OptiNose, Inc.
OPTNDelisted May 21, 2025- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001494650
OptiNose, Inc. was delisted on May 21, 2025; its insiders filed their last Form 4 on May 21, 2025; 43 institutions reported holding it in 13F filings for Q1 2025, worth $65.6M in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in OptiNose, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 71
- +11 vs. Q3 2023
- Shares held
- 78.8M
- +5.09M (+6.9%) vs. Q3 2023
- Total value
- $101.6M
- +$11.1M (+12.2%) vs. Q3 2023
- New holders
- 15
- 24 more added
- Sold out
- 4
- 18 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 43 | $65.6M |
| Q4 2024 | 40 | $48.7M |
| Q3 2024 | 65 | $72.7M |
| Q2 2024 | 84 | $114.3M |
| Q1 2024 | 77 | $115.7M |
| Q4 2023 | 71 | $101.6M |
| Q3 2023 | 60 | $90.5M |
| Q2 2023 | 61 | $89.0M |
| Q1 2023 | 62 | $120.2M |
| Q4 2022 | 55 | $116.4M |
| Q3 2022 | 50 | $119.5M |
| Q2 2022 | 49 | $166.4M |
| Q1 2022 | 44 | $111.9M |
| Q4 2021 | 44 | $67.1M |
| Q3 2021 | 49 | $62.5M |
| Q2 2021 | 65 | $70.5M |
| Q1 2021 | 68 | $90.7M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding OptiNose, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| The PNC Financial Services Group, Inc. | 39 | $50 | 0.00% | −11,336−99.7% | Reduced |
| Russell Investments Group, Ltd. | 198 | $255 | 0.00% | −585−74.7% | Reduced |
| Farther Finance Advisors, LLC | 203 | $262 | 0.00% | +203 | New |
| Garner Asset Management Corp | 258 | $324 | 0.00% | +258 | New |
| Deutsche Bank AG | 710 | $916 | 0.00% | +710 | New |
| Valley National Advisers Inc | 787 | $1.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,500 | $1.94K | 0.00% | +1,500 | New |
| Ameritas Investment Partners, Inc. | 6,021 | $7.77K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 8,847 | $11.4K | 0.00% | −564−6.0% | Reduced |
| Legal & General Group Plc | 8,961 | $11.6K | 0.00% | 00.0% | Unchanged |
| Arete Wealth Advisors, LLC | 10,000 | $12.9K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 10,323 | $13.0K | 0.00% | −732−6.6% | Reduced |
| Principal Financial Group Inc | 10,248 | $13.2K | 0.00% | +10,248 | New |
| Citigroup Inc | 10,410 | $13.4K | 0.00% | +9,080+682.7% | Added |
| California State Teachers Retirement System | 12,001 | $15.5K | 0.00% | −4,087−25.4% | Reduced |
| ProShare Advisors LLC | 12,067 | $15.6K | 0.00% | −4,743−28.2% | Reduced |
| Legato Capital Management LLC | 12,354 | $15.9K | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 13,063 | $16.9K | 0.00% | +13,063 | New |
| Voya Investment Management LLC | 13,637 | $17.6K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 14,442 | $18.6K | 0.00% | +14,442 | New |
| SG Americas Securities, LLC | 17,000 | $22.0K | 0.00% | +3,313+24.2% | Added |
| Price T Rowe Associates Inc | 17,505 | $23.0K | 0.00% | +2,603+17.5% | Added |
| State Board of Administration of Florida Retirement System | 18,938 | $24.4K | 0.00% | +18,938 | New |
| Wells Fargo & Company | 19,157 | $24.7K | 0.00% | +4,302+29.0% | Added |
| HSBC Holdings PLC | 21,978 | $29.1K | 0.00% | +237+1.1% | Added |
| Royal Bank of Canada | 23,079 | $30.0K | 0.00% | +13,298+136.0% | Added |
| Gsa Capital Partners LLP | 24,336 | $31.0K | 0.00% | +24,336 | New |
| Susquehanna International Group, LLP | 24,908 | $32.1K | 0.00% | +24,908 | New |
| Citadel Advisors LLC | 25,623 | $33.1K | 0.00% | +25,623 | New |
| Palumbo Wealth Management LLC | 25,959 | $33.5K | 0.02% | +25,959 | New |
