OptiNose, Inc.
OPTNDelisted May 21, 2025- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001494650
OptiNose, Inc. was delisted on May 21, 2025; its insiders filed their last Form 4 on May 21, 2025; 43 institutions reported holding it in 13F filings for Q1 2025, worth $65.6M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in OptiNose, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 60
- −1 vs. Q2 2023
- Shares held
- 73.7M
- +1.13M (+1.6%) vs. Q2 2023
- Total value
- $90.5M
- +$1.53M (+1.7%) vs. Q2 2023
- New holders
- 7
- 26 more added
- Sold out
- 8
- 11 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting OPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 43 | $65.6M |
| Q4 2024 | 40 | $48.7M |
| Q3 2024 | 65 | $72.7M |
| Q2 2024 | 84 | $114.3M |
| Q1 2024 | 77 | $115.7M |
| Q4 2023 | 71 | $101.6M |
| Q3 2023 | 60 | $90.5M |
| Q2 2023 | 61 | $89.0M |
| Q1 2023 | 62 | $120.2M |
| Q4 2022 | 55 | $116.4M |
| Q3 2022 | 50 | $119.5M |
| Q2 2022 | 49 | $166.4M |
| Q1 2022 | 44 | $111.9M |
| Q4 2021 | 44 | $67.1M |
| Q3 2021 | 49 | $62.5M |
| Q2 2021 | 65 | $70.5M |
| Q1 2021 | 68 | $90.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding OptiNose, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Daiwa Securities Group Inc. | 308 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 173 | $0 | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 62 | $76 | 0.00% | +62 | New |
| Russell Investments Group, Ltd. | 783 | $963 | 0.00% | +783 | New |
| Valley National Advisers Inc | 787 | $1.00K | 0.00% | +787 | New |
| Citigroup Inc | 1,330 | $1.64K | 0.00% | −44,182−97.1% | Reduced |
| China Universal Asset Management Co., Ltd. | 2,876 | $3.54K | 0.00% | +1,408+95.9% | Added |
| Ameritas Investment Partners, Inc. | 6,021 | $7.41K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 8,961 | $11.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 9,411 | $11.6K | 0.00% | +3,948+72.3% | Added |
| Royal Bank of Canada | 9,781 | $12.0K | 0.00% | +612+6.7% | Added |
| Arete Wealth Advisors, LLC | 10,000 | $12.3K | 0.00% | 00.0% | Unchanged |
| Prudential Financial Inc | 10,440 | $12.8K | 0.00% | +10,440 | New |
| The PNC Financial Services Group, Inc. | 11,375 | $14.0K | 0.00% | +11,375 | New |
| Amalgamated Bank | 11,055 | $14.0K | 0.00% | 00.0% | Unchanged |
| Legato Capital Management LLC | 12,354 | $15.2K | 0.00% | +1,555+14.4% | Added |
| Voya Investment Management LLC | 13,637 | $16.8K | 0.00% | +13,637 | New |
| Mariner, LLC | 13,814 | $17.0K | 0.00% | +729+5.6% | Added |
| SG Americas Securities, LLC | 13,687 | $17.0K | 0.00% | +13,687 | New |
| Wells Fargo & Company | 14,855 | $18.3K | 0.00% | −15,872−51.7% | Reduced |
| Price T Rowe Associates Inc | 14,902 | $19.0K | 0.00% | −208,059−93.3% | Reduced |
| California State Teachers Retirement System | 16,088 | $19.8K | 0.00% | −8,167−33.7% | Reduced |
| ProShare Advisors LLC | 16,810 | $20.7K | 0.00% | +84+0.5% | Added |
| HSBC Holdings PLC | 21,741 | $27.1K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 30,235 | $37.0K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 36,389 | $44.8K | 0.00% | +1,294+3.7% | Added |
| UBS Group AG | 38,976 | $47.9K | 0.00% | −6,496−14.3% | Reduced |
