Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Retail Opportunity Investments Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 228
- +10 vs. Q3 2021
- Shares held
- 118.9M
- +1.67M (+1.4%) vs. Q3 2021
- Total value
- $2.33B
- +$285.6M (+14.0%) vs. Q3 2021
- New holders
- 31
- 79 more added
- Sold out
- 21
- 86 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Fortis Advisors, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Toronto Dominion Bank | 13 | $0 | 0.00% | +13 | New |
| Allworth Financial LP | 18 | $0 | 0.00% | +18 | New |
| Exane Derivatives | 41 | $804 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 33 | $1.00K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 58 | $1.00K | 0.00% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 65 | $1.00K | 0.00% | 00.0% | Unchanged |
| Motley Fool Asset Management LLC | 56 | $1.00K | 0.00% | +56 | New |
| Covestor Ltd | 30 | $1.00K | 0.00% | +30 | New |
| Sageworth Trust Co | 110 | $2.00K | 0.00% | −370−77.1% | Reduced |
| IFP Advisors, Inc | 121 | $2.00K | 0.00% | −221−64.6% | Reduced |
| Ellevest, Inc. | 89 | $2.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 104 | $2.00K | 0.00% | +104 | New |
| HighMark Wealth Management LLC | 140 | $3.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 208 | $4.00K | 0.00% | 00.0% | Unchanged |
| Cordasco Financial Network | 220 | $4.00K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 207 | $4.00K | 0.00% | 00.0% | Unchanged |
| Your Advocates Ltd., LLP | 200 | $4.00K | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 270 | $5.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 250 | $5.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 281 | $5.00K | 0.00% | 00.0% | Unchanged |
| Fieldpoint Private Securities, LLC | 320 | $6.00K | 0.00% | −30−8.6% | Reduced |
| Tarbox Family Office, Inc. | 291 | $6.00K | 0.00% | 00.0% | Unchanged |
| Sageworth Trust Co of South Dakota | 367 | $7.00K | 0.01% | +367 | New |
| Parkside Financial Bank & Trust | 454 | $9.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 451 | $9.00K | 0.00% | +450+45,000.0% | Added |
| Quadrant Capital Group LLC | 807 | $16.0K | 0.00% | −332−29.1% | Reduced |
| Lindbrook Capital, LLC | 803 | $16.0K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 885 | $17.0K | 0.00% | +107+13.8% | Added |
| State of Wyoming | 919 | $18.0K | 0.01% | +919 | New |
| Wolverine Asset Management LLC | 976 | $19.0K | 0.00% | −211,894−99.5% | Reduced |
| Fifth Third Bancorp | 1,024 | $20.0K | 0.00% | +107+11.7% | Added |
| Sutton Wealth Advisors Inc. | 1,058 | $20.7K | 0.01% | +35+3.4% | Added |
| EverSource Wealth Advisors, LLC | 1,121 | $22.0K | 0.01% | +1,121 | New |
| FIL Ltd | 1,300 | $25.0K | 0.00% | 00.0% | Unchanged |
| Johnson Midwest Financial, LLC | 1,427 | $28.0K | 0.02% | +9+0.6% | Added |
| CWM, LLC | 1,537 | $30.0K | 0.00% | +1,537 | New |
| Migdal Insurance & Financial Holdings Ltd. | 1,915 | $37.0K | 0.00% | −928−32.6% | Reduced |
| US Bancorp | 1,997 | $39.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 2,182 | $41.0K | 0.00% | −4,633−68.0% | Reduced |
| Versant Capital Management, Inc | 2,156 | $42.0K | 0.01% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 2,629 | $52.0K | 0.00% | +2,629 | New |
| Tower Research Capital LLC (TRC) | 2,949 | $57.0K | 0.00% | −8,876−75.1% | Reduced |
| Signaturefd, LLC | 2,960 | $58.0K | 0.00% | +12+0.4% | Added |
| Eaton Vance Management | 3,525 | $69.0K | 0.00% | +169+5.0% | Added |
| Acadian Asset Management LLC | 3,969 | $77.0K | 0.00% | +3,969 | New |
| The PNC Financial Services Group, Inc. | 6,650 | $129.0K | 0.00% | −21−0.3% | Reduced |
| Van Eck Associates Corp | 9,252 | $181.0K | 0.00% | +3,709+66.9% | Added |
| Ameritas Investment Partners, Inc. | 9,412 | $184.0K | 0.01% | 00.0% | Unchanged |
| LPL Financial LLC | 10,075 | $197.0K | 0.00% | −28−0.3% | Reduced |
| Schroder Investment Management Group | 10,356 | $203.0K | 0.00% | +2,633+34.1% | Added |
