Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Penumbra Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 261
- +8 vs. Q2 2022
- Shares held
- 32.0M
- +537.6K (+1.7%) vs. Q2 2022
- Total value
- $6.06B
- +$2.15B (+54.8%) vs. Q2 2022
- New holders
- 49
- 98 more added
- Sold out
- 41
- 75 more reduced
2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Abbot Financial Management, Inc. | 1,203 | $228.0K | 0.16% | +1,203 | New |
| BSW Wealth Partners | 1,176 | $223.0K | 0.05% | +1,176 | New |
| Franklin Resources Inc | 1,175 | $222.0K | 0.00% | +1,175 | New |
| Independent Advisor Alliance | 1,130 | $214.0K | 0.01% | +1,130 | New |
| Gs Investments, Inc. | 1,110 | $210.0K | 0.14% | 00.0% | Unchanged |
| M&T Bank Corp | 1,102 | $209.0K | 0.00% | +1,102 | New |
| Silvant Capital Management LLC | 1,072 | $203.0K | 0.01% | 00.0% | Unchanged |
| American Portfolios Advisors | 715 | $135.6K | 0.01% | −167−18.9% | Reduced |
| HM Payson & Co | 500 | $95.0K | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 500 | $94.8K | 0.00% | −300−37.5% | Reduced |
| Quadrant Capital Group LLC | 495 | $94.0K | 0.01% | +354+251.1% | Added |
| Harvest Fund Management Co., Ltd | 416 | $79.0K | 0.02% | +273+190.9% | Added |
| Smithfield Trust Co | 381 | $72.0K | 0.01% | 00.0% | Unchanged |
| Horan Securities, Inc. | 300 | $57.0K | 0.04% | 00.0% | Unchanged |
| Washington Trust Co | 250 | $47.0K | 0.00% | 00.0% | Unchanged |
| Wipfli Financial Advisors LLC, | 213 | $40.0K | 0.00% | +213 | New |
| Hanseatic Management Services Inc | 184 | $35.0K | 0.09% | +184 | New |
| Russell Investments Group, Ltd. | 178 | $33.0K | 0.00% | −901−83.5% | Reduced |
| Fifth Third Bancorp | 171 | $32.0K | 0.00% | +37+27.6% | Added |
| Steward Partners Investment Advisory, LLC | 145 | $27.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 135 | $26.0K | 0.00% | −46−25.4% | Reduced |
| Lazard Asset Management LLC | 135 | $25.0K | 0.00% | −4,025−96.8% | Reduced |
| FourThought Financial, LLC | 111 | $21.0K | 0.00% | −18−14.0% | Reduced |
| Covestor Ltd | 107 | $20.0K | 0.02% | −381−78.1% | Reduced |
| Endurance Wealth Management, Inc. | 100 | $19.0K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 93 | $18.0K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 96 | $18.0K | 0.00% | +96 | New |
| Parallel Advisors, LLC | 81 | $15.0K | 0.00% | +7+9.5% | Added |
| Lindbrook Capital, LLC | 77 | $15.0K | 0.00% | +62+413.3% | Added |
| South State Corp. | 65 | $12.0K | 0.00% | −71−52.2% | Reduced |
| Harbour Investments, Inc. | 80 | $10.0K | 0.00% | 00.0% | Unchanged |
| Ci Investments Inc. | 53 | $10.0K | 0.00% | −1−1.9% | Reduced |
| Nisa Investment Advisors, LLC | 58 | $10.0K | 0.00% | +20+52.6% | Added |
| Massmutual Trust Co FSB | 52 | $10.0K | 0.00% | +25+92.6% | Added |
| M&R Capital Management Inc | 50 | $9.00K | 0.00% | +50 | New |
| Meeder Asset Management Inc | 44 | $8.00K | 0.00% | −26−37.1% | Reduced |
| Baystate Wealth Management LLC | 41 | $8.00K | 0.00% | 00.0% | Unchanged |
| Crewe Advisors LLC | 40 | $8.00K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 32 | $6.00K | 0.00% | −10−23.8% | Reduced |
| Capital Advisors, Ltd. LLC | 19 | $4.00K | 0.00% | +19 | New |
| CVA Family Office, LLC | 15 | $3.00K | 0.00% | −10−40.0% | Reduced |
| Allworth Financial LP | 17 | $3.00K | 0.00% | +12+240.0% | Added |
| Prestige Wealth Management Group LLC | 14 | $3.00K | 0.00% | +11+366.7% | Added |
| Farmers & Merchants Investments Inc | 14 | $3.00K | 0.00% | +14 | New |
| TCI Wealth Advisors, Inc. | 8 | $2.00K | 0.00% | 00.0% | Unchanged |
| Standard Family Office LLC | 8 | $2.00K | 0.00% | 00.0% | Unchanged |
