OptiNose, Inc.
OPTNDelisted May 21, 2025- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001494650
OptiNose, Inc. was delisted on May 21, 2025; its insiders filed their last Form 4 on May 21, 2025; 43 institutions reported holding it in 13F filings for Q1 2025, worth $65.6M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in OptiNose, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- −15 vs. Q2 2021
- Shares held
- 20.8M
- −1.68M (−7.5%) vs. Q2 2021
- Total value
- $62.5M
- −$7.52M (−10.7%) vs. Q2 2021
- New holders
- 5
- 11 more added
- Sold out
- 20
- 22 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 43 | $65.6M |
| Q4 2024 | 40 | $48.7M |
| Q3 2024 | 65 | $72.7M |
| Q2 2024 | 84 | $114.3M |
| Q1 2024 | 77 | $115.7M |
| Q4 2023 | 71 | $101.6M |
| Q3 2023 | 60 | $90.5M |
| Q2 2023 | 61 | $89.0M |
| Q1 2023 | 62 | $120.2M |
| Q4 2022 | 55 | $116.4M |
| Q3 2022 | 50 | $119.5M |
| Q2 2022 | 49 | $166.4M |
| Q1 2022 | 44 | $111.9M |
| Q4 2021 | 44 | $67.1M |
| Q3 2021 | 49 | $62.5M |
| Q2 2021 | 65 | $70.5M |
| Q1 2021 | 68 | $90.7M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding OptiNose, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 7,996,351 | $24.0M | 0.00% | +29,465+0.4% | Added |
| Massachusetts Financial Services Co | 1,750,259 | $5.25M | 0.00% | −23,896−1.3% | Reduced |
| Opaleye Management Inc. | 1,558,500 | $4.68M | 0.87% | +331,900+27.1% | Added |
| Vanguard Group Inc | 1,546,198 | $4.64M | 0.00% | +7,078+0.5% | Added |
| GMT Capital Corp | 1,110,702 | $3.33M | 0.29% | 00.0% | Unchanged |
| Rice Hall James & Associates, LLC | 932,103 | $2.80M | 0.10% | +5,819+0.6% | Added |
| BlackRock Inc. | 730,135 | $2.19M | 0.00% | +117,820+19.2% | Added |
| Paradigm Capital Management Inc | 703,321 | $2.11M | 0.11% | −631,679−47.3% | Reduced |
| Gsa Capital Partners LLP | 527,446 | $1.58M | 0.16% | +170,058+47.6% | Added |
| Essex Investment Management Co LLC | 485,584 | $1.46M | 0.18% | −3,088−0.6% | Reduced |
| Jacobs Levy Equity Management, Inc | 443,466 | $1.33M | 0.01% | −561−0.1% | Reduced |
| Millennium Management LLC | 366,384 | $1.10M | 0.00% | −323,367−46.9% | Reduced |
| Geode Capital Management, LLC | 346,202 | $1.04M | 0.00% | +17,841+5.4% | Added |
| Easterly Investment Partners LLC | 343,385 | $1.03M | 0.07% | +343,385 | New |
| Morgan Stanley | 327,267 | $982.0K | 0.00% | −121,717−27.1% | Reduced |
| Bridgeway Capital Management, LLC | 227,400 | $682.0K | 0.01% | −50,000−18.0% | Reduced |
| Renaissance Technologies LLC | 221,100 | $663.0K | 0.00% | −196,066−47.0% | Reduced |
| Ergoteles LLC | 158,700 | $476.0K | 0.02% | −1,200−0.8% | Reduced |
| Bank of Montreal | 111,400 | $339.0K | 0.00% | +111,400 | New |
| Brown Brothers Harriman & Co | 100,000 | $300.0K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 93,995 | $282.0K | 0.00% | 00.0% | Unchanged |
| HRT Financial LP | 77,974 | $233.0K | 0.00% | −19,082−19.7% | Reduced |
| Barclays PLC | 72,292 | $217.0K | 0.00% | +68,411+1,762.7% | Added |
| Prelude Capital Management, LLC | 72,000 | $216.0K | 0.01% | +36,000+100.0% | Added |
| Northern Trust Corp | 66,281 | $199.0K | 0.00% | −1,684−2.5% | Reduced |
| Bank of New York Mellon Corp | 62,486 | $187.0K | 0.00% | −169−0.3% | Reduced |
| Tudor Investment Corp Et Al | 47,258 | $142.0K | 0.00% | +98+0.2% | Added |
| HSBC Holdings PLC | 37,336 | $110.0K | 0.00% | +15,541+71.3% | Added |
| Bank of America Corp | 35,979 | $108.0K | 0.00% | −59,608−62.4% | Reduced |
| Natixis | 35,000 | $105.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 31,446 | $94.0K | 0.00% | −6,586−17.3% | Reduced |
| Goldman Sachs Group Inc | 30,178 | $91.0K | 0.00% | −15,853−34.4% | Reduced |
| Veritable, L.P. | 30,000 | $90.0K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 26,603 | $79.0K | 0.00% | −472−1.7% | Reduced |
| JPMorgan Chase & Co | 25,702 | $77.0K | 0.00% | −55,648−68.4% | Reduced |
| Marshall Financial Group Inc | 24,800 | $74.0K | 0.03% | 00.0% | Unchanged |
| Citadel Advisors LLC | 17,829 | $53.0K | 0.00% | +17,829 | New |
| D. E. Shaw & Co., Inc. | 14,269 | $43.0K | 0.00% | −35,764−71.5% | Reduced |
| Clarity Financial LLC | 14,492 | $43.0K | 0.01% | 00.0% | Unchanged |
| Parametric Portfolio Associates LLC | 11,392 | $34.0K | 0.00% | +11,392 | New |
| Royal Bank of Canada | 8,750 | $26.0K | 0.00% | −4,564−34.3% | Reduced |
| Optiver Holding B.V. | 8,788 | $26.0K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 2,500 | $7.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,700 | $6.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,829 | $5.00K | 0.00% | −4,115−69.2% | Reduced |
| BNP Paribas Arbitrage, SA | 925 | $2.77K | 0.00% | −206−18.2% | Reduced |
| Wells Fargo & Company | 465 | $2.00K | 0.00% | −17−3.5% | Reduced |
| Group One Trading, L.P. | 500 | $2.00K | 0.00% | +500 | New |
| O'Shaughnessy Asset Management, LLC | 239 | $1.00K | 0.00% | 00.0% | Unchanged |
| Wasatch Advisors Inc | 0 | $0 | 0.00% | −773,196−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −164,245−100.0% | Sold out |
| Tibra Equities Europe Ltd | 0 | $0 | 0.00% | −102,300−100.0% | Sold out |
| Alberta Investment Management Corp | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| Los Angeles Capital Management LLC | 0 | $0 | 0.00% | −47,065−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −45,940−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −42,827−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −25,032−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −20,713−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −17,689−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −16,951−100.0% | Sold out |
| PDT Partners, LLC | 0 | $0 | 0.00% | −13,800−100.0% | Sold out |
| IHT Wealth Management, LLC | 0 | $0 | 0.00% | −13,500−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −11,365−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −10,465−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −4,611−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −313−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −195−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −286−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Snow Capital Management LP | – | – | – | – | Not filed |