Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Penumbra Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 261
- +8 vs. Q2 2022
- Shares held
- 32.0M
- +537.6K (+1.7%) vs. Q2 2022
- Total value
- $6.06B
- +$2.15B (+54.8%) vs. Q2 2022
- New holders
- 49
- 98 more added
- Sold out
- 41
- 75 more reduced
2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| HRT Financial LP | 15,727 | $2.98M | 0.03% | +11,880+308.8% | Added |
| Comerica Bank | 17,108 | $2.93M | 0.02% | +814+5.0% | Added |
| Treasurer of the State of North Carolina | 15,279 | $2.90M | 0.02% | +190+1.3% | Added |
| US Bancorp | 15,108 | $2.86M | 0.01% | −112−0.7% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 15,022 | $2.85M | 0.03% | +1,001+7.1% | Added |
| Alyeska Investment Group, L.P. | 15,000 | $2.84M | 0.03% | +15,000 | New |
| Algert Global LLC | 13,862 | $2.63M | 0.16% | +3,193+29.9% | Added |
| Marshall Wace, LLP | 13,180 | $2.50M | 0.01% | +13,180 | New |
| Healthcare of Ontario Pension Plan Trust Fund | 13,000 | $2.46M | 0.01% | 00.0% | Unchanged |
| Brookfield Asset Management Inc. | 12,800 | $2.43M | 0.01% | +12,800 | New |
| Blair William & Co | 12,231 | $2.32M | 0.01% | +1,451+13.5% | Added |
| Bank of Montreal | 11,596 | $2.27M | 0.00% | +3,298+39.7% | Added |
| Congress Asset Management Co | 11,462 | $2.17M | 0.02% | −22,123−65.9% | Reduced |
| Oregon Public Employees Retirement Fund | 11,048 | $2.10M | 0.03% | +928+9.2% | Added |
| Illinois Municipal Retirement Fund | 10,793 | $2.05M | 0.05% | 00.0% | Unchanged |
| Diametric Capital, LP | 10,286 | $1.95M | 0.98% | +10,286 | New |
| Ensign Peak Advisors, Inc | 10,160 | $1.93M | 0.00% | −1,040−9.3% | Reduced |
| Louisiana State Employees Retirement System | 10,100 | $1.92M | 0.06% | +800+8.6% | Added |
| Congress Wealth Management LLC | 10,091 | $1.91M | 0.05% | −11,618−53.5% | Reduced |
| Thoroughbred Financial Services, LLC | 10,071 | $1.91M | 0.36% | +40+0.4% | Added |
| Thrivent Financial for Lutherans | 10,028 | $1.90M | 0.01% | +736+7.9% | Added |
| Ameritas Investment Partners, Inc. | 9,744 | $1.85M | 0.08% | +354+3.8% | Added |
| Arizona State Retirement System | 9,727 | $1.84M | 0.02% | +34+0.4% | Added |
| Exchange Traded Concepts, LLC | 9,671 | $1.83M | 0.06% | −2,197−18.5% | Reduced |
| State of Michigan Retirement System | 9,514 | $1.80M | 0.01% | +500+5.5% | Added |
| Tiedemann Advisors, LLC | 9,462 | $1.79M | 0.11% | 00.0% | Unchanged |
| Barclays PLC | 9,329 | $1.77M | 0.00% | +2,222+31.3% | Added |
| First Republic Investment Management, Inc. | 9,280 | $1.76M | 0.00% | +203+2.2% | Added |
| B. Metzler seel. Sohn & Co. AG | 9,023 | $1.71M | 0.03% | +166+1.9% | Added |
| UBS Oconnor LLC | 8,907 | $1.69M | 0.02% | +2,900+48.3% | Added |
| Citigroup Inc | 8,910 | $1.69M | 0.00% | +4,909+122.7% | Added |
| Deutsche Bank AG | 8,275 | $1.57M | 0.00% | −19−0.2% | Reduced |
| Oak Ridge Investments LLC | 8,246 | $1.56M | 0.24% | +96+1.2% | Added |
| Raymond James & Associates | 8,106 | $1.54M | 0.00% | −286−3.4% | Reduced |
| Xponance, Inc. | 7,973 | $1.51M | 0.03% | +163+2.1% | Added |
| Mariner, LLC | 7,759 | $1.47M | 0.01% | +7,759 | New |
| AQR Capital Management LLC | 7,534 | $1.43M | 0.00% | +7,534 | New |
| BNP Paribas Arbitrage, SA | 7,523 | $1.43M | 0.00% | −1,529−16.9% | Reduced |
| Teacher Retirement System of Texas | 6,456 | $1.22M | 0.01% | +829+14.7% | Added |
| Utah Retirement Systems | 6,364 | $1.21M | 0.02% | +200+3.2% | Added |
| Artemis Investment Management LLP | 6,308 | $1.20M | 0.01% | −4,451−41.4% | Reduced |
| D. E. Shaw & Co., Inc. | 6,306 | $1.20M | 0.00% | +6,306 | New |
| Candriam Luxembourg S.C.A. | 5,838 | $1.11M | 0.01% | +5,838 | New |
| Washington Trust Advisors, Inc. | 5,610 | $1.06M | 0.10% | 00.0% | Unchanged |
| New Mexico Educational Retirement Board | 5,600 | $1.06M | 0.06% | 00.0% | Unchanged |
| Handelsbanken Fonder AB | 5,558 | $1.05M | 0.01% | 00.0% | Unchanged |
| Virginia Retirement Systems Et Al | 5,500 | $1.04M | 0.01% | +5,500 | New |
| Northwestern Mutual Investment Management Company, LLC | 5,471 | $1.04M | 0.03% | −458−7.7% | Reduced |
