Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Retail Opportunity Investments Corp as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 226
- +4 vs. Q1 2021
- Shares held
- 113.9M
- +3.79M (+3.4%) vs. Q1 2021
- Total value
- $2.01B
- +$268.2M (+15.4%) vs. Q1 2021
- New holders
- 23
- 87 more added
- Sold out
- 19
- 74 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Northwestern Mutual Wealth Management Co | 6 | $0 | 0.00% | −37−86.0% | Reduced |
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 22 | $0 | 0.00% | 00.0% | Unchanged |
| Fortis Advisors, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Exane Derivatives | 41 | $713 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 33 | $1.00K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 52 | $1.00K | 0.00% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 65 | $1.00K | 0.00% | 00.0% | Unchanged |
| TD Private Client Wealth LLC | 84 | $1.48K | 0.00% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 139 | $2.00K | 0.00% | +1+0.7% | Added |
| Ellevest, Inc. | 89 | $2.00K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 90 | $2.00K | 0.00% | +90 | New |
| Rockefeller Capital Management L.P. | 281 | $4.00K | 0.00% | −194−40.8% | Reduced |
| Harbour Investments, Inc. | 221 | $4.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 200 | $4.00K | 0.00% | 00.0% | Unchanged |
| Cordasco Financial Network | 220 | $4.00K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 207 | $4.00K | 0.00% | 00.0% | Unchanged |
| Your Advocates Ltd., LLP | 200 | $4.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 215 | $4.00K | 0.00% | +133+162.2% | Added |
| TCI Wealth Advisors, Inc. | 208 | $4.00K | 0.00% | +208 | New |
| Tarbox Family Office, Inc. | 291 | $5.00K | 0.00% | 00.0% | Unchanged |
| Fieldpoint Private Securities, LLC | 350 | $6.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 342 | $6.00K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 375 | $7.00K | 0.00% | −34−8.3% | Reduced |
| Parkside Financial Bank & Trust | 454 | $8.00K | 0.00% | +30+7.1% | Added |
| Sageworth Trust Co | 480 | $8.00K | 0.00% | +480 | New |
| Quadrant Capital Group LLC | 764 | $13.0K | 0.00% | −36−4.5% | Reduced |
| Fifth Third Bancorp | 800 | $14.0K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 803 | $14.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,002 | $18.0K | 0.00% | 00.0% | Unchanged |
| Sutton Wealth Advisors Inc. | 1,023 | $18.1K | 0.01% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 1,216 | $21.0K | 0.00% | −12,097−90.9% | Reduced |
| Parallel Advisors, LLC | 1,205 | $21.0K | 0.00% | +452+60.0% | Added |
| Johnson Midwest Financial, LLC | 1,409 | $25.0K | 0.02% | +9+0.6% | Added |
| Dark Forest Capital Management LP | 1,573 | $28.0K | 0.01% | +1,573 | New |
| William Blair Investment Management, LLC | 1,770 | $31.0K | 0.00% | +1,770 | New |
| US Bancorp | 1,997 | $35.0K | 0.00% | −83−4.0% | Reduced |
| Berman Capital Advisors, LLC | 2,144 | $37.0K | 0.01% | +502+30.6% | Added |
| Versant Capital Management, Inc | 2,156 | $38.0K | 0.01% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 2,274 | $40.0K | 0.00% | +1,714+306.1% | Added |
| Panagora Asset Management Inc | 2,500 | $44.0K | 0.00% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 2,895 | $51.0K | 0.00% | +2,895 | New |
| Signaturefd, LLC | 2,980 | $53.0K | 0.00% | +223+8.1% | Added |
| Eaton Vance Management | 3,805 | $67.0K | 0.00% | +2,136+128.0% | Added |
| Neo Ivy Capital Management | 4,631 | $82.0K | 0.08% | +4,631 | New |
| Van Eck Associates Corp | 4,690 | $83.0K | 0.00% | −122−2.5% | Reduced |
| Acadian Asset Management LLC | 7,224 | $128.0K | 0.00% | +5,742+387.4% | Added |
| Schroder Investment Management Group | 7,608 | $134.0K | 0.00% | +1,003+15.2% | Added |
| Advisor Group Holdings, Inc. | 7,722 | $135.0K | 0.00% | +2,033+35.7% | Added |
| The PNC Financial Services Group, Inc. | 7,938 | $140.0K | 0.00% | +1,247+18.6% | Added |
