advisors LLC | 10,314 | $163.0K | 0.01% | −3,158−23.4% | Reduced |
| Qube Research & Technologies Ltd | 10,419 | $164.0K | 0.00% | +10,419 | New |
| Coldstream Capital Management Inc | 10,535 | $166.0K | 0.01% | −107−1.0% | Reduced |
| Van Eck Associates Corp | 10,939 | $173.0K | 0.00% | +292+2.7% | Added |
| Bank of Nova Scotia | 11,372 | $179.0K | 0.00% | +11,372 | New |
| UBS Group AG | 11,403 | $180.0K | 0.00% | −21−0.2% | Reduced |
| Echo Street Capital Management LLC | 11,761 | $186.0K | 0.00% | −11,838−50.2% | Reduced |
| Redpoint Investment Management Pty Ltd | 11,830 | $187.0K | 0.02% | 00.0% | Unchanged |
| Royal Bank of Canada | 12,049 | $190.0K | 0.00% | +1,713+16.6% | Added |
| Crossmark Global Holdings, Inc. | 12,190 | $193.0K | 0.01% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 12,311 | $194.0K | 0.00% | 00.0% | Unchanged |
| M&T Bank Corp | 12,657 | $199.0K | 0.00% | +12,657 | New |
| Metropolitan Life Insurance Co | 12,665 | $199.9K | 0.01% | −1,609−11.3% | Reduced |
| Employees Retirement System of Texas | 12,800 | $202.0K | 0.00% | 00.0% | Unchanged |
| Cambria Investment Management, L.P. | 13,000 | $205.0K | 0.03% | −2,000−13.3% | Reduced |
| United Services Automobile Association | 12,988 | $205.0K | 0.01% | +12,988 | New |
| Wexford Capital LP | 12,982 | $205.0K | 0.03% | +12,982 | New |
| Nissay Asset Management Corp | 13,128 | $207.0K | 0.00% | 00.0% | Unchanged |
| CWM Advisors, LLC | 13,351 | $211.0K | 0.03% | +1,205+9.9% | Added |
| LPL Financial LLC | 14,621 | $231.0K | 0.00% | +644+4.6% | Added |
| Bank of Montreal | 14,819 | $242.0K | 0.00% | −20,557−58.1% | Reduced |
| Keybank National Association | 15,343 | $242.0K | 0.00% | +15,343 | New |
| Everence Capital Management Inc | 15,690 | $248.0K | 0.02% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 16,135 | $255.0K | 0.04% | −8,480−34.5% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 16,432 | $259.0K | 0.01% | +3,823+30.3% | Added |
| ProShare Advisors LLC | 17,113 | $270.0K | 0.00% | −9,412−35.5% | Reduced |
| Alberta Investment Management Corp | 18,164 | $287.0K | 0.00% | −2,318−11.3% | Reduced |
| First Republic Investment Management, Inc. | 19,050 | $301.0K | 0.00% | 00.0% | Unchanged |
| Quantinno Capital Management LP | 19,679 | $311.0K | 0.04% | 00.0% | Unchanged |
| Teacher Retirement System of Texas | 20,149 | $318.0K | 0.00% | −4,952−19.7% | Reduced |
| Envestnet Asset Management Inc | 20,703 | $327.0K | 0.00% | −1,611−7.2% | Reduced |
| Mutual of America Capital Management LLC | 20,860 | $329.0K | 0.00% | +3,363+19.2% | Added |
| First Foundation Advisors | 22,715 | $358.0K | 0.02% | −109−0.5% | Reduced |
| Janus Henderson Group PLC | 23,974 | $379.0K | 0.00% | −19−0.1% | Reduced |
| Davenport & Co LLC | 25,000 | $395.0K | 0.00% | +1,400+5.9% | Added |
| Utah Retirement Systems | 25,494 | $402.0K | 0.01% | +25,494 | New |
| Standard Life Aberdeen plc | 25,735 | $406.0K | 0.00% | −639−2.4% | Reduced |
| Miracle Mile Advisors, LLC | 27,200 | $429.0K | 0.02% | 00.0% | Unchanged |
| DekaBank Deutsche Girozentrale | 27,596 | $444.0K | 0.00% | +2,350+9.3% | Added |
| Raymond James & Associates | 30,656 | $484.0K | 0.00% | −5,658−15.6% | Reduced |
| State of Wisconsin Investment Board | 30,800 | $486.0K | 0.00% | +30,800 | New |
| Gamco Investors, Inc. Et Al | 32,500 | $513.0K | 0.01% | 00.0% | Unchanged |
| Handelsbanken Fonder AB | 33,297 | $525.0K | 0.00% | 00.0% | Unchanged |
| Arizona State Retirement System | 33,280 | $525.0K | 0.01% | +457+1.4% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 33,372 | $527.0K | 0.00% | −1,077−3.1% | Reduced |
| Meiji Yasuda Asset Management Co Ltd. | 33,672 | $531.0K | 0.03% | +12,820+61.5% | Added |
| Daiwa Securities Group Inc. | 34,668 | $547.0K | 0.00% | −1,463−4.0% | Reduced |
| Oregon Public Employees Retirement Fund | 39,537 | $624.0K | 0.01% | −6,200−13.6% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 39,933 | $630.0K | 0.00% | +39,933 | New |
| BNP Paribas Arbitrage, SA | 40,292 | $635.8K | 0.00% | −473−1.2% | Reduced |