CC Neuberger Principal Holdings III
PRPCDelisted Nov 21, 2023- Industry
- Blank Checks
- SEC CIK
- 0001821329
CC Neuberger Principal Holdings III was delisted on Nov 21, 2023; its insiders filed their last Form 4 on Nov 22, 2023; 23 institutions reported holding it in 13F filings for Q3 2023, worth $43.3M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in CC Neuberger Principal Holdings III as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 87
- +3 vs. Q4 2021
- Shares held
- 35.1M
- +1.76M (+5.3%) vs. Q4 2021
- Total value
- $346.8M
- +$17.2M (+5.2%) vs. Q4 2021
- New holders
- 12
- 27 more added
- Sold out
- 9
- 14 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PRPC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 23 | $43.3M |
| Q2 2023 | 23 | $43.4M |
| Q1 2023 | 21 | $39.4M |
| Q4 2022 | 75 | $373.9M |
| Q3 2022 | 79 | $360.7M |
| Q2 2022 | 93 | $366.5M |
| Q1 2022 | 87 | $346.8M |
| Q4 2021 | 84 | $329.6M |
| Q3 2021 | 84 | $279.5M |
| Q2 2021 | 78 | $250.0M |
| Q1 2021 | 20 | $44.7M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding CC Neuberger Principal Holdings III; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FNY Investment Advisers, LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 200 | $2.00K | 0.00% | +200 | New |
| UBS Group AG | 668 | $7.00K | 0.00% | −3−0.4% | Reduced |
| Penserra Capital Management LLC | 4,956 | $48.0K | 0.00% | +4,956 | New |
| Morgan Stanley | 6,130 | $60.0K | 0.00% | +6,130 | New |
| Magnetar Financial LLC | 10,299 | $102.0K | 0.00% | 00.0% | Unchanged |
| Kohlberg Kravis Roberts & Co. L.P. | 10,965 | $108.0K | 0.00% | +10,965 | New |
| Boothbay Fund Management, LLC | 17,745 | $175.0K | 0.01% | 00.0% | Unchanged |
| Bloom Tree Partners, LLC | 19,893 | $196.0K | 0.03% | −3,931−16.5% | Reduced |
| Sierra Capital LLC | 20,000 | $197.0K | 0.03% | 00.0% | Unchanged |
| Omers Administration Corp | 25,000 | $246.0K | 0.00% | 00.0% | Unchanged |
| Myriad Asset Management Ltd. | 25,000 | $247.0K | 0.04% | 00.0% | Unchanged |
| Atalaya Capital Management LP | 25,000 | $247.0K | 0.03% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 26,680 | $263.0K | 0.00% | +12,600+89.5% | Added |
| HRT Financial LP | 39,087 | $385.0K | 0.00% | +5,034+14.8% | Added |
| HighTower Advisors, LLC | 40,640 | $400.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 45,984 | $453.0K | 0.00% | +45,984 | New |
| Omni Event Management Ltd | 48,949 | $483.0K | 0.03% | −430−0.9% | Reduced |
| Credit Suisse AG | 49,770 | $491.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 50,000 | $493.0K | 0.00% | 00.0% | Unchanged |
| Gabelli & Co Investment Advisers, Inc. | 50,600 | $499.0K | 0.06% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 56,872 | $561.0K | 0.00% | −100,000−63.7% | Reduced |
| Boussard & Gavaudan Investment Management LLP | 57,400 | $565.0K | 0.09% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 60,625 | $598.0K | 0.00% | 00.0% | Unchanged |
