Novavax Inc
NVAX- Exchange
- Nasdaq
- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001000694
No open-market purchases or sales by Novavax Inc insiders were filed in the last 90 days; 267 institutions reported holding it in 13F filings for Q2 2026, worth $1.11B in total; Coatue Management is the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Novavax Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 445
- +39 vs. Q2 2021
- Shares held
- 37.5M
- −1.68M (−4.3%) vs. Q2 2021
- Total value
- $7.77B
- −$555.0M (−6.7%) vs. Q2 2021
- New holders
- 88
- 173 more added
- Sold out
- 49
- 109 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 267 | $1.11B |
| Q1 2026 | 260 | $960.7M |
| Q4 2025 | 237 | $792.5M |
| Q3 2025 | 250 | $894.6M |
| Q2 2025 | 252 | $642.9M |
| Q1 2025 | 246 | $632.2M |
| Q4 2024 | 235 | $825.9M |
| Q3 2024 | 238 | $1.19B |
| Q2 2024 | 230 | $1.06B |
| Q1 2024 | 202 | $371.3M |
| Q4 2023 | 200 | $376.0M |
| Q3 2023 | 227 | $447.9M |
| Q2 2023 | 216 | $421.9M |
| Q1 2023 | 224 | $416.7M |
| Q4 2022 | 253 | $540.3M |
| Q3 2022 | 256 | $659.6M |
| Q2 2022 | 328 | $1.75B |
| Q1 2022 | 382 | $2.49B |
| Q4 2021 | 431 | $4.81B |
| Q3 2021 | 445 | $7.77B |
| Q2 2021 | 409 | $8.44B |
| Q1 2021 | 390 | $7.70B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Novavax Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Amalgamated Bank | 14,521 | $3.01M | 0.03% | −816−5.3% | Reduced |
| Cutler Group LP | 14,800 | $3.07M | 0.23% | −400−2.6% | Reduced |
| Nisa Investment Advisors, LLC | 14,981 | $3.11M | 0.02% | −338−2.2% | Reduced |
| Prudential Financial Inc | 14,738 | $3.13M | 0.00% | +1,244+9.2% | Added |
| Scotia Capital Inc. | 15,110 | $3.13M | 0.02% | +5,369+55.1% | Added |
| Comerica Bank | 23,320 | $3.14M | 0.02% | +2,343+11.2% | Added |
| USS Investment Management Ltd | 15,496 | $3.21M | 0.03% | +15,496 | New |
| Marshall Wace, LLP | 15,860 | $3.29M | 0.02% | −25,045−61.2% | Reduced |
| Bellevue Group AG | 16,000 | $3.32M | 0.03% | +16,000 | New |
| ETF Managers Group, LLC | 16,304 | $3.32M | 0.06% | −4,535−21.8% | Reduced |
| Ensign Peak Advisors, Inc | 16,635 | $3.45M | 0.01% | +6,231+59.9% | Added |
| Virtu Financial LLC | 16,666 | $3.46M | 0.30% | +16,666 | New |
| Guggenheim Capital LLC | 17,052 | $3.54M | 0.02% | −3,222−15.9% | Reduced |
| Teacher Retirement System of Texas | 17,378 | $3.60M | 0.02% | +8,390+93.3% | Added |
| ProShare Advisors LLC | 17,676 | $3.66M | 0.01% | +1,897+12.0% | Added |
| Ambassador Advisors, LLC | 17,881 | $3.71M | 0.72% | −1,477−7.6% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 18,023 | $3.74M | 0.01% | +373+2.1% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 18,458 | $3.83M | 0.02% | +1,300+7.6% | Added |
| TSP Capital Management Group, LLC | – | $3.84M | 1.31% | – | – |
| Nomura Holdings Inc | 21,324 | $3.85M | 0.03% | +14,730+223.4% | Added |
| Mackenzie Financial Corp | 18,632 | $3.86M | 0.01% | +950+5.4% | Added |
| Russell Investments Group, Ltd. | 18,754 | $3.88M | 0.01% | −7,513−28.6% | Reduced |
| Vontobel Holding Ltd. | 19,069 | $3.95M | 0.03% | +4,703+32.7% | Added |
| Sargent Investment Group, LLC | 19,667 | $4.08M | 0.99% | −980−4.7% | Reduced |
