OptiNose, Inc.
OPTNDelisted May 21, 2025- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001494650
OptiNose, Inc. was delisted on May 21, 2025; its insiders filed their last Form 4 on May 21, 2025; 43 institutions reported holding it in 13F filings for Q1 2025, worth $65.6M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in OptiNose, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 60
- −1 vs. Q2 2023
- Shares held
- 73.7M
- +1.13M (+1.6%) vs. Q2 2023
- Total value
- $90.5M
- +$1.53M (+1.7%) vs. Q2 2023
- New holders
- 7
- 26 more added
- Sold out
- 8
- 11 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 43 | $65.6M |
| Q4 2024 | 40 | $48.7M |
| Q3 2024 | 65 | $72.7M |
| Q2 2024 | 84 | $114.3M |
| Q1 2024 | 77 | $115.7M |
| Q4 2023 | 71 | $101.6M |
| Q3 2023 | 60 | $90.5M |
| Q2 2023 | 61 | $89.0M |
| Q1 2023 | 62 | $120.2M |
| Q4 2022 | 55 | $116.4M |
| Q3 2022 | 50 | $119.5M |
| Q2 2022 | 49 | $166.4M |
| Q1 2022 | 44 | $111.9M |
| Q4 2021 | 44 | $67.1M |
| Q3 2021 | 49 | $62.5M |
| Q2 2021 | 65 | $70.5M |
| Q1 2021 | 68 | $90.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding OptiNose, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 14,848,870 | $18.3M | 0.00% | +47,564+0.3% | Added |
| MVM Partners, LLC | 14,605,263 | $17.8M | 11.19% | 00.0% | Unchanged |
| Great Point Partners LLC | 8,839,939 | $10.9M | 2.05% | 00.0% | Unchanged |
| BlackRock Inc. | 4,177,870 | $5.14M | 0.00% | +274,616+7.0% | Added |
| Bleichroeder LP | 4,045,132 | $4.98M | 1.23% | 00.0% | Unchanged |
| Vanguard Group Inc | 3,821,473 | $4.70M | 0.00% | +227,551+6.3% | Added |
| Kingdon Capital Management, L.L.C. | 3,699,237 | $4.55M | 0.83% | +50,000+1.4% | Added |
| Velan Capital Investment Management LP | 3,596,861 | $4.42M | 3.62% | 00.0% | Unchanged |
| Nantahala Capital Management, LLC | 3,307,942 | $4.07M | 0.52% | +626,275+23.4% | Added |
| Massachusetts Financial Services Co | 2,851,080 | $3.51M | 0.00% | +4,897+0.2% | Added |
| Geode Capital Management, LLC | 1,425,037 | $1.75M | 0.00% | +4,542+0.3% | Added |
| State Street Corp | 1,318,113 | $1.62M | 0.00% | +87,400+7.1% | Added |
| Easterly Investment Partners LLC | 1,257,235 | $1.55M | 0.17% | +310,116+32.7% | Added |
| GMT Capital Corp | 1,110,702 | $1.37M | 0.05% | 00.0% | Unchanged |
| Rice Hall James & Associates, LLC | 1,050,074 | $1.29M | 0.08% | +83,351+8.6% | Added |
| Northern Trust Corp | 612,906 | $753.9K | 0.00% | +20,748+3.5% | Added |
| Bank of New York Mellon Corp | 390,987 | $480.9K | 0.00% | +163,189+71.6% | Added |
| Millennium Management LLC | 388,129 | $477.4K | 0.00% | −233,984−37.6% | Reduced |
| Bank of America Corp | 364,018 | $447.7K | 0.00% | +362,629+26,107.2% | Added |
| Bridgeway Capital Management, LLC | 338,100 | $415.9K | 0.01% | −59,900−15.1% | Reduced |
| Charles Schwab Investment Management Inc | 202,809 | $249.5K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 195,196 | $240.1K | 0.00% | −89,151−31.4% | Reduced |
| Prelude Capital Management, LLC | 180,000 | $221.4K | 0.02% | +30,000+20.0% | Added |
| Goldman Sachs Group Inc | 109,143 | $134.2K | 0.00% | +48,666+80.5% | Added |