| HighTower Advisors, LLC | 30,235 | $39.0K | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 32,371 | $41.8K | 0.00% | −6,750−17.3% | Reduced |
| Mariner, LLC | 34,171 | $44.1K | 0.00% | +20,357+147.4% | Added |
| American International Group, Inc. | 36,243 | $46.8K | 0.00% | −146−0.4% | Reduced |
| Assenagon Asset Management S.A. | 36,434 | $47.0K | 0.00% | +36,434 | New |
| Prudential Financial Inc | 36,440 | $47.0K | 0.00% | +26,000+249.0% | Added |
| New York State Common Retirement Fund | 47,832 | $61.7K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 51,293 | $66.2K | 0.00% | −20,307−28.4% | Reduced |
| Bank of America Corp | 56,014 | $72.3K | 0.00% | −308,004−84.6% | Reduced |
| Jane Street Group, LLC | 61,156 | $78.9K | 0.00% | +61,156 | New |
| UBS Group AG | 78,118 | $100.8K | 0.00% | +39,142+100.4% | Added |
| Goldman Sachs Group Inc | 91,078 | $117.5K | 0.00% | −18,065−16.6% | Reduced |
| Rhumbline Advisers | 91,275 | $117.7K | 0.00% | +25,012+37.7% | Added |
| Brown Brothers Harriman & Co | 100,000 | $129.0K | 0.00% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 112,190 | $144.7K | 0.00% | +10,000+9.8% | Added |
| Millennium Management LLC | 117,787 | $151.9K | 0.00% | −270,342−69.7% | Reduced |
| Barclays PLC | 149,777 | $193.2K | 0.00% | +87,331+139.9% | Added |
| BNP Paribas Arbitrage, SA | 185,046 | $238.7K | 0.00% | +120,025+184.6% | Added |
| Renaissance Technologies LLC | 186,100 | $240.0K | 0.00% | +103,800+126.1% | Added |
| Charles Schwab Investment Management Inc | 202,809 | $261.6K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 237,303 | $306.1K | 0.00% | +42,107+21.6% | Added |
| GMT Capital Corp | 240,917 | $310.8K | 0.01% | −869,785−78.3% | Reduced |
| Prelude Capital Management, LLC | 270,000 | $348.3K | 0.03% | +90,000+50.0% | Added |
| Bridgeway Capital Management, LLC | 338,100 | $436.1K | 0.01% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 384,215 | $495.6K | 0.00% | −6,772−1.7% | Reduced |
| Northern Trust Corp | 615,288 | $793.7K | 0.00% | +2,382+0.4% | Added |
| Rice Hall James & Associates, LLC | 1,004,887 | $1.30M | 0.08% | −45,187−4.3% | Reduced |
| State Street Corp | 1,295,413 | $1.67M | 0.00% | −22,700−1.7% | Reduced |
| Geode Capital Management, LLC | 1,459,354 | $1.88M | 0.00% | +34,317+2.4% | Added |
| Easterly Investment Partners LLC | 1,521,309 | $1.96M | 0.21% | +264,074+21.0% | Added |
| Massachusetts Financial Services Co | 2,853,929 | $3.68M | 0.00% | +2,849+0.1% | Added |
| Nantahala Capital Management, LLC | 3,146,921 | $4.06M | 0.41% | −161,021−4.9% | Reduced |
| Velan Capital Investment Management LP | 3,796,861 | $4.90M | 3.47% | +200,000+5.6% | Added |
| Kingdon Capital Management, L.L.C. | 3,899,237 | $5.03M | 0.96% | +200,000+5.4% | Added |
| Bleichroeder LP | 4,045,132 | $5.22M | 1.16% | 00.0% | Unchanged |
| Vanguard Group Inc | 4,179,704 | $5.39M | 0.00% | +358,231+9.4% | Added |
| BlackRock Inc. | 4,404,251 | $5.68M | 0.00% | +226,381+5.4% | Added |
| Rosalind Advisors, Inc. | 4,885,580 | $6.30M | 5.27% | +4,885,580 | New |
| Great Point Partners LLC | 8,839,939 | $11.4M | 1.94% | 00.0% | Unchanged |
| MVM Partners, LLC | 14,605,263 | $18.8M | 10.94% | 00.0% | Unchanged |
| FMR LLC | 14,666,941 | $18.9M | 0.00% | −181,929−1.2% | Reduced |
| China Universal Asset Management Co., Ltd. | 0 | $0 | 0.00% | −2,876−100.0% | Sold out |
| Nisa Investment Advisors, LLC | 0 | $0 | 0.00% | −62−100.0% | Sold out |
| Daiwa Securities Group Inc. | 0 | $0 | 0.00% | −308−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −173−100.0% | Sold out |