Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Penumbra Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 279
- +1 vs. Q3 2021
- Shares held
- 30.4M
- +591.3K (+2.0%) vs. Q3 2021
- Total value
- $8.72B
- +$783.8M (+9.9%) vs. Q3 2021
- New holders
- 42
- 111 more added
- Sold out
- 41
- 78 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $0 | 0.00% | +1 | New |
| Rockefeller Capital Management L.P. | 1 | $0 | 0.00% | +1 | New |
| Clearstead Advisors, LLC | 4 | $1.00K | 0.00% | 00.0% | Unchanged |
| Roble, Belko & Company, Inc | 5 | $1.00K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 2 | $1.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 2 | $1.00K | 0.00% | +2 | New |
| JFS Wealth Advisors, LLC | 2 | $1.00K | 0.00% | +2 | New |
| IFP Advisors, Inc | 3 | $1.00K | 0.00% | +3 | New |
| Glassman Wealth Services | 3 | $1.00K | 0.00% | +3 | New |
| EverSource Wealth Advisors, LLC | 5 | $1.00K | 0.00% | +5 | New |
| Sutton Wealth Advisors Inc. | 4 | $1.15K | 0.00% | +4 | New |
| Lee Financial Co | 7 | $2.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 8 | $2.00K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 8 | $2.00K | 0.00% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 7 | $2.01K | 0.00% | 00.0% | Unchanged |
| Raffa Wealth Management, LLC | 8 | $2.30K | 0.00% | 00.0% | Unchanged |
| Standard Family Office LLC | 11 | $3.00K | 0.03% | +11 | New |
| Quent Capital, LLC | 10 | $3.00K | 0.00% | +10 | New |
| TD Private Client Wealth LLC | 13 | $3.73K | 0.00% | +2+18.2% | Added |
| Lindbrook Capital, LLC | 18 | $5.00K | 0.00% | −9−33.3% | Reduced |
| Parallel Advisors, LLC | 16 | $5.00K | 0.00% | +15+1,500.0% | Added |
| Bessemer Group Inc | 16 | $5.00K | 0.00% | +16 | New |
| Benjamin F. Edwards & Company, Inc. | 20 | $6.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 20 | $6.00K | 0.00% | 00.0% | Unchanged |
| Retirement Group, LLC | 20 | $6.00K | 0.00% | +20 | New |
| Dark Forest Capital Management LP | 21 | $6.00K | 0.00% | +21 | New |
| City State Bank | 20 | $6.00K | 0.00% | +20 | New |
| TD Ameritrade Investment Management, LLC | 24 | $7.00K | 0.00% | +24 | New |
| Concord Wealth Partners | 31 | $9.00K | 0.00% | +14+82.4% | Added |
| Allworth Financial LP | 34 | $10.0K | 0.00% | +34 | New |
| Umb Bank N A | 42 | $12.0K | 0.00% | +42 | New |
| Baystate Wealth Management LLC | 41 | $12.0K | 0.00% | +41 | New |
| Signaturefd, LLC | 47 | $14.0K | 0.00% | +20+74.1% | Added |
| Fieldpoint Private Securities, LLC | 56 | $16.0K | 0.00% | 00.0% | Unchanged |
| Harding Loevner LP | 62 | $18.0K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 75 | $22.0K | 0.00% | −14−15.7% | Reduced |
| Maverick Capital LtdSuperinvestorMaverick Capital | 92 | $26.0K | 0.00% | +92 | New |
| Endurance Wealth Management, Inc. | 100 | $29.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 129 | $37.0K | 0.00% | −309−70.5% | Reduced |
| FourThought Financial, LLC | 129 | $37.0K | 0.00% | 00.0% | Unchanged |
| South State Corp. | 136 | $39.0K | 0.00% | −9−6.2% | Reduced |
| IndexIQ Advisors LLC | 139 | $40.0K | 0.00% | +7+5.3% | Added |
| Captrust Financial Advisors | 144 | $41.0K | 0.00% | +50+53.2% | Added |
| Steward Partners Investment Advisory, LLC | 145 | $42.0K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 150 | $43.0K | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 152 | $44.0K | 0.06% | +152 | New |
| Quantbot Technologies LP | 159 | $45.0K | 0.00% | −1,996−92.6% | Reduced |
| Fifth Third Bancorp | 159 | $46.0K | 0.00% | +30+23.3% | Added |
| Vestcor Inc | 166 | $48.0K | 0.00% | −19−10.3% | Reduced |
| Private Capital Group, LLC | 176 | $51.0K | 0.01% | −4−2.2% | Reduced |