| Ameritas Investment Partners, Inc. | 9,412 | $166.0K | 0.01% | 00.0% | Unchanged |
| Paloma Partners Management Co | 10,052 | $177.0K | 0.00% | −33,914−77.1% | Reduced |
| Tower Research Capital LLC (TRC) | 10,471 | $185.0K | 0.00% | −5,279−33.5% | Reduced |
| Evergreen Capital Management LLC | 10,452 | $185.0K | 0.01% | +10,452 | New |
| Nachman Norwood & Parrott, Inc | 11,075 | $197.0K | 0.02% | +75+0.7% | Added |
| AXA S.A. | 11,328 | $200.0K | 0.00% | 00.0% | Unchanged |
| Nissay Asset Management Corp | 11,531 | $204.0K | 0.00% | +602+5.5% | Added |
| HRT Financial LP | 12,084 | $213.0K | 0.00% | −40,641−77.1% | Reduced |
| CIBC Private Wealth Group, LLC | 12,309 | $217.0K | 0.00% | +12,309 | New |
| Campbell & CO Investment Adviser LLC | 12,300 | $217.0K | 0.09% | +12,300 | New |
| Crossmark Global Holdings, Inc. | 12,440 | $220.0K | 0.01% | +310+2.6% | Added |
| CIBC Asset Management Inc | 13,666 | $241.0K | 0.00% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 13,723 | $242.0K | 0.00% | +3,152+29.8% | Added |
| Fort Washington Investment Advisors Inc | 14,131 | $250.0K | 0.00% | +600+4.4% | Added |
| Teacher Retirement System of Texas | 15,414 | $272.0K | 0.00% | +2,311+17.6% | Added |
| Profund Advisors LLC | 16,120 | $284.0K | 0.01% | +969+6.4% | Added |
| Private Advisor Group, LLC | 16,496 | $291.0K | 0.00% | 00.0% | Unchanged |
| SEI Investments Co | 16,708 | $295.0K | 0.00% | −3,762−18.4% | Reduced |
| Mutual of America Capital Management LLC | 16,887 | $298.0K | 0.00% | +1,112+7.0% | Added |
| AlphaCrest Capital Management LLC | 17,219 | $304.0K | 0.01% | +17,219 | New |
| Royal Bank of Canada | 18,720 | $331.0K | 0.00% | +7,317+64.2% | Added |
| Natixis Advisors, L.P. | 19,318 | $341.0K | 0.00% | +3,506+22.2% | Added |
| Eii Capital Management, Inc. | 19,381 | $342.0K | 0.16% | +2,781+16.8% | Added |
| Russell Investments Group, Ltd. | 19,366 | $342.0K | 0.00% | +3,788+24.3% | Added |
| SG Americas Securities, LLC | 19,456 | $344.0K | 0.00% | −27,340−58.4% | Reduced |
| UBS Group AG | 20,840 | $368.0K | 0.00% | +11,285+118.1% | Added |
| Jane Street Group, LLC | 21,027 | $371.0K | 0.00% | −95,056−81.9% | Reduced |
| American Century Companies Inc | 22,261 | $393.0K | 0.00% | 00.0% | Unchanged |
| Everence Capital Management Inc | 22,870 | $404.0K | 0.03% | 00.0% | Unchanged |
| Allstate Corp | 23,506 | $415.0K | 0.01% | 00.0% | Unchanged |
| Standard Life Aberdeen plc | 24,915 | $440.0K | 0.00% | +13,520+118.6% | Added |
| AMP Capital Investors Ltd | 27,450 | $485.0K | 0.00% | +49+0.2% | Added |
| Squarepoint Ops LLC | 29,001 | $512.0K | 0.00% | +29,001 | New |
| Daiwa Securities Group Inc. | 30,887 | $545.0K | 0.00% | +1,758+6.0% | Added |
| United Capital Financial Advisers, LLC | 31,044 | $548.0K | 0.00% | +3,086+11.0% | Added |
| Quantinno Capital Management LP | 31,089 | $549.0K | 0.62% | 00.0% | Unchanged |
| Teachers Retirement System of the State of Kentucky | 31,507 | $556.0K | 0.01% | 00.0% | Unchanged |
| Handelsbanken Fonder AB | 31,597 | $558.0K | 0.00% | +10,900+52.7% | Added |
| Arizona State Retirement System | 32,109 | $567.0K | 0.00% | −2,242−6.5% | Reduced |
| Cornercap Investment Counsel Inc | 32,817 | $580.0K | 0.06% | −521−1.6% | Reduced |
| Walleye Trading LLC | 32,911 | $581.0K | 0.02% | −20,218−38.1% | Reduced |
| ProShare Advisors LLC | 33,400 | $590.0K | 0.00% | −1,011−2.9% | Reduced |
| Gamco Investors, Inc. Et Al | 33,500 | $592.0K | 0.01% | +5,000+17.5% | Added |
| Davenport & Co LLC | 33,745 | $596.0K | 0.00% | −2,300−6.4% | Reduced |
| First Foundation Advisors | 36,182 | $639.0K | 0.02% | +89+0.2% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 36,245 | $640.0K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 37,492 | $662.1K | 0.01% | −6,142−14.1% | Reduced |
| HSBC Holdings PLC | 37,742 | $669.0K | 0.00% | +10,325+37.7% | Added |
| Raymond James & Associates | 38,095 | $673.0K | 0.00% | −1,159−3.0% | Reduced |
| Whittier Trust Co of Nevada Inc | 39,698 | $701.0K | 0.03% | +792+2.0% | Added |