Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Penumbra Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 279
- +1 vs. Q3 2021
- Shares held
- 30.4M
- +591.3K (+2.0%) vs. Q3 2021
- Total value
- $8.72B
- +$783.8M (+9.9%) vs. Q3 2021
- New holders
- 42
- 111 more added
- Sold out
- 41
- 78 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 11,643 | $3.35M | 0.04% | +283+2.5% | Added |
| Oregon Public Employees Retirement Fund | 11,214 | $3.22M | 0.04% | −287−2.5% | Reduced |
| Ensign Peak Advisors, Inc | 11,200 | $3.22M | 0.01% | −19,100−63.0% | Reduced |
| Lisanti Capital Growth, LLC | 10,680 | $3.07M | 0.44% | +5,370+101.1% | Added |
| Tiedemann Advisors, LLC | 10,461 | $3.00M | 0.15% | −766−6.8% | Reduced |
| Ameritas Investment Partners, Inc. | 9,390 | $2.70M | 0.09% | +220+2.4% | Added |
| Arizona State Retirement System | 9,353 | $2.69M | 0.02% | −88−0.9% | Reduced |
| Thrivent Financial for Lutherans | 9,260 | $2.66M | 0.01% | +272+3.0% | Added |
| Louisiana State Employees Retirement System | 9,000 | $2.59M | 0.06% | +200+2.3% | Added |
| Leavell Investment Management, Inc. | 8,900 | $2.56M | 0.17% | +50+0.6% | Added |
| State of Michigan Retirement System | 8,851 | $2.54M | 0.01% | +200+2.3% | Added |
| Barclays PLC | 8,500 | $2.44M | 0.00% | −11,049−56.5% | Reduced |
| Artemis Investment Management LLP | 8,311 | $2.39M | 0.02% | +1,926+30.2% | Added |
| Shell Asset Management Co | 7,929 | $2.28M | 0.05% | −4,873−38.1% | Reduced |
| Raymond James & Associates | 7,924 | $2.28M | 0.00% | −552−6.5% | Reduced |
| Metropolitan Life Insurance Co | 7,884 | $2.27M | 0.03% | +25+0.3% | Added |
| Cubist Systematic Strategies, LLC | 7,636 | $2.19M | 0.02% | +2,092+37.7% | Added |
| Xponance, Inc. | 7,422 | $2.13M | 0.03% | +61+0.8% | Added |
| BNP Paribas Arbitrage, SA | 7,378 | $2.12M | 0.01% | +3,482+89.4% | Added |
| Perpetual Investment Management Ltd | 7,275 | $2.09M | 0.24% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 7,147 | $2.05M | 0.00% | +3,652+104.5% | Added |
| SG Americas Securities, LLC | 7,011 | $2.01M | 0.01% | −1,763−20.1% | Reduced |
| New Mexico Educational Retirement Board | 7,000 | $2.01M | 0.07% | 00.0% | Unchanged |
| Teacher Retirement System of Texas | 6,722 | $1.93M | 0.01% | +1,199+21.7% | Added |
| Deutsche Bank AG | 6,530 | $1.88M | 0.00% | −8,402−56.3% | Reduced |
| Envestnet Asset Management Inc | 6,519 | $1.87M | 0.00% | +492+8.2% | Added |
| Illinois Municipal Retirement Fund | 6,463 | $1.86M | 0.05% | +1,495+30.1% | Added |
| Advisors Asset Management, Inc. | 6,400 | $1.84M | 0.03% | −1,027−13.8% | Reduced |
| Utah Retirement Systems | 6,264 | $1.80M | 0.02% | +200+3.3% | Added |
| Handelsbanken Fonder AB | 6,158 | $1.77M | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Investment Management Company, LLC | 5,821 | $1.67M | 0.03% | +141+2.5% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 5,529 | $1.58M | 0.01% | 00.0% | Unchanged |
| Holocene Advisors, LP | 5,212 | $1.50M | 0.01% | −1,926−27.0% | Reduced |
| Virginia Retirement Systems Et Al | 5,200 | $1.49M | 0.01% | +100+2.0% | Added |
| UBS Group AG | 5,139 | $1.48M | 0.00% | +4,060+376.3% | Added |
| State of Alaska, Department of Revenue | 5,083 | $1.46M | 0.01% | −195−3.7% | Reduced |
| Polaris Wealth Advisory Group, LLC | 5,072 | $1.46M | 0.08% | 00.0% | Unchanged |
| CWM, LLC | 5,008 | $1.44M | 0.01% | +5,008 | New |
| Janney Montgomery Scott LLC | 5,000 | $1.44M | 0.01% | 00.0% | Unchanged |
| Baker Avenue Asset Management, LP | 5,000 | $1.44M | 0.07% | +5,000 | New |
| Pacer Advisors, Inc. | 4,902 | $1.41M | 0.01% | +247+5.3% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,878 | $1.40M | 0.01% | +1,331+37.5% | Added |
| Royal Bank of Canada | 4,855 | $1.40M | 0.00% | +2,408+98.4% | Added |
| Public Employees Retirement Association of Colorado | 4,673 | $1.34M | 0.01% | 00.0% | Unchanged |
| Windsor Group LTD | 4,850 | $1.34M | 0.25% | 00.0% | Unchanged |
| Franklin Resources Inc | 4,338 | $1.25M | 0.00% | −94,103−95.6% | Reduced |
| Russell Investments Group, Ltd. | 4,289 | $1.23M | 0.00% | −73−1.7% | Reduced |
