Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Penumbra Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 312
- +26 vs. Q4 2022
- Shares held
- 35.2M
- +762.2K (+2.2%) vs. Q4 2022
- Total value
- $9.74B
- +$2.08B (+27.1%) vs. Q4 2022
- New holders
- 59
- 96 more added
- Sold out
- 33
- 105 more reduced
4 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| MML Investors Services, LLC | 2,033 | $567.0K | 0.00% | +2,033 | New |
| XTX Topco Ltd | 2,013 | $561.0K | 0.12% | +2,013 | New |
| Royal Bank of Canada | 1,895 | $528.0K | 0.00% | −1,033−35.3% | Reduced |
| Shelton Capital Management | 1,871 | $521.4K | 0.02% | 00.0% | Unchanged |
| Yorktown Management & Research Co Inc | 1,850 | $515.6K | 0.56% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,800 | $501.6K | 0.00% | −52−2.8% | Reduced |
| Cubist Systematic Strategies, LLC | 1,750 | $487.7K | 0.00% | +424+32.0% | Added |
| CWM, LLC | 1,680 | $468.0K | 0.00% | −170−9.2% | Reduced |
| Kestra Advisory Services, LLC | 1,551 | $432.2K | 0.00% | +1,551 | New |
| Virtu Financial LLC | 1,542 | $429.0K | 0.05% | +1,542 | New |
| Banque Cantonale Vaudoise | 1,355 | $378.0K | 0.02% | +1,355 | New |
| Pictet & Cie (Europe) SA | 1,351 | $376.5K | 0.02% | +1,351 | New |
| Profund Advisors LLC | 1,325 | $369.3K | 0.02% | −371−21.9% | Reduced |
| Paul Damon & Associates, Inc. | 1,300 | $362.3K | 0.25% | −225−14.8% | Reduced |
| Concorde Asset Management, LLC | 1,287 | $358.7K | 0.43% | −12−0.9% | Reduced |
| Creative Planning | 1,237 | $344.7K | 0.00% | +1,237 | New |
| Landscape Capital Management, L.L.C. | 1,226 | $341.7K | 0.05% | +1,226 | New |
| M&T Bank Corp | 1,187 | $331.1K | 0.00% | +66+5.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 1,165 | $324.7K | 0.00% | +1,165 | New |
| Stifel Financial Corp | 1,144 | $318.8K | 0.00% | +1,144 | New |
| Coldstream Capital Management Inc | 1,108 | $308.8K | 0.01% | −48−4.2% | Reduced |
| Veritable, L.P. | 1,100 | $306.6K | 0.01% | −21−1.9% | Reduced |
| Advisor Partners II, LLC | 1,067 | $297.4K | 0.02% | +91+9.3% | Added |
| Pathstone Family Office, LLC | 1,031 | $282.9K | 0.00% | −752−42.2% | Reduced |
| Spouting Rock Asset Management, LLC | 1,012 | $282.0K | 0.10% | −463−31.4% | Reduced |
| Independent Advisor Alliance | 1,005 | $280.1K | 0.01% | +1,005 | New |
| Advisors Asset Management, Inc. | 1,004 | $279.8K | 0.01% | −600−37.4% | Reduced |
| CIBC Asset Management Inc | 994 | $277.0K | 0.00% | +24+2.5% | Added |
| BSW Wealth Partners | 993 | $276.7K | 0.06% | −325−24.7% | Reduced |
| Teza Capital Management LLC | 985 | $274.5K | 0.06% | −795−44.7% | Reduced |
| Abbot Financial Management, Inc. | 973 | $271.2K | 0.18% | −246−20.2% | Reduced |
| Mainstay Capital Management LLC | 960 | $267.5K | 0.05% | +960 | New |
| Los Angeles Capital Management LLC | 943 | $262.8K | 0.00% | 00.0% | Unchanged |
| Gotham Asset Management, LLC | 942 | $262.5K | 0.01% | +942 | New |
| Titleist Asset Management, LLC | 900 | $250.8K | 0.05% | +900 | New |
| Lazard Asset Management LLC | 898 | $250.0K | 0.00% | +763+565.2% | Added |
| Financial Counselors Inc | 878 | $245.0K | 0.01% | +878 | New |
| Integrated Wealth Concepts LLC | 879 | $245.0K | 0.01% | +879 | New |
| Mackenzie Financial Corp | 868 | $241.9K | 0.00% | +868 | New |
| Echo Street Capital Management LLC | 858 | $239.1K | 0.00% | +858 | New |
| Wescott Financial Advisory Group, LLC | 850 | $236.9K | 0.05% | +850 | New |
| Harvest Fund Management Co., Ltd | 840 | $234.0K | 0.05% | +749+823.1% | Added |
| Silvercrest Asset Management Group LLC | 761 | $212.1K | 0.00% | +761 | New |
| Cookson Peirce & Co Inc | 730 | $203.0K | 0.01% | +730 | New |
| Quadrant Capital Group LLC | 709 | $197.6K | 0.02% | +210+42.1% | Added |
| Huntington National Bank | 547 | $152.4K | 0.00% | +76+16.1% | Added |
| DuPont Capital Management Corp | 542 | $151.1K | 0.01% | +542 | New |
| HM Payson & Co | 500 | $139.3K | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 500 | $139.3K | 0.01% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 438 | $122.1K | 0.03% | +438 | New |
| Ci Investments Inc. | 316 | $88.0K | 0.00% | +262+485.2% | Added |
| Arcadia Investment Management Corp | 312 | $87.0K | 0.02% | +177+131.1% | Added |
| Horan Securities, Inc. | 300 | $83.6K | 0.04% | 00.0% | Unchanged |
| Smithfield Trust Co | 294 | $82.0K | 0.01% | −87−22.8% | Reduced |
| Fifth Third Bancorp | 271 | $75.5K | 0.00% | +48+21.5% | Added |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | 230 | $63.7K | 0.04% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 228 | $63.5K | 0.00% | +82+56.2% | Added |
| Hanseatic Management Services Inc | 188 | $52.0K | 0.12% | +4+2.2% | Added |
| Signaturefd, LLC | 148 | $41.2K | 0.00% | +1+0.7% | Added |
| Steward Partners Investment Advisory, LLC | 145 | $40.4K | 0.00% | 00.0% | Unchanged |
| Altshuler Shaham Ltd | 120 | $33.4K | 0.00% | −1−0.8% | Reduced |
| Massmutual Trust Co FSB | 108 | $30.1K | 0.00% | +58+116.0% | Added |
| Virtus Fund Advisers, LLC | 102 | $28.4K | 0.20% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 101 | $28.1K | 0.00% | 00.0% | Unchanged |
| Endurance Wealth Management, Inc. | 100 | $28.0K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 95 | $26.5K | 0.00% | +9+10.5% | Added |
| Atlas Capital Advisors LLC | 87 | $24.2K | 0.00% | +87 | New |
| M&R Capital Management Inc | 63 | $17.6K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 60 | $17.0K | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 55 | $15.0K | 0.01% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 51 | $14.2K | 0.01% | +51 | New |
| Ridgewood Investments LLC | 50 | $13.9K | 0.01% | +50 | New |
| Advisory Services Network, LLC | 44 | $12.3K | 0.00% | +44 | New |
| Baystate Wealth Management LLC | 41 | $11.4K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 39 | $11.0K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 36 | $10.0K | 0.00% | 00.0% | Unchanged |
| MCF Advisors LLC | 35 | $9.76K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 29 | $8.08K | 0.00% | +29 | New |
| Allworth Financial LP | 26 | $7.25K | 0.00% | +4+18.2% | Added |
| Central Trust Co | 25 | $6.97K | 0.00% | +25 | New |
| Lindbrook Capital, LLC | 23 | $6.41K | 0.00% | +2+9.5% | Added |
| Crewe Advisors LLC | 22 | $6.13K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 21 | $5.85K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 21 | $5.82K | 0.00% | +21 | New |
| South State Corp. | 19 | $5.29K | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 17 | $4.74K | 0.00% | −11−39.3% | Reduced |
| GWM Advisors LLC | 16 | $4.46K | 0.00% | −4−20.0% | Reduced |
| CVA Family Office, LLC | 15 | $4.18K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 13 | $3.62K | 0.00% | −83−86.5% | Reduced |
| Ronald Blue Trust, Inc. | 15 | $3.00K | 0.00% | +15 | New |
| TCI Wealth Advisors, Inc. | 10 | $2.79K | 0.00% | −25−71.4% | Reduced |
| Bell Investment Advisors, Inc | 10 | $2.79K | 0.00% | 00.0% | Unchanged |
| Quent Capital, LLC | 10 | $2.79K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 10 | $2.79K | 0.00% | +10 | New |
| Global Retirement Partners, LLC | 8 | $2.41K | 0.00% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 279 | $2.29K | 0.10% | +279 | New |
| Raffa Wealth Management, LLC | 8 | $2.23K | 0.00% | 00.0% | Unchanged |
| Lee Financial Co | 7 | $1.95K | 0.00% | +7 | New |
| Clearstead Advisors, LLC | 4 | $1.11K | 0.00% | 00.0% | Unchanged |
| Clean Yield Group | 4 | $1.11K | 0.00% | 00.0% | Unchanged |