Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Retail Opportunity Investments Corp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 228
- 0 vs. Q4 2021
- Shares held
- 117.7M
- −1.23M (−1.0%) vs. Q4 2021
- Total value
- $2.28B
- −$48.6M (−2.1%) vs. Q4 2021
- New holders
- 19
- 85 more added
- Sold out
- 19
- 86 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Covestor Ltd | 24 | $0 | 0.00% | −6−20.0% | Reduced |
| Toronto Dominion Bank | 13 | $0 | 0.00% | 00.0% | Unchanged |
| Fortis Advisors, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 37 | $0 | 0.00% | +37 | New |
| Exane Derivatives | 41 | $795 | 0.00% | 00.0% | Unchanged |
| Sageworth Trust Co of South Dakota | 67 | $1.00K | 0.00% | −300−81.7% | Reduced |
| Assetmark, Inc | 33 | $1.00K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 58 | $1.00K | 0.00% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 65 | $1.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 38 | $1.00K | 0.00% | +38 | New |
| Steward Partners Investment Advisory, LLC | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Migdal Insurance & Financial Holdings Ltd. | 140 | $3.00K | 0.00% | −1,775−92.7% | Reduced |
| HighMark Wealth Management LLC | 142 | $3.00K | 0.00% | +2+1.4% | Added |
| Spire Wealth Management | 168 | $3.00K | 0.00% | +64+61.5% | Added |
| TCI Wealth Advisors, Inc. | 208 | $4.00K | 0.00% | 00.0% | Unchanged |
| Cordasco Financial Network | 220 | $4.00K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 207 | $4.00K | 0.00% | 00.0% | Unchanged |
| Your Advocates Ltd., LLP | 200 | $4.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 281 | $5.00K | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 270 | $5.00K | 0.00% | 00.0% | Unchanged |
| Tarbox Family Office, Inc. | 291 | $6.00K | 0.00% | 00.0% | Unchanged |
| Fieldpoint Private Securities, LLC | 320 | $6.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 451 | $9.00K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 454 | $9.00K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 688 | $13.0K | 0.00% | +599+673.0% | Added |
| Quadrant Capital Group LLC | 804 | $15.0K | 0.00% | −3−0.4% | Reduced |
| FIL Ltd | 800 | $16.0K | 0.00% | −500−38.5% | Reduced |
| Parallel Advisors, LLC | 846 | $17.0K | 0.00% | −39−4.4% | Reduced |
| Lindbrook Capital, LLC | 907 | $18.0K | 0.00% | +104+13.0% | Added |
| Sutton Wealth Advisors Inc. | 1,023 | $19.8K | 0.01% | −35−3.3% | Reduced |
| Fifth Third Bancorp | 1,024 | $20.0K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 1,121 | $22.0K | 0.01% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 1,195 | $23.0K | 0.01% | +1,195 | New |
| Meeder Asset Management Inc | 1,291 | $25.0K | 0.00% | −12,736−90.8% | Reduced |
| Johnson Midwest Financial, LLC | 1,440 | $28.0K | 0.04% | +13+0.9% | Added |
| Tower Research Capital LLC (TRC) | 1,655 | $32.0K | 0.00% | −1,294−43.9% | Reduced |
| CWM, LLC | 1,681 | $33.0K | 0.00% | +144+9.4% | Added |
| Versant Capital Management, Inc | 1,885 | $37.0K | 0.01% | −271−12.6% | Reduced |
| US Bancorp | 2,084 | $40.0K | 0.00% | +87+4.4% | Added |
| State of Wyoming | 2,250 | $44.0K | 0.02% | +1,331+144.8% | Added |
| IFP Advisors, Inc | 2,369 | $56.0K | 0.00% | +2,248+1,857.9% | Added |
| Signaturefd, LLC | 3,179 | $62.0K | 0.00% | +219+7.4% | Added |
| Advisor Group Holdings, Inc. | 2,232 | $117.0K | 0.00% | +50+2.3% | Added |
| The PNC Financial Services Group, Inc. | 6,632 | $128.0K | 0.00% | −18−0.3% | Reduced |
| Ameritas Investment Partners, Inc. | 9,412 | $182.0K | 0.01% | 00.0% | Unchanged |
| DuPont Capital Management Corp | 10,007 | $194.0K | 0.01% | −885−8.1% | Reduced |
| Royal Bank of Canada | 10,336 | $201.0K | 0.00% | −13,750−57.1% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 10,602 | $206.0K | 0.05% | −5,260−33.2% | Reduced |
| CIBC Asset Management Inc | 10,624 | $206.0K | 0.00% | 00.0% | Unchanged |
| Coldstream Capital Management Inc | 10,642 | $206.0K | 0.01% | +86+0.8% | Added |
