Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Penumbra Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 279
- +1 vs. Q3 2021
- Shares held
- 30.4M
- +591.3K (+2.0%) vs. Q3 2021
- Total value
- $8.72B
- +$783.8M (+9.9%) vs. Q3 2021
- New holders
- 42
- 111 more added
- Sold out
- 41
- 78 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Level Four Advisory Services, LLC | 1,660 | $477.0K | 0.04% | +886+114.5% | Added |
| Pearl River Capital, LLC | 1,746 | $502.0K | 0.14% | +1,746 | New |
| Shelton Capital Management | 1,871 | $538.0K | 0.02% | 00.0% | Unchanged |
| Jane Street Group, LLC | 1,900 | $546.0K | 0.00% | −746−28.2% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 1,979 | $569.0K | 0.01% | −3,021−60.4% | Reduced |
| Profund Advisors LLC | 2,039 | $586.0K | 0.02% | −64−3.0% | Reduced |
| D. E. Shaw & Co., Inc. | 2,078 | $597.0K | 0.00% | −2,762−57.1% | Reduced |
| Magnetar Financial LLC | 2,085 | $599.0K | 0.01% | +2,085 | New |
| Los Angeles Capital Management LLC | 2,175 | $625.0K | 0.00% | −4,643−68.1% | Reduced |
| 17 Capital Partners, LLC | 2,241 | $644.0K | 0.59% | 00.0% | Unchanged |
| Pictet Asset Management SA | 2,260 | $649.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,308 | $663.0K | 0.01% | +50+2.2% | Added |
| Diversified Trust Co | 2,429 | $698.0K | 0.02% | +150+6.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 2,455 | $705.0K | 0.00% | +24+1.0% | Added |
| 1623 Capital LLC | 2,481 | $713.0K | 0.28% | +730+41.7% | Added |
| Maryland State Retirement & Pension System | 2,519 | $724.0K | 0.02% | 00.0% | Unchanged |
| Prudential Financial Inc | 2,616 | $754.0K | 0.00% | −430−14.1% | Reduced |
| Gyon Technologies Capital Management, LP | 2,739 | $787.0K | 0.15% | −2,765−50.2% | Reduced |
| Rathbone Brothers plc | 3,000 | $862.0K | 0.01% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 3,045 | $875.0K | 0.00% | −5,357−63.8% | Reduced |
| Securian Asset Management, Inc | 3,218 | $925.0K | 0.02% | +100+3.2% | Added |
| Crossmark Global Holdings, Inc. | 3,252 | $934.0K | 0.02% | −840−20.5% | Reduced |
| AGF Investments LLC | 3,311 | $951.0K | 0.08% | +1,087+48.9% | Added |
| AQR Capital Management LLC | 3,454 | $990.0K | 0.00% | −4−0.1% | Reduced |
| Citigroup Inc | 3,445 | $990.0K | 0.00% | +1,065+44.7% | Added |
| Bank of Nova Scotia | 3,583 | $1.03M | 0.00% | +1,804+101.4% | Added |
| Victory Capital Management Inc | 3,861 | $1.11M | 0.00% | +19+0.5% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 4,025 | $1.16M | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 4,052 | $1.16M | 0.00% | +870+27.3% | Added |
| Banco Bilbao Vizcaya Argentaria, S.A. | 4,147 | $1.19M | 0.02% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 4,160 | $1.20M | 0.00% | 00.0% | Unchanged |
| State of Wisconsin Investment Board | 4,221 | $1.21M | 0.00% | −12−0.3% | Reduced |
| Russell Investments Group, Ltd. | 4,289 | $1.23M | 0.00% | −73−1.7% | Reduced |
| Franklin Resources Inc | 4,338 | $1.25M | 0.00% | −94,103−95.6% | Reduced |
| Windsor Group LTD | 4,850 | $1.34M | 0.25% | 00.0% | Unchanged |
| Public Employees Retirement Association of Colorado | 4,673 | $1.34M | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 4,855 | $1.40M | 0.00% | +2,408+98.4% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,878 | $1.40M | 0.01% | +1,331+37.5% | Added |
| Pacer Advisors, Inc. | 4,902 | $1.41M | 0.01% | +247+5.3% | Added |
| Janney Montgomery Scott LLC | 5,000 | $1.44M | 0.01% | 00.0% | Unchanged |
| Baker Avenue Asset Management, LP | 5,000 | $1.44M | 0.07% | +5,000 | New |
| CWM, LLC | 5,008 | $1.44M | 0.01% | +5,008 | New |
| Polaris Wealth Advisory Group, LLC | 5,072 | $1.46M | 0.08% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 5,083 | $1.46M | 0.01% | −195−3.7% | Reduced |
| UBS Group AG | 5,139 | $1.48M | 0.00% | +4,060+376.3% | Added |
| Virginia Retirement Systems Et Al | 5,200 | $1.49M | 0.01% | +100+2.0% | Added |
| Holocene Advisors, LP | 5,212 | $1.50M | 0.01% | −1,926−27.0% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 5,529 | $1.58M | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Investment Management Company, LLC | 5,821 | $1.67M | 0.03% | +141+2.5% | Added |
