OptiNose, Inc.
OPTNDelisted May 21, 2025- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001494650
OptiNose, Inc. was delisted on May 21, 2025; its insiders filed their last Form 4 on May 21, 2025; 43 institutions reported holding it in 13F filings for Q1 2025, worth $65.6M in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in OptiNose, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 71
- +11 vs. Q3 2023
- Shares held
- 78.8M
- +5.09M (+6.9%) vs. Q3 2023
- Total value
- $101.6M
- +$11.1M (+12.2%) vs. Q3 2023
- New holders
- 15
- 24 more added
- Sold out
- 4
- 18 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 43 | $65.6M |
| Q4 2024 | 40 | $48.7M |
| Q3 2024 | 65 | $72.7M |
| Q2 2024 | 84 | $114.3M |
| Q1 2024 | 77 | $115.7M |
| Q4 2023 | 71 | $101.6M |
| Q3 2023 | 60 | $90.5M |
| Q2 2023 | 61 | $89.0M |
| Q1 2023 | 62 | $120.2M |
| Q4 2022 | 55 | $116.4M |
| Q3 2022 | 50 | $119.5M |
| Q2 2022 | 49 | $166.4M |
| Q1 2022 | 44 | $111.9M |
| Q4 2021 | 44 | $67.1M |
| Q3 2021 | 49 | $62.5M |
| Q2 2021 | 65 | $70.5M |
| Q1 2021 | 68 | $90.7M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding OptiNose, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 14,666,941 | $18.9M | 0.00% | −181,929−1.2% | Reduced |
| MVM Partners, LLC | 14,605,263 | $18.8M | 10.94% | 00.0% | Unchanged |
| Great Point Partners LLC | 8,839,939 | $11.4M | 1.94% | 00.0% | Unchanged |
| Rosalind Advisors, Inc. | 4,885,580 | $6.30M | 5.27% | +4,885,580 | New |
| BlackRock Inc. | 4,404,251 | $5.68M | 0.00% | +226,381+5.4% | Added |
| Vanguard Group Inc | 4,179,704 | $5.39M | 0.00% | +358,231+9.4% | Added |
| Bleichroeder LP | 4,045,132 | $5.22M | 1.16% | 00.0% | Unchanged |
| Kingdon Capital Management, L.L.C. | 3,899,237 | $5.03M | 0.96% | +200,000+5.4% | Added |
| Velan Capital Investment Management LP | 3,796,861 | $4.90M | 3.47% | +200,000+5.6% | Added |
| Nantahala Capital Management, LLC | 3,146,921 | $4.06M | 0.41% | −161,021−4.9% | Reduced |
| Massachusetts Financial Services Co | 2,853,929 | $3.68M | 0.00% | +2,849+0.1% | Added |
| Easterly Investment Partners LLC | 1,521,309 | $1.96M | 0.21% | +264,074+21.0% | Added |
| Geode Capital Management, LLC | 1,459,354 | $1.88M | 0.00% | +34,317+2.4% | Added |
| State Street Corp | 1,295,413 | $1.67M | 0.00% | −22,700−1.7% | Reduced |
| Rice Hall James & Associates, LLC | 1,004,887 | $1.30M | 0.08% | −45,187−4.3% | Reduced |
| Northern Trust Corp | 615,288 | $793.7K | 0.00% | +2,382+0.4% | Added |
| Bank of New York Mellon Corp | 384,215 | $495.6K | 0.00% | −6,772−1.7% | Reduced |
| Bridgeway Capital Management, LLC | 338,100 | $436.1K | 0.01% | 00.0% | Unchanged |
| Prelude Capital Management, LLC | 270,000 | $348.3K | 0.03% | +90,000+50.0% | Added |
| GMT Capital Corp | 240,917 | $310.8K | 0.01% | −869,785−78.3% | Reduced |
| Morgan Stanley | 237,303 | $306.1K | 0.00% | +42,107+21.6% | Added |
| Charles Schwab Investment Management Inc | 202,809 | $261.6K | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 186,100 | $240.0K | 0.00% | +103,800+126.1% | Added |
| BNP Paribas Arbitrage, SA | 185,046 | $238.7K | 0.00% | +120,025+184.6% | Added |
| Barclays PLC | 149,777 | $193.2K | 0.00% | +87,331+139.9% | Added |
| Millennium Management LLC | 117,787 | $151.9K | 0.00% | −270,342−69.7% | Reduced |
| Nuveen Asset Management, LLC | 112,190 | $144.7K | 0.00% | +10,000+9.8% | Added |
| Brown Brothers Harriman & Co | 100,000 | $129.0K | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 91,275 | $117.7K | 0.00% | +25,012+37.7% | Added |