| Van Eck Associates Corp | 10,647 | $206.0K | 0.00% | +1,395+15.1% | Added |
| UBS Group AG | 11,424 | $222.0K | 0.00% | −5,543−32.7% | Reduced |
| CenterBook Partners LP | 11,727 | $227.0K | 0.08% | +11,727 | New |
| Redpoint Investment Management Pty Ltd | 11,830 | $229.0K | 0.02% | 00.0% | Unchanged |
| FORA Capital, LLC | 11,959 | $233.0K | 0.04% | +11,959 | New |
| CWM Advisors, LLC | 12,146 | $236.0K | 0.03% | −492−3.9% | Reduced |
| Crossmark Global Holdings, Inc. | 12,190 | $237.0K | 0.01% | −70−0.6% | Reduced |
| Evergreen Capital Management LLC | 12,270 | $238.0K | 0.01% | −228−1.8% | Reduced |
| Russell Investments Group, Ltd. | 12,311 | $238.0K | 0.00% | 00.0% | Unchanged |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 12,609 | $244.0K | 0.01% | 00.0% | Unchanged |
| Employees Retirement System of Texas | 12,800 | $248.0K | 0.00% | −80,000−86.2% | Reduced |
| Nissay Asset Management Corp | 13,128 | $255.0K | 0.00% | 00.0% | Unchanged |
| Profund Advisors LLC | 13,472 | $261.0K | 0.01% | +1,158+9.4% | Added |
| LPL Financial LLC | 13,977 | $271.0K | 0.00% | +3,902+38.7% | Added |
| Guggenheim Capital LLC | 14,028 | $272.0K | 0.00% | +14,028 | New |
| Brasada Capital Management, LP | 14,100 | $273.0K | 0.05% | 00.0% | Unchanged |
| Winton Group Ltd | 14,069 | $273.0K | 0.01% | +14,069 | New |
| FMR LLC | 14,172 | $275.0K | 0.00% | +13,922+5,568.8% | Added |
| Metropolitan Life Insurance Co | 14,274 | $276.8K | 0.01% | −22,131−60.8% | Reduced |
| Cambria Investment Management, L.P. | 15,000 | $291.0K | 0.04% | +3,000+25.0% | Added |
| Everence Capital Management Inc | 15,690 | $304.0K | 0.02% | 00.0% | Unchanged |
| Mutual of America Capital Management LLC | 17,497 | $339.0K | 0.00% | +908+5.5% | Added |
| Fort Washington Investment Advisors Inc | 18,631 | $361.0K | 0.00% | −2,500−11.8% | Reduced |
| First Republic Investment Management, Inc. | 19,050 | $369.0K | 0.00% | +125+0.7% | Added |
| Cubist Systematic Strategies, LLC | 19,557 | $379.0K | 0.00% | −57,052−74.5% | Reduced |
| Quantinno Capital Management LP | 19,679 | $382.0K | 0.06% | 00.0% | Unchanged |
| Alberta Investment Management Corp | 20,482 | $397.0K | 0.00% | 00.0% | Unchanged |
| Meiji Yasuda Asset Management Co Ltd. | 20,852 | $404.0K | 0.02% | +20,852 | New |
| Envestnet Asset Management Inc | 22,314 | $433.0K | 0.00% | +1,685+8.2% | Added |
| First Foundation Advisors | 22,824 | $443.0K | 0.02% | +638+2.9% | Added |
| Davenport & Co LLC | 23,600 | $458.0K | 0.00% | −6,770−22.3% | Reduced |
| Echo Street Capital Management LLC | 23,599 | $458.0K | 0.00% | +23,599 | New |
| Janus Henderson Group PLC | 23,993 | $466.0K | 0.00% | +40.0% | Added |
| Gsa Capital Partners LLP | 24,615 | $477.0K | 0.06% | +24,615 | New |
| Teacher Retirement System of Texas | 25,101 | $487.0K | 0.00% | +1,594+6.8% | Added |
| DekaBank Deutsche Girozentrale | 25,246 | $493.0K | 0.00% | +35+0.1% | Added |
| Standard Life Aberdeen plc | 26,374 | $511.0K | 0.00% | +829+3.2% | Added |
| ProShare Advisors LLC | 26,525 | $514.0K | 0.00% | −3,254−10.9% | Reduced |
| Miracle Mile Advisors, LLC | 27,200 | $527.0K | 0.02% | +27,200 | New |
| Healthcare of Ontario Pension Plan Trust Fund | 28,028 | $543.0K | 0.00% | −14,389−33.9% | Reduced |
| Teachers Retirement System of the State of Kentucky | 31,507 | $611.0K | 0.01% | 00.0% | Unchanged |
| Gamco Investors, Inc. Et Al | 32,500 | $630.0K | 0.01% | 00.0% | Unchanged |
| Arizona State Retirement System | 32,823 | $636.0K | 0.01% | +141+0.4% | Added |
| Handelsbanken Fonder AB | 33,297 | $646.0K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 34,449 | $668.0K | 0.00% | 00.0% | Unchanged |
| Bank of Montreal | 35,376 | $692.0K | 0.00% | −102,438−74.3% | Reduced |
| Daiwa Securities Group Inc. | 36,131 | $701.0K | 0.00% | +339+0.9% | Added |
| Raymond James & Associates | 36,314 | $704.0K | 0.00% | −4,299−10.6% | Reduced |
| BNP Paribas Arbitrage, SA | 40,765 | $790.4K | 0.00% | −42,755−51.2% | Reduced |
| Squarepoint Ops LLC | 45,000 | $873.0K | 0.01% | −11,757−20.7% | Reduced |