| Handelsbanken Fonder AB | 6,158 | $1.77M | 0.01% | 00.0% | Unchanged |
| Utah Retirement Systems | 6,264 | $1.80M | 0.02% | +200+3.3% | Added |
| Advisors Asset Management, Inc. | 6,400 | $1.84M | 0.03% | −1,027−13.8% | Reduced |
| Illinois Municipal Retirement Fund | 6,463 | $1.86M | 0.05% | +1,495+30.1% | Added |
| Envestnet Asset Management Inc | 6,519 | $1.87M | 0.00% | +492+8.2% | Added |
| Deutsche Bank AG | 6,530 | $1.88M | 0.00% | −8,402−56.3% | Reduced |
| Teacher Retirement System of Texas | 6,722 | $1.93M | 0.01% | +1,199+21.7% | Added |
| New Mexico Educational Retirement Board | 7,000 | $2.01M | 0.07% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 7,011 | $2.01M | 0.01% | −1,763−20.1% | Reduced |
| Janus Henderson Group PLC | 7,147 | $2.05M | 0.00% | +3,652+104.5% | Added |
| Perpetual Investment Management Ltd | 7,275 | $2.09M | 0.24% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 7,378 | $2.12M | 0.01% | +3,482+89.4% | Added |
| Xponance, Inc. | 7,422 | $2.13M | 0.03% | +61+0.8% | Added |
| Cubist Systematic Strategies, LLC | 7,636 | $2.19M | 0.02% | +2,092+37.7% | Added |
| Metropolitan Life Insurance Co | 7,884 | $2.27M | 0.03% | +25+0.3% | Added |
| Raymond James & Associates | 7,924 | $2.28M | 0.00% | −552−6.5% | Reduced |
| Shell Asset Management Co | 7,929 | $2.28M | 0.05% | −4,873−38.1% | Reduced |
| Artemis Investment Management LLP | 8,311 | $2.39M | 0.02% | +1,926+30.2% | Added |
| Barclays PLC | 8,500 | $2.44M | 0.00% | −11,049−56.5% | Reduced |
| State of Michigan Retirement System | 8,851 | $2.54M | 0.01% | +200+2.3% | Added |
| Leavell Investment Management, Inc. | 8,900 | $2.56M | 0.17% | +50+0.6% | Added |
| Louisiana State Employees Retirement System | 9,000 | $2.59M | 0.06% | +200+2.3% | Added |
| Thrivent Financial for Lutherans | 9,260 | $2.66M | 0.01% | +272+3.0% | Added |
| Arizona State Retirement System | 9,353 | $2.69M | 0.02% | −88−0.9% | Reduced |
| Ameritas Investment Partners, Inc. | 9,390 | $2.70M | 0.09% | +220+2.4% | Added |
| Tiedemann Advisors, LLC | 10,461 | $3.00M | 0.15% | −766−6.8% | Reduced |
| Lisanti Capital Growth, LLC | 10,680 | $3.07M | 0.44% | +5,370+101.1% | Added |
| Ensign Peak Advisors, Inc | 11,200 | $3.22M | 0.01% | −19,100−63.0% | Reduced |
| Oregon Public Employees Retirement Fund | 11,214 | $3.22M | 0.04% | −287−2.5% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 11,643 | $3.35M | 0.04% | +283+2.5% | Added |
| Comerica Bank | 15,752 | $3.36M | 0.02% | +115+0.7% | Added |
| Blair William & Co | 12,065 | $3.47M | 0.01% | +1,973+19.6% | Added |
| Advisor Group Holdings, Inc. | 12,854 | $3.69M | 0.01% | −1,029−7.4% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 13,000 | $3.73M | 0.01% | 00.0% | Unchanged |
| PDT Partners, LLC | 13,154 | $3.78M | 0.29% | −2,346−15.1% | Reduced |
| Exchange Traded Concepts, LLC | 13,754 | $3.95M | 0.08% | −846−5.8% | Reduced |
| Oak Ridge Investments LLC | 14,014 | $4.03M | 0.34% | −224−1.6% | Reduced |
| Treasurer of the State of North Carolina | 14,297 | $4.11M | 0.02% | +60+0.4% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 15,663 | $4.45M | 0.02% | +1,750+12.6% | Added |
| Polar Capital Holdings Plc | 15,534 | $4.46M | 0.02% | +1,328+9.3% | Added |
| First Republic Investment Management, Inc. | 16,277 | $4.68M | 0.01% | −2,405−12.9% | Reduced |
| MetLife Investment Management | 17,019 | $4.89M | 0.04% | +499+3.0% | Added |
| US Bancorp | 17,122 | $4.92M | 0.01% | +1,429+9.1% | Added |
| Great West Life Assurance Co | 17,628 | $5.06M | 0.01% | +1,556+9.7% | Added |
| Crestline Management, LP | 17,886 | $5.14M | 0.39% | −2,801−13.5% | Reduced |
| Yousif Capital Management, LLC | 18,097 | $5.20M | 0.05% | +18,097 | New |
| Public Employees Retirement System of Ohio | 19,260 | $5.53M | 0.02% | −207−1.1% | Reduced |
| State of New Jersey Common Pension Fund D | 20,325 | $5.84M | 0.02% | −359−1.7% | Reduced |
| Voya Investment Management LLC | 21,396 | $6.15M | 0.01% | +6,674+45.3% | Added |
| Texas Permanent School Fund | 25,320 | $7.28M | 0.09% | −117−0.5% | Reduced |
| Motley Fool Asset Management LLC | 25,578 | $7.35M | 0.47% | −1,323−4.9% | Reduced |