Penumbra Inc
PEN- Exchange
- NYSE
- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001321732
No open-market purchases or sales by Penumbra Inc insiders were filed in the last 90 days; 451 institutions reported holding it in 13F filings for Q2 2026, worth $10.8B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Penumbra Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 280
- −3 vs. Q2 2021
- Shares held
- 29.8M
- −20.8K (−0.1%) vs. Q2 2021
- Total value
- $7.94B
- −$228.7M (−2.8%) vs. Q2 2021
- New holders
- 29
- 97 more added
- Sold out
- 32
- 102 more reduced
4 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 451 | $10.8B |
| Q1 2026 | 485 | $11.1B |
| Q4 2025 | 440 | $11.4B |
| Q3 2025 | 421 | $9.19B |
| Q2 2025 | 451 | $9.18B |
| Q1 2025 | 421 | $9.39B |
| Q4 2024 | 372 | $8.30B |
| Q3 2024 | 334 | $6.85B |
| Q2 2024 | 342 | $6.40B |
| Q1 2024 | 342 | $7.52B |
| Q4 2023 | 339 | $8.66B |
| Q3 2023 | 317 | $8.01B |
| Q2 2023 | 364 | $11.8B |
| Q1 2023 | 312 | $9.74B |
| Q4 2022 | 290 | $7.67B |
| Q3 2022 | 261 | $6.06B |
| Q2 2022 | 255 | $3.91B |
| Q1 2022 | 280 | $6.71B |
| Q4 2021 | 279 | $8.72B |
| Q3 2021 | 280 | $7.94B |
| Q2 2021 | 287 | $8.17B |
| Q1 2021 | 273 | $8.40B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Penumbra Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Jane Street Group, LLC | 2,646 | $705.0K | 0.00% | −22,042−89.3% | Reduced |
| Dynamic Technology Lab Private Ltd | 2,700 | $720.0K | 0.09% | +1,040+62.7% | Added |
| Schonfeld Strategic Advisors LLC | 2,800 | $747.0K | 0.01% | +2,800 | New |
| Trexquant Investment LP | 2,837 | $756.0K | 0.06% | +938+49.4% | Added |
| Rathbone Brothers plc | 3,000 | $800.0K | 0.01% | 00.0% | Unchanged |
| Algert Global LLC | 3,024 | $806.0K | 0.11% | +3,024 | New |
| Securian Asset Management, Inc | 3,118 | $831.0K | 0.02% | 00.0% | Unchanged |
| ProShare Advisors LLC | 3,182 | $848.0K | 0.00% | −607−16.0% | Reduced |
| ExodusPoint Capital Management, LP | 3,204 | $854.0K | 0.01% | −3,563−52.7% | Reduced |
| Susquehanna International Group, LLP | 3,222 | $858.0K | 0.00% | −351−9.8% | Reduced |
| Prudential Financial Inc | 3,046 | $868.0K | 0.00% | −86−2.7% | Reduced |
| Echo Street Capital Management LLC | 3,321 | $885.0K | 0.01% | +943+39.7% | Added |
| AQR Capital Management LLC | 3,458 | $922.0K | 0.00% | +59+1.7% | Added |
| Janus Henderson Group PLC | 3,495 | $932.0K | 0.00% | +3,495 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 3,547 | $945.0K | 0.01% | 00.0% | Unchanged |
| AlphaCrest Capital Management LLC | 3,552 | $947.0K | 0.05% | −1,712−32.5% | Reduced |
| Victory Capital Management Inc | 3,842 | $1.02M | 0.00% | −1,601−29.4% | Reduced |
| BNP Paribas Arbitrage, SA | 3,896 | $1.04M | 0.00% | −103−2.6% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 4,025 | $1.07M | 0.00% | 00.0% | Unchanged |
| Crossmark Global Holdings, Inc. | 4,092 | $1.09M | 0.03% | −170−4.0% | Reduced |
| Banco Bilbao Vizcaya Argentaria, S.A. | 4,147 | $1.10M | 0.02% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 4,160 | $1.11M | 0.00% | +135+3.4% | Added |
