Retail Opportunity Investments Corp

ROICDelisted Feb 12, 2025

Industry: Real Estate Investment Trusts
SEC CIK: 0001407623

SEC filings (opens in a new tab)

Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.

Q2 2021 vs. Q1 2021

How the institutions holding Retail Opportunity Investments Corp changed between Q1 2021 and Q2 2021.

All holders in Q2 2021 All holders in Q1 2021

13F holders of ROIC: Q1 2021 compared with Q2 2021
Measure	Q1 2021	Of which not filed for Q2 2021	Q2 2021	Change
Holders	223	1	226	+4
Shares	110.2M	78.2K	113.9M	+3.79M (+3.4%)
Value	$1.75B	$1.24M	$2.01B	+$268.2M (+15.4%)

1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (23)

Institutions that held Retail Opportunity Investments Corp at the end of Q2 2021 but not at the end of Q1 2021.

Institutions new to ROIC in Q2 2021
Institution	Shares	Value	% of portfolio
Lasalle Investment Management Securities LLC	2,221,393	$39.2M	1.22%
Neuberger Berman Group LLC	992,806	$17.5M	0.02%
Schonfeld Strategic Advisors LLC	508,966	$8.99M	0.10%
UBS Oconnor LLC	399,100	$7.05M	0.06%
Gillson Capital LP	374,809	$6.62M	0.62%
HGI Capital Management, LLC	270,026	$4.77M	1.84%
Boothbay Fund Management, LLC	90,779	$1.60M	0.07%
Raymond James Financial Services Advisors, Inc.	74,450	$1.31M	0.00%
Amundi	72,208	$1.27M	0.00%
Walleye Capital LLC	68,050	$1.20M	0.04%
Landscape Capital Management, L.L.C.	53,605	$947.0K	0.12%
Squarepoint Ops LLC	29,001	$512.0K	0.00%
AlphaCrest Capital Management LLC	17,219	$304.0K	0.01%
CIBC Private Wealth Group, LLC	12,309	$217.0K	0.00%
Campbell & CO Investment Adviser LLC	12,300	$217.0K	0.09%
Evergreen Capital Management LLC	10,452	$185.0K	0.01%
Neo Ivy Capital Management	4,631	$82.0K	0.08%
Point72 Hong Kong Ltd	2,895	$51.0K	0.00%
William Blair Investment Management, LLC	1,770	$31.0K	0.00%
Dark Forest Capital Management LP	1,573	$28.0K	0.01%
Sageworth Trust Co	480	$8.00K	0.00%
TCI Wealth Advisors, Inc.	208	$4.00K	0.00%
Advisory Services Network, LLC	90	$2.00K	0.00%

Sold out (19)

Institutions that held Retail Opportunity Investments Corp at the end of Q1 2021 and filed for Q2 2021 without it.

Institutions that sold out of ROIC in Q2 2021
Institution	Shares, Q1 2021	Value, Q1 2021
California Public Employees Retirement System	227,954	$3.62M
Clear Street Markets LLC	175,000	$2.78M
Two Sigma Investments, LP	94,573	$1.50M
Waratah Capital Advisors Ltd.	91,984	$1.46M
RVB Capital Management LLC	75,000	$1.19M
Healthcare of Ontario Pension Plan Trust Fund	63,000	$1.00M
Cox Capital Mgt LLC	50,955	$809.0K
Cipher Capital LP	43,365	$688.0K
Group One Trading, L.P.	23,835	$378.0K
Bridgefront Capital, LLC	22,457	$356.0K
Banco Bilbao Vizcaya Argentaria, S.A.	17,060	$271.0K
Quantitative Systematic Strategies LLC	15,043	$239.0K
Algert Global LLC	11,651	$185.0K
Ground Swell Capital, LLC	10,305	$164.0K
Simplex Trading, LLC	6,945	$110.0K
Meridian Wealth Partners, LLC	379	$6.00K
Quantbot Technologies LP	324	$5.00K
Evoke Wealth, LLC	207	$3.00K
Massmutual Trust Co FSB	26	$0

Not filed for Q2 2021 yet (1)

Institutions that held Retail Opportunity Investments Corp at the end of Q1 2021 and haven't filed a 13F for Q2 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding ROIC in Q1 2021 that haven't filed for Q2 2021
Institution	Shares, Q1 2021	Value, Q1 2021
Amundi Asset Management US, Inc.	78,220	$1.24M