| Gabelli Funds LLC | 65,693 | $648.0K | 0.00% | 00.0% | Unchanged |
| Exos Asset Management LLC | 65,956 | $650.0K | 0.28% | +2,196+3.4% | Added |
| BBR Partners, LLC | 70,000 | $690.0K | 0.07% | +70,000 | New |
| Toronto Dominion Bank | 75,000 | $739.0K | 0.00% | 00.0% | Unchanged |
| Castle Creek Arbitrage, LLC | 74,995 | $739.0K | 0.04% | 00.0% | Unchanged |
| Sandia Investment Management LP | 85,000 | $838.0K | 0.12% | +50,000+142.9% | Added |
| Cowen and Company, LLC | 100,000 | $986.0K | 0.10% | 00.0% | Unchanged |
| Angelo Gordon & Co., L.P. | 100,000 | $986.0K | 0.12% | 00.0% | Unchanged |
| DuPont Capital Management Corp | 100,000 | $986.0K | 0.04% | 00.0% | Unchanged |
| Westchester Capital Management, LLC | 100,000 | $986.0K | 0.03% | +100,000 | New |
| CVI Holdings, LLC | 103,192 | $1.02M | 0.07% | +3,192+3.2% | Added |
| Glenmede Trust Co NA | 125,013 | $1.23M | 0.01% | +50,000+66.7% | Added |
| Shaolin Capital Management LLC | 132,606 | $1.31M | 0.03% | +132,606 | New |
| Graticule Asia Macro Advisors LLC | 150,000 | $1.48M | 0.84% | 00.0% | Unchanged |
| Whitefort Capital Management, LP | 150,000 | $1.48M | 1.39% | 00.0% | Unchanged |
| Segantii Capital Management Ltd | 150,000 | $1.48M | 0.06% | +50,000+50.0% | Added |
| Weiss Asset Management LP | 181,185 | $1.79M | 0.04% | +97,862+117.4% | Added |
| P Schoenfeld Asset Management LP | 200,000 | $1.97M | 0.11% | 00.0% | Unchanged |
| Tenor Capital Management Co., L.P. | 205,527 | $2.03M | 0.04% | 00.0% | Unchanged |
| Spartan Fund Management Inc. | 185,040 | $2.28M | 0.37% | +185,040 | New |
| Balyasny Asset Management LLC | 250,000 | $2.46M | 0.01% | 00.0% | Unchanged |
| Ghisallo Capital Management LLC | 250,000 | $2.46M | 0.27% | 00.0% | Unchanged |
| Verition Fund Management LLC | 263,302 | $2.60M | 0.05% | +11,250+4.5% | Added |
| Athos Capital Ltd | 277,300 | $2.73M | 1.17% | 00.0% | Unchanged |
| Taconic Capital Advisors LP | 300,000 | $2.96M | 0.10% | 00.0% | Unchanged |
| Picton Mahoney Asset Management | 300,000 | $2.96M | 0.11% | 00.0% | Unchanged |
| Antara Capital LP | 305,502 | $3.01M | 0.24% | +100,000+48.7% | Added |
| RP Investment Advisors LP | 313,423 | $3.09M | 0.43% | +313,423 | New |
| Owl Creek Asset Management, L.P. | 325,000 | $3.21M | 0.20% | +45,000+16.1% | Added |
| Jane Street Group, LLC | 341,197 | $3.36M | 0.01% | −834−0.2% | Reduced |
| Arena Capital Advisors, LLC- CA | 355,698 | $3.51M | 0.53% | −230,050−39.3% | Reduced |
| TD Asset Management Inc | 358,800 | $3.54M | 0.00% | +208,800+139.2% | Added |
| Davidson Kempner Capital Management LP | 360,700 | $3.56M | 0.05% | 00.0% | Unchanged |
| HBK Investments L P | 382,125 | $3.77M | 0.07% | 00.0% | Unchanged |
| Bank of America Corp | 403,864 | $3.98M | 0.00% | +3,864+1.0% | Added |