| Campbell & CO Investment Adviser LLC | 4,200 | $1.12M | 0.36% | +4,200 | New |
| State of Wisconsin Investment Board | 4,233 | $1.13M | 0.00% | +199+4.9% | Added |
| Russell Investments Group, Ltd. | 4,362 | $1.16M | 0.00% | +3,049+232.2% | Added |
| Pacer Advisors, Inc. | 4,655 | $1.24M | 0.02% | +58+1.3% | Added |
| Public Employees Retirement Association of Colorado | 4,673 | $1.25M | 0.01% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 4,771 | $1.27M | 0.01% | +2,193+85.1% | Added |
| Windsor Group LTD | 4,850 | $1.28M | 0.27% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 4,840 | $1.29M | 0.00% | +4,840 | New |
| HRT Financial LP | 4,938 | $1.31M | 0.01% | +1,629+49.2% | Added |
| Illinois Municipal Retirement Fund | 4,968 | $1.32M | 0.05% | 00.0% | Unchanged |
| Polaris Wealth Advisory Group, LLC | 5,072 | $1.33M | 0.08% | +1,604+46.3% | Added |
| Janney Montgomery Scott LLC | 5,000 | $1.33M | 0.01% | 00.0% | Unchanged |
| Weiss Multi-Strategy Advisers LLC | 5,000 | $1.33M | 0.03% | −2,094−29.5% | Reduced |
| Virginia Retirement Systems Et Al | 5,100 | $1.36M | 0.01% | −900−15.0% | Reduced |
| State of Alaska, Department of Revenue | 5,278 | $1.41M | 0.01% | +9+0.2% | Added |
| Lisanti Capital Growth, LLC | 5,310 | $1.42M | 0.21% | +5,310 | New |
| Gyon Technologies Capital Management, LP | 5,504 | $1.47M | 0.40% | +4,474+434.4% | Added |
| Teacher Retirement System of Texas | 5,523 | $1.47M | 0.01% | +1,061+23.8% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 5,529 | $1.47M | 0.01% | −1,017−15.5% | Reduced |
| Cubist Systematic Strategies, LLC | 5,544 | $1.48M | 0.02% | −26,259−82.6% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 5,680 | $1.51M | 0.03% | +29+0.5% | Added |
| HSBC Holdings PLC | 5,835 | $1.57M | 0.00% | +3,560+156.5% | Added |
| Envestnet Asset Management Inc | 6,027 | $1.61M | 0.00% | +401+7.1% | Added |
| Utah Retirement Systems | 6,064 | $1.62M | 0.02% | −400−6.2% | Reduced |
| Handelsbanken Fonder AB | 6,158 | $1.64M | 0.01% | 00.0% | Unchanged |
| Winton Group Ltd | 6,196 | $1.65M | 0.09% | +6,196 | New |
| Artemis Investment Management LLP | 6,385 | $1.70M | 0.01% | +1,830+40.2% | Added |
| Quadrature Capital Ltd | 6,588 | $1.76M | 0.06% | −12,301−65.1% | Reduced |
| Los Angeles Capital Management LLC | 6,818 | $1.82M | 0.01% | +5,000+275.0% | Added |
| New Mexico Educational Retirement Board | 7,000 | $1.87M | 0.06% | 00.0% | Unchanged |
| Holocene Advisors, LP | 7,138 | $1.90M | 0.01% | +2,501+53.9% | Added |
| Perpetual Investment Management Ltd | 7,275 | $1.94M | 0.25% | +568+8.5% | Added |
| Xponance, Inc. | 7,361 | $1.96M | 0.04% | −35−0.5% | Reduced |
| Advisors Asset Management, Inc. | 7,427 | $1.98M | 0.03% | −1,469−16.5% | Reduced |
| Jump Financial, LLC | 7,662 | $2.04M | 0.15% | −1,447−15.9% | Reduced |
| Renaissance Technologies LLC | 7,700 | $2.05M | 0.00% | −33,100−81.1% | Reduced |
| Metropolitan Life Insurance Co | 7,859 | $2.09M | 0.03% | −190−2.4% | Reduced |
| Peconic Partners LLC | 8,400 | $2.24M | 0.20% | +8,400 | New |
| Guggenheim Capital LLC | 8,402 | $2.24M | 0.01% | −149−1.7% | Reduced |
