Oxford Square Capital Corp.
OXSQ- Exchange
- Nasdaq
- SEC CIK
- 0001259429
In the last 90 days, Oxford Square Capital Corp. insiders filed 0 open-market purchases and 1 sale; 46 institutions reported holding it in 13F filings for Q2 2026, worth $3.89M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Oxford Square Capital Corp. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 48
- +1 vs. Q2 2021
- Shares held
- 3.16M
- −542.0K (−14.6%) vs. Q2 2021
- Total value
- $12.8M
- −$5.38M (−29.6%) vs. Q2 2021
- New holders
- 6
- 16 more added
- Sold out
- 5
- 16 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OXSQ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 46 | $3.89M |
| Q1 2026 | 48 | $4.98M |
| Q4 2025 | 53 | $7.23M |
| Q3 2025 | 60 | $9.49M |
| Q2 2025 | 53 | $11.2M |
| Q1 2025 | 52 | $11.9M |
| Q4 2024 | 53 | $10.8M |
| Q3 2024 | 46 | $11.0M |
| Q2 2024 | 45 | $10.0M |
| Q1 2024 | 48 | $9.94M |
| Q4 2023 | 52 | $10.7M |
| Q3 2023 | 51 | $11.6M |
| Q2 2023 | 49 | $10.7M |
| Q1 2023 | 54 | $7.87M |
| Q4 2022 | 52 | $8.35M |
| Q3 2022 | 52 | $7.33M |
| Q2 2022 | 51 | $8.11M |
| Q1 2022 | 53 | $9.52M |
| Q4 2021 | 51 | $9.93M |
| Q3 2021 | 48 | $12.8M |
| Q2 2021 | 48 | $18.2M |
| Q1 2021 | 55 | $16.8M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Oxford Square Capital Corp.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 802 | $3.00K | 0.00% | −2,000−71.4% | Reduced |
| Cullen/Frost Bankers, Inc. | 971 | $4.00K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 1,026 | $4.00K | 0.00% | +24+2.4% | Added |
| Wagner Wealth Management, LLC | 923 | $4.00K | 0.00% | 00.0% | Unchanged |
| Bedel Financial Consulting, Inc. | 1,500 | $6.00K | 0.00% | 00.0% | Unchanged |
| Cowen Prime Advisors LLC | 1,600 | $6.00K | 0.00% | +200+14.3% | Added |
| Bank of America Corp | 2,157 | $9.00K | 0.00% | −500−18.8% | Reduced |
| Koshinski Asset Management, Inc. | 2,800 | $11.3K | 0.00% | +2,800 | New |
| Lake Point Wealth Management | 2,900 | $12.0K | 0.01% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 3,155 | $13.0K | 0.00% | +75+2.4% | Added |
| Hexagon Capital Partners LLC | 3,100 | $13.0K | 0.00% | +3,100 | New |
| The PNC Financial Services Group, Inc. | 4,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 4,838 | $20.0K | 0.00% | +4,838 | New |
| First Foundation Advisors | 10,126 | $41.0K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 10,000 | $41.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 10,370 | $42.0K | 0.01% | +10,370 | New |
| Citadel Advisors LLC | 10,583 | $43.0K | 0.00% | −8,786−45.4% | Reduced |
| AE Wealth Management LLC | 10,520 | $43.0K | 0.00% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 14,062 | $57.0K | 0.01% | −20,094−58.8% | Reduced |
| Stratos Wealth Partners, LTD. | 14,000 | $57.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 14,118 | $57.0K | 0.00% | +271+2.0% | Added |
| LPL Financial LLC | 14,967 | $61.0K | 0.00% | −200−1.3% | Reduced |
| Great West Life Assurance Co | 17,248 | $70.0K | 0.00% | +2,295+15.3% | Added |
| Aviance Capital Partners, LLC | 17,579 | $71.0K | 0.01% | 00.0% | Unchanged |
| Aurora Private Wealth, Inc. | 17,777 | $72.0K | 0.03% | −6,936−28.1% | Reduced |
| Cetera Advisor Networks LLC | 22,119 | $90.0K | 0.00% | +1,401+6.8% | Added |
| Sigma Planning Corp | 24,045 | $97.0K | 0.00% | +1,047+4.6% | Added |
| Marshall Wace, LLP | 28,791 | $117.0K | 0.00% | +28,791 | New |
| Raymond James & Associates | 38,094 | $154.0K | 0.00% | +12,000+46.0% | Added |
| UBS Group AG | 41,540 | $168.0K | 0.00% | −40,738−49.5% | Reduced |
| Janney Montgomery Scott LLC | 46,362 | $188.0K | 0.00% | +2,010+4.5% | Added |
| Kingsview Wealth Management, LLC | 49,979 | $202.0K | 0.01% | +1,073+2.2% | Added |
| Rockefeller Capital Management L.P. | 50,593 | $204.0K | 0.00% | −71,977−58.7% | Reduced |
| Millennium Management LLC | 53,402 | $216.0K | 0.00% | +53,402 | New |
| Susquehanna International Group, LLP | 55,883 | $226.0K | 0.00% | −6,688−10.7% | Reduced |
| Advisors Asset Management, Inc. | 56,805 | $230.0K | 0.00% | −43,339−43.3% | Reduced |
| Advisor Group Holdings, Inc. | 57,747 | $234.0K | 0.00% | +17,275+42.7% | Added |
| Virtus ETF Advisers LLC | 78,022 | $316.0K | 0.14% | +10,825+16.1% | Added |
| Morgan Stanley | 86,659 | $351.0K | 0.00% | +15,304+21.4% | Added |
| DnB Asset Management AS | 98,243 | $397.9K | 0.00% | +2,291+2.4% | Added |
| International Assets Investment Management, LLC | 118,653 | $481.0K | 0.09% | −19,930−14.4% | Reduced |
| Moloney Securities Asset Management, LLC | 148,549 | $602.0K | 0.11% | +6,317+4.4% | Added |
| Commonwealth Equity Services, LLC | 176,004 | $712.0K | 0.00% | −14,966−7.8% | Reduced |
| Legal & General Group Plc | 306,706 | $1.24M | 0.00% | −9,746−3.1% | Reduced |
| Two Sigma Advisers, LP | 326,373 | $1.32M | 0.00% | −43,500−11.8% | Reduced |
| BlackRock Inc. | 342,121 | $1.39M | 0.00% | +52,721+18.2% | Added |
| Two Sigma Investments, LP | 345,191 | $1.40M | 0.00% | −45,487−11.6% | Reduced |
| Arrowstreet Capital, Limited Partnership | 417,212 | $1.69M | 0.00% | −379,613−47.6% | Reduced |
| Carolinas Wealth Consulting LLC | 0 | $0 | 0.00% | −3,392−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −29,655−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −11,340−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −10,711−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −864−100.0% | Sold out |
| Cowen Prime Services LLC | – | – | – | – | Not filed |