| Quent Capital, LLC | 10 | $2.00K | 0.00% | 00.0% | Unchanged |
| Raffa Wealth Management, LLC | 8 | $1.52K | 0.00% | 00.0% | Unchanged |
| Sutton Wealth Advisors Inc. | 6 | $1.14K | 0.00% | +6 | New |
| Ronald Blue Trust, Inc. | 9 | $1.00K | 0.00% | −16−64.0% | Reduced |
| IFP Advisors, Inc | 4 | $1.00K | 0.00% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 5 | $1.00K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 8 | $1.00K | 0.00% | +3+60.0% | Added |
| Clearstead Advisors, LLC | 4 | $1.00K | 0.00% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 3 | $1.00K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 7 | $1.00K | 0.00% | +3+75.0% | Added |
| Money Concepts Capital Corp | 4 | $1.00K | 0.00% | +4 | New |
| Clean Yield Group | 4 | $1.00K | 0.00% | +4 | New |
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 1 | $0 | 0.00% | −2−66.7% | Reduced |
| AdvisorNet Financial, Inc | 2 | $0 | 0.00% | +2 | New |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −120,712−100.0% | Sold out |
| Mitsubishi UFJ Trust & Banking Corp | 0 | $0 | 0.00% | −111,900−100.0% | Sold out |
| Soleus Capital Management, L.P. | 0 | $0 | 0.00% | −68,800−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −60,175−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −54,523−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −51,268−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −42,553−100.0% | Sold out |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −41,116−100.0% | Sold out |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −25,137−100.0% | Sold out |
| Duality Advisers, LP | 0 | $0 | 0.00% | −15,714−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −13,174−100.0% | Sold out |
| Allianz Asset Management GmbH | 0 | $0 | 0.00% | −10,624−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | – | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −7,859−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −7,747−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −7,398−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −7,160−100.0% | Sold out |
| Wellington Management Group LLP | 0 | $0 | 0.00% | −5,354−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −4,600−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −4,567−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −4,153−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −4,044−100.0% | Sold out |
| Sumitomo Mitsui Trust Holdings, Inc. | 0 | $0 | 0.00% | −4,025−100.0% | Sold out |
| Skandinaviska Enskilda Banken AB (publ) | 0 | $0 | 0.00% | −3,635−100.0% | Sold out |
| FORA Capital, LLC | 0 | $0 | 0.00% | −2,835−100.0% | Sold out |
| Maryland State Retirement & Pension System | 0 | $0 | 0.00% | −2,519−100.0% | Sold out |
| AlphaCrest Capital Management LLC | 0 | $0 | 0.00% | −1,891−100.0% | Sold out |
| Baird Financial Group, Inc. | 0 | $0 | 0.00% | −1,809−100.0% | Sold out |
| Alpha Paradigm Partners, LLC | 0 | $0 | 0.00% | −1,424−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −757−100.0% | Sold out |
| NuWave Investment Management, LLC | 0 | $0 | 0.00% | −612−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −219−100.0% | Sold out |
| First Horizon Advisors, Inc. | 0 | $0 | 0.00% | −162−100.0% | Sold out |
| Retirement Group, LLC | 0 | $0 | 0.00% | −40−100.0% | Sold out |
| Umb Bank N A | 0 | $0 | 0.00% | −31−100.0% | Sold out |
| TD Ameritrade Investment Management, LLC | 0 | $0 | 0.00% | −22−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −16−100.0% | Sold out |
| Venture Visionary Partners LLC | 0 | $0 | 0.00% | −14−100.0% | Sold out |
| Loomis Sayles & Co L P | 0 | $0 | 0.00% | −11−100.0% | Sold out |