| Nuveen Asset Management, LLC | 102,190 | $125.7K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 100,000 | $123.0K | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 82,300 | $101.0K | 0.00% | −50,000−37.8% | Reduced |
| JPMorgan Chase & Co | 71,600 | $88.1K | 0.00% | +6,640+10.2% | Added |
| Rhumbline Advisers | 66,263 | $81.5K | 0.00% | +3,886+6.2% | Added |
| BNP Paribas Arbitrage, SA | 65,021 | $80.0K | 0.00% | +45,449+232.2% | Added |
| Barclays PLC | 62,446 | $76.8K | 0.00% | −1,819−2.8% | Reduced |
| New York State Common Retirement Fund | 47,832 | $58.8K | 0.00% | −33,568−41.2% | Reduced |
| Invesco Ltd. | 39,121 | $48.1K | 0.00% | +75+0.2% | Added |
| UBS Group AG | 38,976 | $47.9K | 0.00% | −6,496−14.3% | Reduced |
| American International Group, Inc. | 36,389 | $44.8K | 0.00% | +1,294+3.7% | Added |
| HighTower Advisors, LLC | 30,235 | $37.0K | 0.00% | 00.0% | Unchanged |
| HSBC Holdings PLC | 21,741 | $27.1K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 16,810 | $20.7K | 0.00% | +84+0.5% | Added |
| California State Teachers Retirement System | 16,088 | $19.8K | 0.00% | −8,167−33.7% | Reduced |
| Price T Rowe Associates Inc | 14,902 | $19.0K | 0.00% | −208,059−93.3% | Reduced |
| Wells Fargo & Company | 14,855 | $18.3K | 0.00% | −15,872−51.7% | Reduced |
| SG Americas Securities, LLC | 13,687 | $17.0K | 0.00% | +13,687 | New |
| Mariner, LLC | 13,814 | $17.0K | 0.00% | +729+5.6% | Added |
| Voya Investment Management LLC | 13,637 | $16.8K | 0.00% | +13,637 | New |
| Legato Capital Management LLC | 12,354 | $15.2K | 0.00% | +1,555+14.4% | Added |
| Amalgamated Bank | 11,055 | $14.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 11,375 | $14.0K | 0.00% | +11,375 | New |
| Prudential Financial Inc | 10,440 | $12.8K | 0.00% | +10,440 | New |
| Arete Wealth Advisors, LLC | 10,000 | $12.3K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 9,781 | $12.0K | 0.00% | +612+6.7% | Added |
| Tower Research Capital LLC (TRC) | 9,411 | $11.6K | 0.00% | +3,948+72.3% | Added |
| Legal & General Group Plc | 8,961 | $11.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 6,021 | $7.41K | 0.00% | 00.0% | Unchanged |
| China Universal Asset Management Co., Ltd. | 2,876 | $3.54K | 0.00% | +1,408+95.9% | Added |
| Citigroup Inc | 1,330 | $1.64K | 0.00% | −44,182−97.1% | Reduced |
| Valley National Advisers Inc | 787 | $1.00K | 0.00% | +787 | New |
| Russell Investments Group, Ltd. | 783 | $963 | 0.00% | +783 | New |
| Nisa Investment Advisors, LLC | 62 | $76 | 0.00% | +62 | New |
| Daiwa Securities Group Inc. | 308 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 173 | $0 | 0.00% | 00.0% | Unchanged |
| Skandinaviska Enskilda Banken AB (publ) | 0 | $0 | 0.00% | −241,917−100.0% | Sold out |
| Prescott Group Capital Management, L.L.C. | 0 | $0 | 0.00% | −126,970−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −108,762−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −32,949−100.0% | Sold out |
| Marshall Financial Group Inc | 0 | $0 | 0.00% | −24,800−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −21,308−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −13,700−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −10,670−100.0% | Sold out |