| Goldman Sachs Group Inc | 91,078 | $117.5K | 0.00% | −18,065−16.6% | Reduced |
| UBS Group AG | 78,118 | $100.8K | 0.00% | +39,142+100.4% | Added |
| Jane Street Group, LLC | 61,156 | $78.9K | 0.00% | +61,156 | New |
| Bank of America Corp | 56,014 | $72.3K | 0.00% | −308,004−84.6% | Reduced |
| JPMorgan Chase & Co | 51,293 | $66.2K | 0.00% | −20,307−28.4% | Reduced |
| New York State Common Retirement Fund | 47,832 | $61.7K | 0.00% | 00.0% | Unchanged |
| Prudential Financial Inc | 36,440 | $47.0K | 0.00% | +26,000+249.0% | Added |
| Assenagon Asset Management S.A. | 36,434 | $47.0K | 0.00% | +36,434 | New |
| American International Group, Inc. | 36,243 | $46.8K | 0.00% | −146−0.4% | Reduced |
| Mariner, LLC | 34,171 | $44.1K | 0.00% | +20,357+147.4% | Added |
| Invesco Ltd. | 32,371 | $41.8K | 0.00% | −6,750−17.3% | Reduced |
| HighTower Advisors, LLC | 30,235 | $39.0K | 0.00% | 00.0% | Unchanged |
| Palumbo Wealth Management LLC | 25,959 | $33.5K | 0.02% | +25,959 | New |
| Citadel Advisors LLC | 25,623 | $33.1K | 0.00% | +25,623 | New |
| Susquehanna International Group, LLP | 24,908 | $32.1K | 0.00% | +24,908 | New |
| Gsa Capital Partners LLP | 24,336 | $31.0K | 0.00% | +24,336 | New |
| Royal Bank of Canada | 23,079 | $30.0K | 0.00% | +13,298+136.0% | Added |
| HSBC Holdings PLC | 21,978 | $29.1K | 0.00% | +237+1.1% | Added |
| Wells Fargo & Company | 19,157 | $24.7K | 0.00% | +4,302+29.0% | Added |
| State Board of Administration of Florida Retirement System | 18,938 | $24.4K | 0.00% | +18,938 | New |
| Price T Rowe Associates Inc | 17,505 | $23.0K | 0.00% | +2,603+17.5% | Added |
| SG Americas Securities, LLC | 17,000 | $22.0K | 0.00% | +3,313+24.2% | Added |
| XTX Topco Ltd | 14,442 | $18.6K | 0.00% | +14,442 | New |
| Voya Investment Management LLC | 13,637 | $17.6K | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 13,063 | $16.9K | 0.00% | +13,063 | New |
| Legato Capital Management LLC | 12,354 | $15.9K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 12,067 | $15.6K | 0.00% | −4,743−28.2% | Reduced |
| California State Teachers Retirement System | 12,001 | $15.5K | 0.00% | −4,087−25.4% | Reduced |
| Citigroup Inc | 10,410 | $13.4K | 0.00% | +9,080+682.7% | Added |
| Principal Financial Group Inc | 10,248 | $13.2K | 0.00% | +10,248 | New |
| Amalgamated Bank | 10,323 | $13.0K | 0.00% | −732−6.6% | Reduced |
| Arete Wealth Advisors, LLC | 10,000 | $12.9K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 8,961 | $11.6K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 8,847 | $11.4K | 0.00% | −564−6.0% | Reduced |
| Ameritas Investment Partners, Inc. | 6,021 | $7.77K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,500 | $1.94K | 0.00% | +1,500 | New |
| Valley National Advisers Inc | 787 | $1.00K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 710 | $916 | 0.00% | +710 | New |
| Garner Asset Management Corp | 258 | $324 | 0.00% | +258 | New |
| Farther Finance Advisors, LLC | 203 | $262 | 0.00% | +203 | New |
| Russell Investments Group, Ltd. | 198 | $255 | 0.00% | −585−74.7% | Reduced |
| The PNC Financial Services Group, Inc. | 39 | $50 | 0.00% | −11,336−99.7% | Reduced |
| China Universal Asset Management Co., Ltd. | 0 | $0 | 0.00% | −2,876−100.0% | Sold out |
| Nisa Investment Advisors, LLC | 0 | $0 | 0.00% | −62−100.0% | Sold out |
| Daiwa Securities Group Inc. | 0 | $0 | 0.00% | −308−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −173−100.0% | Sold out |