| Ci Investments Inc. | 184 | $53.0K | 0.00% | +35+23.5% | Added |
| First Bank & Trust | 190 | $55.0K | 0.02% | −233−55.1% | Reduced |
| Gemmer Asset Management LLC | 226 | $65.0K | 0.01% | +18+8.7% | Added |
| Horan Securities, Inc. | 300 | $86.0K | 0.05% | +300 | New |
| National Bank of Canada | 319 | $91.0K | 0.00% | +319 | New |
| Harvest Fund Management Co., Ltd | 354 | $100.0K | 0.02% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 422 | $121.0K | 0.00% | −46−9.8% | Reduced |
| Tobam | 458 | $132.0K | 0.01% | 00.0% | Unchanged |
| HM Payson & Co | 500 | $144.0K | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 550 | $158.0K | 0.01% | 00.0% | Unchanged |
| Smithfield Trust Co | 636 | $183.0K | 0.01% | 00.0% | Unchanged |
| Group One Trading, L.P. | 665 | $191.0K | 0.00% | +665 | New |
| American Portfolios Advisors | 692 | $198.8K | 0.01% | +37+5.6% | Added |
| HighTower Advisors, LLC | 698 | $200.0K | 0.00% | +698 | New |
| Raymond James Financial Services Advisors, Inc. | 704 | $202.0K | 0.00% | +704 | New |
| Nisa Investment Advisors, LLC | 903 | $204.0K | 0.00% | +317+54.1% | Added |
| JGP Global Gestao de Recursos Ltda. | 709 | $204.0K | 0.10% | +709 | New |
| Onyx Bridge Wealth Group LLC | 725 | $206.0K | 0.07% | +725 | New |
| JustInvest LLC | 722 | $207.0K | 0.01% | +722 | New |
| Bayesian Capital Management, LP | 767 | $220.0K | 0.07% | −411−34.9% | Reduced |
| Financial Counselors Inc | 800 | $230.0K | 0.00% | 00.0% | Unchanged |
| Cigna Investments Inc | 811 | $233.0K | 0.02% | −280−25.7% | Reduced |
| Private Advisor Group, LLC | 831 | $239.0K | 0.00% | +831 | New |
| 6 Meridian | 838 | $241.0K | 0.02% | +4+0.5% | Added |
| Wescott Financial Advisory Group, LLC | 850 | $244.0K | 0.13% | −6−0.7% | Reduced |
| Mainstay Capital Management LLC | 858 | $246.0K | 0.07% | +858 | New |
| Coldstream Capital Management Inc | 872 | $251.0K | 0.01% | +872 | New |
| M&T Bank Corp | 932 | $268.0K | 0.00% | +14+1.5% | Added |
| Macquarie Group Ltd | 983 | $282.0K | 0.00% | −82−7.7% | Reduced |
| Vontobel Holding Ltd. | 996 | $285.0K | 0.00% | +996 | New |
| Occudo Quantitative Strategies LP | 1,000 | $287.0K | 0.03% | −16−1.6% | Reduced |
| Vident Investment Advisory, LLC | 1,009 | $290.0K | 0.01% | +9+0.9% | Added |
| Veritable, L.P. | 1,033 | $297.0K | 0.00% | +1,033 | New |
| The PNC Financial Services Group, Inc. | 1,047 | $301.0K | 0.00% | +19+1.8% | Added |
| Silvant Capital Management LLC | 1,072 | $308.0K | 0.05% | −68−6.0% | Reduced |
| Gs Investments, Inc. | 1,110 | $319.0K | 0.15% | 00.0% | Unchanged |
| Thoroughbred Financial Services, LLC | 1,119 | $321.0K | 0.07% | +362+47.8% | Added |
| Abbot Financial Management, Inc. | 1,133 | $326.0K | 0.15% | +1,133 | New |
| Laurel Wealth Advisors, Inc. | 1,200 | $345.0K | 0.03% | 00.0% | Unchanged |
| BSW Wealth Partners | 1,232 | $354.0K | 0.09% | +58+4.9% | Added |
| Canada Pension Plan Investment Board | 1,289 | $370.0K | 0.00% | −213−14.2% | Reduced |
| AlphaCrest Capital Management LLC | 1,349 | $388.0K | 0.01% | −2,203−62.0% | Reduced |
| Pathstone Family Office, LLC | 1,402 | $403.0K | 0.01% | +5+0.4% | Added |
| Mackenzie Financial Corp | 1,431 | $411.0K | 0.00% | +1,431 | New |
| Algert Global LLC | 1,474 | $424.0K | 0.05% | −1,550−51.3% | Reduced |
| Agf Investments Inc. | 1,496 | $430.0K | 0.00% | +896+149.3% | Added |
| Yorktown Management & Research Co Inc | 1,500 | $431.0K | 0.29% | 00.0% | Unchanged |
| CIBC Asset Management Inc | 1,499 | $431.0K | 0.00% | +49+3.4% | Added |
| Mission Wealth Management, LP | 1,651 | $474.0K | 0.02% | 00.0% | Unchanged |
| Concorde Asset Management, LLC | 1,659 | $477.0K | 0.29% | 00.0% | Unchanged |