PLx Pharma Winddown Corp.
PLXPDelisted May 2, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001497504
PLx Pharma Winddown Corp. was delisted on May 2, 2023; its insiders filed their last Form 4 on Mar 16, 2022; 35 institutions reported holding it in 13F filings for Q1 2023, worth $477.6K in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in PLx Pharma Winddown Corp. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- +9 vs. Q1 2021
- Shares held
- 8.40M
- +1.27M (+17.9%) vs. Q1 2021
- Total value
- $115.6M
- +$51.3M (+79.7%) vs. Q1 2021
- New holders
- 15
- 19 more added
- Sold out
- 6
- 3 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PLXP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 3 | $0 |
| Q3 2024 | 3 | $0 |
| Q2 2024 | 3 | $0 |
| Q1 2024 | 3 | $0 |
| Q4 2023 | 2 | $0 |
| Q3 2023 | 1 | $0 |
| Q2 2023 | 4 | $161 |
| Q1 2023 | 35 | $477.6K |
| Q4 2022 | 42 | $833.4K |
| Q3 2022 | 40 | $4.11M |
| Q2 2022 | 48 | $19.3M |
| Q1 2022 | 50 | $35.4M |
| Q4 2021 | 57 | $106.1M |
| Q3 2021 | 63 | $183.6M |
| Q2 2021 | 46 | $115.6M |
| Q1 2021 | 37 | $64.3M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding PLx Pharma Winddown Corp.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 10 | $0 | 0.00% | +10 | New |
| TSFG, LLC | 100 | $1.00K | 0.00% | +100 | New |
| Wealth Quarterback LLC | 415 | $6.00K | 0.00% | +415 | New |
| Barclays PLC | 725 | $10.0K | 0.00% | +684+1,668.3% | Added |
| Wells Fargo & Company | 1,547 | $21.0K | 0.00% | +6+0.4% | Added |
| Advisor Group Holdings, Inc. | 1,500 | $21.0K | 0.00% | +1,500 | New |
| Simplex Trading, LLC | 3,374 | $46.0K | 0.00% | +3,374 | New |
| Dorsey Wright & Associates | 4,342 | $60.0K | 0.01% | 00.0% | Unchanged |
| Cranbrook Wealth Management, LLC | 7,500 | $104.0K | 0.02% | 00.0% | Unchanged |
| Royal Bank of Canada | 8,305 | $115.0K | 0.00% | +8,255+16,510.0% | Added |
| Bank of New York Mellon Corp | 10,338 | $143.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 10,593 | $146.0K | 0.00% | +1,500+16.5% | Added |
| Jane Street Group, LLC | 13,630 | $188.0K | 0.00% | +13,630 | New |
| Fayez Sarofim & Co | 13,729 | $189.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 17,023 | $234.0K | 0.00% | +5,029+41.9% | Added |
| UBS Group AG | 17,012 | $235.0K | 0.00% | +3,161+22.8% | Added |
| Eidelman Virant Capital | 17,500 | $236.0K | 0.09% | +17,500 | New |
| Belvedere Trading LLC | 13,109 | $263.0K | 0.11% | +13,109 | New |
| First Republic Investment Management, Inc. | 20,000 | $276.0K | 0.00% | +20,000 | New |
| Private Advisor Group, LLC | 25,075 | $346.0K | 0.00% | +1,550+6.6% | Added |
| Heritage Way Advisors, LLC | 34,000 | $469.0K | 0.19% | 00.0% | Unchanged |
| Millennium Management LLC | 33,956 | $469.0K | 0.00% | +15,574+84.7% | Added |
| Citadel Advisors LLC | 42,300 | $584.0K | 0.00% | +27,887+193.5% | Added |
| Northern Trust Corp | 44,513 | $614.0K | 0.00% | +8,581+23.9% | Added |
| Perceptive Advisors LLC | 57,459 | $793.0K | 0.01% | −164,721−74.1% | Reduced |
| Susquehanna International Group, LLP | 57,592 | $795.0K | 0.00% | +57,592 | New |
| University of Texas/Texas Am Investment Managment Co | 62,673 | $865.0K | 0.66% | 00.0% | Unchanged |
| State Street Corp | 71,140 | $982.0K | 0.00% | +71,140 | New |
| Alpine Global Management, LLC | 78,116 | $1.08M | 0.15% | +78,116 | New |
| Morgan Stanley | 82,604 | $1.14M | 0.00% | +82,227+21,810.9% | Added |
| Raymond James & Associates | 90,530 | $1.25M | 0.00% | −11,183−11.0% | Reduced |
| Federation des caisses Desjardins du Quebec | 97,968 | $1.35M | 0.01% | +81,996+513.4% | Added |
| BlackRock Inc. | 112,981 | $1.56M | 0.00% | +112,633+32,365.8% | Added |
| Two Sigma Investments, LP | 157,400 | $2.17M | 0.01% | +53,761+51.9% | Added |
| Geode Capital Management, LLC | 200,841 | $2.77M | 0.00% | +38,345+23.6% | Added |
| Renaissance Technologies LLC | 208,983 | $2.88M | 0.00% | −69,568−25.0% | Reduced |
| EAM Global Investors LLC | 209,711 | $2.89M | 0.80% | +209,711 | New |
| Two Sigma Advisers, LP | 266,600 | $3.68M | 0.01% | +188,900+243.1% | Added |
| EAM Investors, LLC | 276,715 | $3.82M | 0.59% | +276,715 | New |
| Friess Associates LLC | 362,922 | $5.01M | 1.89% | +59,522+19.6% | Added |
| Marshall Wace, LLP | 414,186 | $5.72M | 0.03% | +148,724+56.0% | Added |
| GW&K Investment Management, LLC | 453,921 | $6.26M | 0.05% | 00.0% | Unchanged |
| Maven Securities LTD | 500,000 | $6.52M | 0.69% | +500,000 | New |
| Vanguard Group Inc | 947,301 | $13.1M | 0.00% | +38,665+4.3% | Added |
| Park West Asset Management LLC | 1,473,218 | $20.3M | 0.59% | 00.0% | Unchanged |
| MSD Partners, L.P. | 1,875,000 | $25.9M | 0.84% | 00.0% | Unchanged |
| Stonepine Capital Management, LLC | 0 | $0 | 0.00% | −506,274−100.0% | Sold out |
| Laurion Capital Management LP | 0 | $0 | 0.00% | −49,680−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −27,800−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −19,233−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −13,658−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −5,012−100.0% | Sold out |