| D. E. Shaw & Co., Inc. | 420,718 | $4.15M | 0.01% | −90,304−17.7% | Reduced |
| Glazer Capital, LLC | 438,388 | $4.32M | 0.12% | −347,340−44.2% | Reduced |
| Hudson Bay Capital Management LP | 449,999 | $4.44M | 0.06% | −51,001−10.2% | Reduced |
| Apollo Management Holdings, L.P. | 482,718 | $4.76M | 0.03% | +6,518+1.4% | Added |
| Moore Capital Management, LP | 500,000 | $4.93M | 0.16% | 00.0% | Unchanged |
| Jefferies Group LLC | 500,000 | $4.93M | 0.11% | +178,491+55.5% | Added |
| Sculptor Capital LP | 507,296 | $5.00M | 0.04% | +77,296+18.0% | Added |
| CNH Partners LLC | 538,994 | $5.31M | 0.14% | +468,945+669.5% | Added |
| Sage Rock Capital Management LP | 553,745 | $5.46M | 0.98% | +553,745 | New |
| LMR Partners LLP | 595,400 | $5.87M | 0.09% | 00.0% | Unchanged |
| Cantor Fitzgerald, L. P. | 654,076 | $6.45M | 0.49% | +454,076+227.0% | Added |
| Saba Capital Management, L.P. | 692,315 | $6.83M | 0.11% | +70,000+11.2% | Added |
| Governors Lane LP | 700,000 | $6.90M | 0.53% | 00.0% | Unchanged |
| Periscope Capital Inc. | 730,200 | $7.20M | 0.19% | −100,500−12.1% | Reduced |
| BlueCrest Capital Management Ltd | 750,000 | $7.39M | 0.61% | +750,000 | New |
| Radcliffe Capital Management, L.P. | 793,526 | $7.82M | 0.25% | +198,746+33.4% | Added |
| Alyeska Investment Group, L.P. | 869,975 | $8.58M | 0.09% | −250,000−22.3% | Reduced |
| Rivernorth Capital Management, LLC | 1,010,207 | $9.96M | 0.38% | +413,900+69.4% | Added |
| Citadel Advisors LLC | 1,010,495 | $9.96M | 0.01% | −3850.0% | Reduced |
| Kepos Capital LP | 1,018,472 | $10.0M | 0.75% | +593,472+139.6% | Added |
| Levin Capital Strategies, L.P. | 1,101,901 | $10.9M | 1.07% | −33,112−2.9% | Reduced |
| HSBC Holdings PLC | 1,252,781 | $12.3M | 0.02% | +112,590+9.9% | Added |
| Millennium Management LLC | 1,340,129 | $13.2M | 0.02% | +58,425+4.6% | Added |
| Fir Tree Capital Management LP | 1,341,767 | $13.2M | 0.38% | −3,438−0.3% | Reduced |
| Nomura Holdings Inc | 1,376,848 | $13.6M | 0.10% | +126,848+10.1% | Added |
| Marshall Wace, LLP | 1,618,221 | $16.0M | 0.03% | +699,043+76.1% | Added |
| Aristeia Capital LLC | 2,826,110 | $27.9M | 0.51% | +82,880+3.0% | Added |
| Adage Capital Partners GP, L.L.C. | 3,150,000 | $31.1M | 0.06% | 00.0% | Unchanged |
| Canyon Capital Advisors LLC | 0 | $0 | 0.00% | −800,000−100.0% | Sold out |
| Fortress Investment Group LLC | 0 | $0 | 0.00% | −750,054−100.0% | Sold out |
| Beryl Capital Management LLC | 0 | $0 | 0.00% | −508,576−100.0% | Sold out |
| UBS Oconnor LLC | 0 | $0 | 0.00% | −446,938−100.0% | Sold out |
| Blackstone Group Inc. | 0 | $0 | 0.00% | −400,000−100.0% | Sold out |
| Centerbridge Partners, L.P. | 0 | $0 | 0.00% | −400,000−100.0% | Sold out |
| Bluefin Capital Management, LLC | 0 | $0 | 0.00% | −59,185−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −11,815−100.0% | Sold out |
| EMG Holdings, L.P. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |