Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Penumbra Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 312
- +26 vs. Q4 2022
- Shares held
- 35.2M
- +762.2K (+2.2%) vs. Q4 2022
- Total value
- $9.74B
- +$2.08B (+27.1%) vs. Q4 2022
- New holders
- 59
- 96 more added
- Sold out
- 33
- 105 more reduced
4 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Public Employees Retirement System of Ohio | 17,742 | $4.95M | 0.02% | −1,437−7.5% | Reduced |
| SG Americas Securities, LLC | 17,537 | $4.89M | 0.07% | +3,117+21.6% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 17,106 | $4.77M | 0.04% | +21+0.1% | Added |
| Calamos Advisors LLC | 16,140 | $4.50M | 0.02% | +1,392+9.4% | Added |
| Treasurer of the State of North Carolina | 16,099 | $4.49M | 0.03% | +620+4.0% | Added |
| Altium Capital Management LP | 16,000 | $4.46M | 2.66% | +16,000 | New |
| Motley Fool Asset Management LLC | 14,994 | $4.18M | 0.46% | −1,176−7.3% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 14,115 | $3.93M | 0.01% | +396+2.9% | Added |
| US Bancorp | 13,383 | $3.73M | 0.01% | −321−2.3% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 13,000 | $3.62M | 0.02% | 00.0% | Unchanged |
| Raymond James & Associates | 12,772 | $3.56M | 0.00% | +778+6.5% | Added |
| Susquehanna International Group, LLP | 12,319 | $3.43M | 0.01% | +945+8.3% | Added |
| CI Private Wealth, LLC | 11,214 | $3.13M | 0.01% | +1,822+19.4% | Added |
| Oregon Public Employees Retirement Fund | 11,130 | $3.10M | 0.04% | −61−0.5% | Reduced |
| Illinois Municipal Retirement Fund | 10,793 | $3.01M | 0.06% | 00.0% | Unchanged |
| Deutsche Bank AG | 10,654 | $2.97M | 0.00% | +618+6.2% | Added |
| Teacher Retirement System of Texas | 10,625 | $2.96M | 0.02% | +2,244+26.8% | Added |
| Ensign Peak Advisors, Inc | 10,510 | $2.93M | 0.01% | +600+6.1% | Added |
| Arizona State Retirement System | 10,454 | $2.91M | 0.03% | +298+2.9% | Added |
| Blair William & Co | 10,286 | $2.87M | 0.01% | −2,457−19.3% | Reduced |
| Thoroughbred Financial Services, LLC | 10,216 | $2.85M | 0.42% | +145+1.4% | Added |
| Louisiana State Employees Retirement System | 10,100 | $2.81M | 0.07% | −100−1.0% | Reduced |
| Envestnet Asset Management Inc | 241,635 | $2.80M | 0.00% | +238,287+7,117.3% | Added |
| Thrivent Financial for Lutherans | 10,023 | $2.79M | 0.01% | −93−0.9% | Reduced |
| Ameritas Investment Partners, Inc. | 9,669 | $2.69M | 0.11% | −160−1.6% | Reduced |
| Bayesian Capital Management, LP | 9,642 | $2.69M | 0.33% | +6,100+172.2% | Added |
| State of Michigan Retirement System | 9,614 | $2.68M | 0.02% | −100−1.0% | Reduced |
| Tiedemann Advisors, LLC | 9,462 | $2.64M | 0.12% | 00.0% | Unchanged |
| State of Tennessee, Treasury Department | 9,387 | $2.62M | 0.01% | −613−6.1% | Reduced |
| PEAK6 Investments LLC | 9,130 | $2.54M | 0.16% | +9,130 | New |
| ClariVest Asset Management LLC | 9,056 | $2.52M | 0.11% | +9,056 | New |
| UBS Group AG | 8,713 | $2.43M | 0.00% | −5,015−36.5% | Reduced |
| Xponance, Inc. | 8,570 | $2.39M | 0.03% | +11+0.1% | Added |
| Northwestern Mutual Investment Management Company, LLC | 8,426 | $2.35M | 0.06% | +4,911+139.7% | Added |
| Congress Asset Management Co | 8,372 | $2.33M | 0.02% | −1,053−11.2% | Reduced |
| First Republic Investment Management, Inc. | 8,302 | $2.31M | 0.00% | −222−2.6% | Reduced |
| Barclays PLC | 8,287 | $2.31M | 0.00% | +3,734+82.0% | Added |
| Mariner, LLC | 8,039 | $2.24M | 0.01% | −78−1.0% | Reduced |
| Ergoteles LLC | 7,988 | $2.23M | 0.09% | −4,503−36.0% | Reduced |
| Fred Alger Management, LLC | 7,886 | $2.20M | 0.01% | −14,803−65.2% | Reduced |
| Oak Ridge Investments LLC | 7,590 | $2.12M | 0.29% | −485−6.0% | Reduced |
| Duality Advisers, LP | 7,454 | $2.08M | 0.24% | +7,454 | New |
| Zacks Investment Management | 7,368 | $2.05M | 0.03% | +7,368 | New |
| Weiss Multi-Strategy Advisers LLC | 7,259 | $2.02M | 0.05% | −3,587−33.1% | Reduced |
| Congress Wealth Management LLC | 7,250 | $2.02M | 0.05% | −886−10.9% | Reduced |
| F/M Investments LLC | 7,065 | $1.97M | 1.99% | +7,065 | New |
| New Mexico Educational Retirement Board | 6,900 | $1.92M | 0.10% | +1,300+23.2% | Added |
| Citigroup Inc | 6,499 | $1.81M | 0.00% | +1,521+30.6% | Added |
| Dorsey Wright & Associates | 6,428 | $1.79M | 0.54% | +6,428 | New |
| Utah Retirement Systems | 6,364 | $1.77M | 0.03% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 6,150 | $1.71M | 0.00% | +1,725+39.0% | Added |
| Exchange Traded Concepts, LLC | 6,092 | $1.70M | 0.05% | −1,771−22.5% | Reduced |
| Trexquant Investment LP | 5,861 | $1.63M | 0.04% | +5,861 | New |
| Bank of Montreal | 5,812 | $1.63M | 0.00% | −2,164−27.1% | Reduced |
| Candriam Luxembourg S.C.A. | 6,256 | $1.60M | 0.01% | −12,791−67.2% | Reduced |
| Prospera Financial Services Inc | 5,748 | $1.60M | 0.07% | +5,748 | New |
| ExodusPoint Capital Management, LP | 5,715 | $1.59M | 0.02% | +5,715 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 5,682 | $1.58M | 0.01% | +504+9.7% | Added |
| Cordatus Wealth Management LLC | 5,575 | $1.55M | 1.98% | −329−5.6% | Reduced |
| Handelsbanken Fonder AB | 5,558 | $1.55M | 0.01% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 5,232 | $1.46M | 0.02% | −81−1.5% | Reduced |
| Baker Avenue Asset Management, LP | 5,009 | $1.40M | 0.08% | +5,000+55,555.6% | Added |
| Linden Thomas Advisory Services, LLC | 4,810 | $1.34M | 0.33% | +197+4.3% | Added |
| Parallax Volatility Advisers, L.P. | 4,796 | $1.34M | 0.05% | +4,796 | New |
| JustInvest LLC | 4,792 | $1.34M | 0.05% | +475+11.0% | Added |
| Public Employees Retirement Association of Colorado | 4,673 | $1.30M | 0.01% | 00.0% | Unchanged |
| FORA Capital, LLC | 4,602 | $1.28M | 0.13% | −134−2.8% | Reduced |
| Gilder Gagnon Howe & Co LLC | 4,408 | $1.23M | 0.02% | +21+0.5% | Added |
| Leavell Investment Management, Inc. | 4,350 | $1.21M | 0.09% | 00.0% | Unchanged |
| Algert Global LLC | 4,328 | $1.21M | 0.06% | −9,824−69.4% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 4,294 | $1.20M | 0.14% | +4,294 | New |
| Shell Asset Management Co | 4,291 | $1.20M | 0.05% | −15−0.3% | Reduced |
| Pictet Asset Management SA | 4,282 | $1.19M | 0.00% | +94+2.2% | Added |
| Virginia Retirement Systems Et Al | 4,200 | $1.17M | 0.01% | −1,200−22.2% | Reduced |
| HSBC Holdings PLC | 4,156 | $1.16M | 0.00% | +2,736+192.7% | Added |
| EAM Investors, LLC | 4,135 | $1.15M | 0.23% | −1,454−26.0% | Reduced |
| Allianz Asset Management GmbH | 4,100 | $1.14M | 0.00% | +4,100 | New |
| Winton Group Ltd | 3,986 | $1.11M | 0.07% | +373+10.3% | Added |
| JGP Global Gestao de Recursos Ltda. | 33,650 | $1.11M | 1.25% | +33,650 | New |
| Artemis Investment Management LLP | 3,940 | $1.10M | 0.01% | −1,574−28.5% | Reduced |
| Diversified Trust Co | 3,778 | $1.05M | 0.04% | −848−18.3% | Reduced |
| Aquatic Capital Management LLC | 3,700 | $1.03M | 0.06% | +3,700 | New |
| Brookfield Asset Management Inc. | 3,523 | $981.8K | 0.00% | −12,535−78.1% | Reduced |
| Securian Asset Management, Inc | 3,459 | $964.0K | 0.03% | −101−2.8% | Reduced |
| STRS Ohio | 3,408 | $949.0K | 0.00% | +3,408 | New |
| Polaris Wealth Advisory Group, LLC | 3,362 | $937.0K | 0.07% | −50−1.5% | Reduced |
| Crossmark Global Holdings, Inc. | 3,324 | $926.0K | 0.02% | +199+6.4% | Added |
| Bessemer Group Inc | 3,068 | $855.0K | 0.00% | 00.0% | Unchanged |
| Rathbone Brothers plc | 3,000 | $836.1K | 0.01% | 00.0% | Unchanged |
| Onyx Bridge Wealth Group LLC | 2,925 | $815.2K | 0.33% | −200−6.4% | Reduced |
| Wellington Management Group LLP | 2,874 | $801.0K | 0.00% | +2,874 | New |
| Maryland State Retirement & Pension System | 2,765 | $770.6K | 0.02% | 00.0% | Unchanged |
| Pacer Advisors, Inc. | 2,691 | $750.0K | 0.00% | −4,567−62.9% | Reduced |
| Tower Research Capital LLC (TRC) | 2,672 | $745.0K | 0.02% | +1,799+206.1% | Added |
| UBS Oconnor LLC | 2,442 | $680.6K | 0.02% | +2,442 | New |
| ProShare Advisors LLC | 2,292 | $638.8K | 0.00% | −657−22.3% | Reduced |
| Toroso Investments, LLC | 2,216 | $618.0K | 0.02% | +887+66.7% | Added |
| Virtus Investment Advisers, Inc. | 2,212 | $616.5K | 0.43% | +90+4.2% | Added |
| Prudential Financial Inc | 2,168 | $604.2K | 0.00% | −5−0.2% | Reduced |
| Rockefeller Capital Management L.P. | 2,170 | $604.0K | 0.00% | +585+36.9% | Added |