| Raymond James & Associates | 8,476 | $2.26M | 0.00% | +108+1.3% | Added |
| State of Michigan Retirement System | 8,651 | $2.31M | 0.01% | +100+1.2% | Added |
| SG Americas Securities, LLC | 8,774 | $2.34M | 0.01% | +1,418+19.3% | Added |
| Louisiana State Employees Retirement System | 8,800 | $2.35M | 0.06% | 00.0% | Unchanged |
| Leavell Investment Management, Inc. | 8,850 | $2.36M | 0.18% | +300+3.5% | Added |
| Thrivent Financial for Lutherans | 8,988 | $2.40M | 0.00% | −19−0.2% | Reduced |
| Ameritas Investment Partners, Inc. | 9,170 | $2.44M | 0.09% | 00.0% | Unchanged |
| Arizona State Retirement System | 9,441 | $2.52M | 0.02% | +29+0.3% | Added |
| Blair William & Co | 10,092 | $2.69M | 0.01% | +213+2.2% | Added |
| Tiedemann Advisors, LLC | 11,227 | $2.99M | 0.16% | 00.0% | Unchanged |
| Voloridge Investment Management, LLC | 11,244 | $3.00M | 0.02% | +9,912+744.1% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 11,360 | $3.03M | 0.04% | +57+0.5% | Added |
| Oregon Public Employees Retirement Fund | 11,501 | $3.06M | 0.04% | −7−0.1% | Reduced |
| Shell Asset Management Co | 12,802 | $3.41M | 0.08% | +10,473+449.7% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 13,000 | $3.46M | 0.01% | −2,768−17.6% | Reduced |
| Advisor Group Holdings, Inc. | 13,883 | $3.70M | 0.01% | −161−1.1% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 13,913 | $3.71M | 0.02% | −2,732−16.4% | Reduced |
| Polar Capital Holdings Plc | 14,206 | $3.79M | 0.02% | +5,293+59.4% | Added |
| Oak Ridge Investments LLC | 14,238 | $3.79M | 0.33% | −654−4.4% | Reduced |
| Treasurer of the State of North Carolina | 14,237 | $3.79M | 0.02% | −201−1.4% | Reduced |
| Exchange Traded Concepts, LLC | 14,600 | $3.89M | 0.10% | +1,055+7.8% | Added |
| Voya Investment Management LLC | 14,722 | $3.92M | 0.01% | −347−2.3% | Reduced |
| Deutsche Bank AG | 14,932 | $3.98M | 0.00% | +4,832+47.8% | Added |
| PDT Partners, LLC | 15,500 | $4.13M | 0.30% | −40−0.3% | Reduced |
| US Bancorp | 15,693 | $4.18M | 0.01% | +1,525+10.8% | Added |
| Great West Life Assurance Co | 16,072 | $4.32M | 0.01% | +2,825+21.3% | Added |
| Commerce Bank | 16,207 | $4.32M | 0.03% | +365+2.3% | Added |
| Comerica Bank | 15,637 | $4.36M | 0.03% | −2,955−15.9% | Reduced |
| MetLife Investment Management | 16,520 | $4.40M | 0.04% | −433−2.6% | Reduced |
| Cinctive Capital Management LP | 17,966 | $4.79M | 0.26% | +2,691+17.6% | Added |
| ETF Managers Group, LLC | 18,702 | $4.96M | 0.09% | +12,447+199.0% | Added |
| First Republic Investment Management, Inc. | 18,682 | $4.98M | 0.01% | −7,817−29.5% | Reduced |
| Public Employees Retirement System of Ohio | 19,467 | $5.19M | 0.02% | −442−2.2% | Reduced |
| Barclays PLC | 19,549 | $5.21M | 0.00% | −1,633−7.7% | Reduced |
| State of New Jersey Common Pension Fund D | 20,684 | $5.51M | 0.02% | −236−1.1% | Reduced |
| Crestline Management, LP | 20,687 | $5.51M | 0.52% | +20,687 | New |
| Next Century Growth Investors LLC | 23,735 | $6.33M | 0.55% | −3,038−11.3% | Reduced |
| Amalgamated Bank | 24,397 | $6.50M | 0.05% | −2,310−8.6% | Reduced |
| Texas Permanent School Fund | 25,437 | $6.78M | 0.08% | +153+0.6% | Added |