| Invesco Ltd. | 39,121 | $48.1K | 0.00% | +75+0.2% | Added |
| New York State Common Retirement Fund | 47,832 | $58.8K | 0.00% | −33,568−41.2% | Reduced |
| Barclays PLC | 62,446 | $76.8K | 0.00% | −1,819−2.8% | Reduced |
| BNP Paribas Arbitrage, SA | 65,021 | $80.0K | 0.00% | +45,449+232.2% | Added |
| Rhumbline Advisers | 66,263 | $81.5K | 0.00% | +3,886+6.2% | Added |
| JPMorgan Chase & Co | 71,600 | $88.1K | 0.00% | +6,640+10.2% | Added |
| Renaissance Technologies LLC | 82,300 | $101.0K | 0.00% | −50,000−37.8% | Reduced |
| Brown Brothers Harriman & Co | 100,000 | $123.0K | 0.00% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 102,190 | $125.7K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 109,143 | $134.2K | 0.00% | +48,666+80.5% | Added |
| Prelude Capital Management, LLC | 180,000 | $221.4K | 0.02% | +30,000+20.0% | Added |
| Morgan Stanley | 195,196 | $240.1K | 0.00% | −89,151−31.4% | Reduced |
| Charles Schwab Investment Management Inc | 202,809 | $249.5K | 0.00% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 338,100 | $415.9K | 0.01% | −59,900−15.1% | Reduced |
| Bank of America Corp | 364,018 | $447.7K | 0.00% | +362,629+26,107.2% | Added |
| Millennium Management LLC | 388,129 | $477.4K | 0.00% | −233,984−37.6% | Reduced |
| Bank of New York Mellon Corp | 390,987 | $480.9K | 0.00% | +163,189+71.6% | Added |
| Northern Trust Corp | 612,906 | $753.9K | 0.00% | +20,748+3.5% | Added |
| Rice Hall James & Associates, LLC | 1,050,074 | $1.29M | 0.08% | +83,351+8.6% | Added |
| GMT Capital Corp | 1,110,702 | $1.37M | 0.05% | 00.0% | Unchanged |
| Easterly Investment Partners LLC | 1,257,235 | $1.55M | 0.17% | +310,116+32.7% | Added |
| State Street Corp | 1,318,113 | $1.62M | 0.00% | +87,400+7.1% | Added |
| Geode Capital Management, LLC | 1,425,037 | $1.75M | 0.00% | +4,542+0.3% | Added |
| Massachusetts Financial Services Co | 2,851,080 | $3.51M | 0.00% | +4,897+0.2% | Added |
| Nantahala Capital Management, LLC | 3,307,942 | $4.07M | 0.52% | +626,275+23.4% | Added |
| Velan Capital Investment Management LP | 3,596,861 | $4.42M | 3.62% | 00.0% | Unchanged |
| Kingdon Capital Management, L.L.C. | 3,699,237 | $4.55M | 0.83% | +50,000+1.4% | Added |
| Vanguard Group Inc | 3,821,473 | $4.70M | 0.00% | +227,551+6.3% | Added |
| Bleichroeder LP | 4,045,132 | $4.98M | 1.23% | 00.0% | Unchanged |
| BlackRock Inc. | 4,177,870 | $5.14M | 0.00% | +274,616+7.0% | Added |
| Great Point Partners LLC | 8,839,939 | $10.9M | 2.05% | 00.0% | Unchanged |
| MVM Partners, LLC | 14,605,263 | $17.8M | 11.19% | 00.0% | Unchanged |
| FMR LLC | 14,848,870 | $18.3M | 0.00% | +47,564+0.3% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 0 | $0 | 0.00% | −241,917−100.0% | Sold out |
| Prescott Group Capital Management, L.L.C. | 0 | $0 | 0.00% | −126,970−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −108,762−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −32,949−100.0% | Sold out |
| Marshall Financial Group Inc | 0 | $0 | 0.00% | −24,800−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −21,308−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −13,700−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −10,670−100.0% | Sold out |