| Coldstream Capital Management Inc | 10,556 | $207.0K | 0.01% | +10,556 | New |
| CIBC Asset Management Inc | 10,624 | $208.0K | 0.00% | −3,118−22.7% | Reduced |
| Voloridge Investment Management, LLC | 10,743 | $211.0K | 0.00% | +10,743 | New |
| DuPont Capital Management Corp | 10,892 | $213.0K | 0.01% | −35,744−76.6% | Reduced |
| Redpoint Investment Management Pty Ltd | 11,830 | $232.0K | 0.02% | +11,830 | New |
| Cambria Investment Management, L.P. | 12,000 | $235.0K | 0.04% | −1,524−11.3% | Reduced |
| Crossmark Global Holdings, Inc. | 12,260 | $240.0K | 0.01% | 00.0% | Unchanged |
| Profund Advisors LLC | 12,314 | $241.0K | 0.01% | −623−4.8% | Reduced |
| Russell Investments Group, Ltd. | 12,311 | $241.0K | 0.00% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 12,498 | $245.0K | 0.01% | +883+7.6% | Added |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 12,609 | $247.0K | 0.01% | +12,609 | New |
| CWM Advisors, LLC | 12,638 | $248.0K | 0.03% | −760−5.7% | Reduced |
| Jane Street Group, LLC | 13,058 | $256.0K | 0.00% | +13,058 | New |
| Nissay Asset Management Corp | 13,128 | $257.0K | 0.00% | +279+2.2% | Added |
| Brasada Capital Management, LP | 14,100 | $275.0K | 0.05% | −500−3.4% | Reduced |
| Meeder Asset Management Inc | 14,027 | $275.0K | 0.03% | +12,789+1,033.0% | Added |
| Everence Capital Management Inc | 15,690 | $308.0K | 0.02% | 00.0% | Unchanged |
| Y-Intercept (Hong Kong) Ltd | 15,862 | $311.0K | 0.07% | +15,862 | New |
| Mutual of America Capital Management LLC | 16,589 | $325.0K | 0.00% | +396+2.4% | Added |
| UBS Group AG | 16,967 | $333.0K | 0.00% | +449+2.7% | Added |
| First Republic Investment Management, Inc. | 18,925 | $371.0K | 0.00% | +18,925 | New |
| Quantinno Capital Management LP | 19,679 | $386.0K | 0.07% | −11,410−36.7% | Reduced |
| AlphaCrest Capital Management LLC | 20,229 | $396.0K | 0.01% | −3,612−15.2% | Reduced |
| Alberta Investment Management Corp | 20,482 | $401.0K | 0.00% | +20,482 | New |
| Envestnet Asset Management Inc | 20,629 | $404.0K | 0.00% | −28,337−57.9% | Reduced |
| Campbell & CO Investment Adviser LLC | 20,900 | $410.0K | 0.14% | −7,700−26.9% | Reduced |
| Fort Washington Investment Advisors Inc | 21,131 | $414.0K | 0.00% | +1,300+6.6% | Added |
| First Foundation Advisors | 22,186 | $435.0K | 0.01% | −3,663−14.2% | Reduced |
| AMP Capital Investors Ltd | 22,306 | $437.0K | 0.01% | −22,582−50.3% | Reduced |
| Teacher Retirement System of Texas | 23,507 | $461.0K | 0.00% | +4,467+23.5% | Added |
| Susquehanna International Group, LLP | 23,798 | $466.0K | 0.00% | +23,798 | New |
| Mirabella Financial Services LLP | 23,796 | $466.0K | 0.05% | +23,796 | New |
| Janus Henderson Group PLC | 23,989 | $470.0K | 0.00% | +12,069+101.3% | Added |
| Royal Bank of Canada | 24,086 | $472.0K | 0.00% | +6,064+33.6% | Added |
| DekaBank Deutsche Girozentrale | 25,211 | $486.0K | 0.00% | +25,211 | New |
| Standard Life Aberdeen plc | 25,545 | $501.0K | 0.00% | +1,413+5.9% | Added |
| ProShare Advisors LLC | 29,779 | $584.0K | 0.00% | +11,413+62.1% | Added |
| Davenport & Co LLC | 30,370 | $595.0K | 0.00% | −2,375−7.3% | Reduced |
| Teachers Retirement System of the State of Kentucky | 31,507 | $618.0K | 0.01% | 00.0% | Unchanged |
| Gamco Investors, Inc. Et Al | 32,500 | $637.0K | 0.01% | −1,000−3.0% | Reduced |
| Arizona State Retirement System | 32,682 | $641.0K | 0.00% | +328+1.0% | Added |
| Pendal Group Limited | 32,863 | $644.0K | 0.01% | +32,863 | New |
| Handelsbanken Fonder AB | 33,297 | $653.0K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 34,449 | $675.0K | 0.00% | −1,796−5.0% | Reduced |
| Daiwa Securities Group Inc. | 35,792 | $702.0K | 0.00% | +3,097+9.5% | Added |
| Metropolitan Life Insurance Co | 36,405 | $713.5K | 0.01% | −3,172−8.0% | Reduced |
| IndexIQ Advisors LLC | 38,354 | $752.0K | 0.03% | −4,977−11.5% | Reduced |
| Raymond James & Associates | 40,613 | $796.0K | 0.00% | +7,513+22.7% | Added |