| State of Alaska, Department of Revenue | 5,258 | $996.0K | 0.01% | +170+3.3% | Added |
| Shell Asset Management Co | 5,219 | $990.0K | 0.04% | −1,365−20.7% | Reduced |
| Leavell Investment Management, Inc. | 5,050 | $957.0K | 0.08% | −2,100−29.4% | Reduced |
| Baker Avenue Asset Management, LP | 5,008 | $950.0K | 0.06% | +8+0.2% | Added |
| Diversified Trust Co | 4,914 | $932.0K | 0.04% | +1,235+33.6% | Added |
| Public Employees Retirement Association of Colorado | 4,673 | $886.0K | 0.01% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,644 | $881.0K | 0.01% | +382+9.0% | Added |
| Windsor Group LTD | 4,850 | $879.0K | 0.22% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 4,291 | $814.0K | 0.01% | +4,291 | New |
| Advisor Group Holdings, Inc. | 4,041 | $765.0K | 0.00% | −1,162−22.3% | Reduced |
| Graham Capital Management, L.P. | 3,911 | $741.0K | 0.03% | −8,160−67.6% | Reduced |
| JustInvest LLC | 3,779 | $716.0K | 0.03% | +447+13.4% | Added |
| Envestnet Asset Management Inc | 3,542 | $672.0K | 0.00% | −1,950−35.5% | Reduced |
| ProShare Advisors LLC | 3,521 | $668.0K | 0.00% | +236+7.2% | Added |
| Prelude Capital Management, LLC | 3,465 | $657.0K | 0.03% | +3,465 | New |
| Securian Asset Management, Inc | 3,460 | $656.0K | 0.02% | +242+7.5% | Added |
| HSBC Holdings PLC | 3,338 | $648.0K | 0.00% | −9,815−74.6% | Reduced |
| CWM, LLC | 3,360 | $637.0K | 0.01% | −297−8.1% | Reduced |
| Crossmark Global Holdings, Inc. | 3,332 | $632.0K | 0.02% | +170+5.4% | Added |
| Twin Tree Management, LP | 3,310 | $628.0K | 0.02% | −83,458−96.2% | Reduced |
| Polaris Wealth Advisory Group, LLC | 3,432 | $620.0K | 0.05% | +360+11.7% | Added |
| Perpetual Investment Management Ltd | 3,180 | $603.0K | 0.09% | −1,373−30.2% | Reduced |
| Schonfeld Strategic Advisors LLC | 3,111 | $590.0K | 0.00% | −1,903−38.0% | Reduced |
| Wolverine Trading, LLC | 3,028 | $581.0K | 0.02% | +3,028 | New |
| Onyx Bridge Wealth Group LLC | 3,125 | $569.0K | 0.26% | −200−6.0% | Reduced |
| Rathbone Brothers plc | 3,000 | $569.0K | 0.01% | 00.0% | Unchanged |
| SEI Investments Co | 2,993 | $567.0K | 0.00% | +2,993 | New |
| 1623 Capital LLC | 2,843 | $539.0K | 0.36% | 00.0% | Unchanged |
| Simplex Trading, LLC | 2,651 | $502.0K | 0.02% | +2,651 | New |
| Advisors Asset Management, Inc. | 2,501 | $474.0K | 0.01% | −418−14.3% | Reduced |
| Pictet Asset Management SA | 2,353 | $446.0K | 0.00% | +93+4.1% | Added |
| Prudential Financial Inc | 2,169 | $416.0K | 0.00% | +85+4.1% | Added |
| Vontobel Holding Ltd. | 2,137 | $405.0K | 0.00% | −2,140−50.0% | Reduced |
| CIBC World Markets Inc. | 2,131 | $404.0K | 0.00% | +2,131 | New |
| Virtus Investment Advisers, Inc. | 2,122 | $402.0K | 0.18% | +2,122 | New |
| Shelton Capital Management | 1,871 | $355.0K | 0.02% | 00.0% | Unchanged |
| Quantamental Technologies LLC | 1,864 | $353.0K | 0.14% | +1,864 | New |
| Yorktown Management & Research Co Inc | 1,850 | $351.0K | 0.45% | +1,850 | New |
| Canada Pension Plan Investment Board | 1,800 | $341.0K | 0.00% | −1,100−37.9% | Reduced |
| Spouting Rock Asset Management, LLC | 1,771 | $336.0K | 0.26% | +130+7.9% | Added |
| Walleye Trading LLC | 1,770 | $336.0K | 0.01% | +1,770 | New |
| Pacer Advisors, Inc. | 1,723 | $327.0K | 0.00% | +1,723 | New |
| The PNC Financial Services Group, Inc. | 1,690 | $320.0K | 0.00% | +243+16.8% | Added |
| Concorde Asset Management, LLC | 1,671 | $317.0K | 0.35% | 00.0% | Unchanged |
| Altfest L J & Co Inc | 1,660 | $315.0K | 0.06% | +53+3.3% | Added |
| Mission Wealth Management, LP | 1,651 | $313.0K | 0.02% | 00.0% | Unchanged |
| Profund Advisors LLC | 1,626 | $308.0K | 0.02% | +1,626 | New |
| Rockefeller Capital Management L.P. | 1,585 | $300.0K | 0.00% | −10−0.6% | Reduced |
| Tower Research Capital LLC (TRC) | 1,570 | $298.0K | 0.00% | −874−35.8% | Reduced |
| Toroso Investments, LLC | 1,522 | $289.0K | 0.01% | +1,522 | New |
| CIBC Asset Management Inc | 1,397 | $265.0K | 0.00% | +1,397 | New |
| Royal Bank of Canada | 1,278 | $242.0K | 0.00% | +561+78.2% | Added |