| State of Wisconsin Investment Board | 4,221 | $1.21M | 0.00% | −12−0.3% | Reduced |
| Lazard Asset Management LLC | 4,160 | $1.20M | 0.00% | 00.0% | Unchanged |
| Banco Bilbao Vizcaya Argentaria, S.A. | 4,147 | $1.19M | 0.02% | 00.0% | Unchanged |
| ProShare Advisors LLC | 4,052 | $1.16M | 0.00% | +870+27.3% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 4,025 | $1.16M | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 3,861 | $1.11M | 0.00% | +19+0.5% | Added |
| Bank of Nova Scotia | 3,583 | $1.03M | 0.00% | +1,804+101.4% | Added |
| AQR Capital Management LLC | 3,454 | $990.0K | 0.00% | −4−0.1% | Reduced |
| Citigroup Inc | 3,445 | $990.0K | 0.00% | +1,065+44.7% | Added |
| AGF Investments LLC | 3,311 | $951.0K | 0.08% | +1,087+48.9% | Added |
| Crossmark Global Holdings, Inc. | 3,252 | $934.0K | 0.02% | −840−20.5% | Reduced |
| Securian Asset Management, Inc | 3,218 | $925.0K | 0.02% | +100+3.2% | Added |
| Guggenheim Capital LLC | 3,045 | $875.0K | 0.00% | −5,357−63.8% | Reduced |
| Rathbone Brothers plc | 3,000 | $862.0K | 0.01% | 00.0% | Unchanged |
| Gyon Technologies Capital Management, LP | 2,739 | $787.0K | 0.15% | −2,765−50.2% | Reduced |
| Prudential Financial Inc | 2,616 | $754.0K | 0.00% | −430−14.1% | Reduced |
| Maryland State Retirement & Pension System | 2,519 | $724.0K | 0.02% | 00.0% | Unchanged |
| 1623 Capital LLC | 2,481 | $713.0K | 0.28% | +730+41.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 2,455 | $705.0K | 0.00% | +24+1.0% | Added |
| Diversified Trust Co | 2,429 | $698.0K | 0.02% | +150+6.6% | Added |
| Tower Research Capital LLC (TRC) | 2,308 | $663.0K | 0.01% | +50+2.2% | Added |
| Pictet Asset Management SA | 2,260 | $649.0K | 0.00% | 00.0% | Unchanged |
| 17 Capital Partners, LLC | 2,241 | $644.0K | 0.59% | 00.0% | Unchanged |
| Los Angeles Capital Management LLC | 2,175 | $625.0K | 0.00% | −4,643−68.1% | Reduced |
| Magnetar Financial LLC | 2,085 | $599.0K | 0.01% | +2,085 | New |
| D. E. Shaw & Co., Inc. | 2,078 | $597.0K | 0.00% | −2,762−57.1% | Reduced |
| Profund Advisors LLC | 2,039 | $586.0K | 0.02% | −64−3.0% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 1,979 | $569.0K | 0.01% | −3,021−60.4% | Reduced |
| Jane Street Group, LLC | 1,900 | $546.0K | 0.00% | −746−28.2% | Reduced |
| Shelton Capital Management | 1,871 | $538.0K | 0.02% | 00.0% | Unchanged |
| Pearl River Capital, LLC | 1,746 | $502.0K | 0.14% | +1,746 | New |
| Concorde Asset Management, LLC | 1,659 | $477.0K | 0.29% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 1,660 | $477.0K | 0.04% | +886+114.5% | Added |
| Mission Wealth Management, LP | 1,651 | $474.0K | 0.02% | 00.0% | Unchanged |
| Yorktown Management & Research Co Inc | 1,500 | $431.0K | 0.29% | 00.0% | Unchanged |
| CIBC Asset Management Inc | 1,499 | $431.0K | 0.00% | +49+3.4% | Added |
| Agf Investments Inc. | 1,496 | $430.0K | 0.00% | +896+149.3% | Added |
| Algert Global LLC | 1,474 | $424.0K | 0.05% | −1,550−51.3% | Reduced |
| Mackenzie Financial Corp | 1,431 | $411.0K | 0.00% | +1,431 | New |
| Pathstone Family Office, LLC | 1,402 | $403.0K | 0.01% | +5+0.4% | Added |
| AlphaCrest Capital Management LLC | 1,349 | $388.0K | 0.01% | −2,203−62.0% | Reduced |
| Canada Pension Plan Investment Board | 1,289 | $370.0K | 0.00% | −213−14.2% | Reduced |
| BSW Wealth Partners | 1,232 | $354.0K | 0.09% | +58+4.9% | Added |
| Laurel Wealth Advisors, Inc. | 1,200 | $345.0K | 0.03% | 00.0% | Unchanged |
| Abbot Financial Management, Inc. | 1,133 | $326.0K | 0.15% | +1,133 | New |
| Thoroughbred Financial Services, LLC | 1,119 | $321.0K | 0.07% | +362+47.8% | Added |
| Gs Investments, Inc. | 1,110 | $319.0K | 0.15% | 00.0% | Unchanged |
| Silvant Capital Management LLC | 1,072 | $308.0K | 0.05% | −68−6.0% | Reduced |
| The PNC Financial Services Group, Inc. | 1,047 | $301.0K | 0.00% | +19+1.8% | Added |
| Veritable, L.P. | 1,033 | $297.0K | 0.00% | +1,033 | New |
| Vident Investment Advisory, LLC | 1,009 | $290.0K | 0.01% | +9+0.9% | Added |
| Occudo Quantitative Strategies LP | 1,000 | $287.0K | 0.03% | −16−1.6% | Reduced |
| Vontobel Holding Ltd. | 996 | $285.0K | 0.00% | +996 | New |