| Arizona State Retirement System | 19,754 | $4.09M | 0.03% | −78−0.4% | Reduced |
| Macquarie Group Ltd | 20,952 | $4.34M | 0.00% | +20,283+3,031.8% | Added |
| Leonteq Securities AG | 21,433 | $4.44M | 0.24% | +11,740+121.1% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 21,535 | $4.46M | 0.02% | +1,757+8.9% | Added |
| Advisors Asset Management, Inc. | 22,250 | $4.61M | 0.07% | +287+1.3% | Added |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 23,100 | $4.79M | 0.04% | −800−3.3% | Reduced |
| Voya Investment Management LLC | 23,338 | $4.84M | 0.01% | −511−2.1% | Reduced |
| BNP Paribas Arbitrage, SA | 23,796 | $4.93M | 0.01% | +4,944+26.2% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 24,057 | $4.99M | 0.03% | −142−0.6% | Reduced |
| Financial Advocates Investment Management | 31,591 | $5.08M | 0.35% | +25,816+447.0% | Added |
| Oregon Public Employees Retirement Fund | 24,984 | $5.18M | 0.06% | +1,944+8.4% | Added |
| HSBC Holdings PLC | 26,812 | $5.59M | 0.01% | +5,825+27.8% | Added |
| Squarepoint Ops LLC | 29,169 | $6.05M | 0.04% | +9,799+50.6% | Added |
| Storebrand Asset Management AS | 29,527 | $6.12M | 0.03% | +2,348+8.6% | Added |
| Oppenheimer & Co Inc | 29,953 | $6.21M | 0.12% | +24,892+491.8% | Added |
| Samsara BioCapital, LLC | 30,160 | $6.25M | 1.04% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 30,213 | $6.26M | 0.03% | +16,684+123.3% | Added |
| SEI Investments Co | 30,688 | $6.35M | 0.01% | +11,711+61.7% | Added |
| LPL Financial LLC | 30,781 | $6.38M | 0.01% | +4,858+18.7% | Added |
| Asset Management One Co.,Ltd. | 30,983 | $6.42M | 0.02% | +282+0.9% | Added |
| Brown Advisory Inc | 32,822 | $6.80M | 0.01% | +60+0.2% | Added |
| Amundi | 33,427 | $6.93M | 0.00% | +6,221+22.9% | Added |
| Wolverine Trading, LLC | 35,271 | $7.18M | 0.15% | −6,025−14.6% | Reduced |
| Victory Capital Management Inc | 35,158 | $7.29M | 0.01% | −26,167−42.7% | Reduced |
| DekaBank Deutsche Girozentrale | 36,073 | $7.42M | 0.02% | +6,432+21.7% | Added |
| TD Asset Management Inc | 36,490 | $7.57M | 0.01% | +6,930+23.4% | Added |
| AXA S.A. | 36,827 | $7.63M | 0.02% | +1,356+3.8% | Added |
| Balyasny Asset Management LLC | 37,457 | $7.76M | 0.04% | −47,259−55.8% | Reduced |
| Swedbank AB | 38,028 | $7.88M | 0.01% | +31,708+501.7% | Added |
| Ergoteles LLC | 39,254 | $8.14M | 0.30% | −71,246−64.5% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 40,287 | $8.35M | 0.02% | −264−0.7% | Reduced |
| State of New Jersey Common Pension Fund D | 41,705 | $8.65M | 0.03% | −237−0.6% | Reduced |
| Public Employees Retirement System of Ohio | 41,951 | $8.70M | 0.03% | −1,266−2.9% | Reduced |
| Bank of Montreal | 43,518 | $8.86M | 0.00% | −14,518−25.0% | Reduced |
| Man Group plc | 43,074 | $8.93M | 0.03% | +43,074 | New |
| OrbiMed Advisors LLC | 45,580 | $9.45M | 0.10% | −154,715−77.2% | Reduced |
| Alliancebernstein L.P. | 46,021 | $9.54M | 0.00% | +1,593+3.6% | Added |
| Principal Financial Group Inc | 46,649 | $9.67M | 0.01% | +22,033+89.5% | Added |
| Treasurer of the State of North Carolina | 48,430 | $10.0M | 0.06% | +919+1.9% | Added |
| Advisor Group Holdings, Inc. | 49,269 | $10.2M | 0.02% | +3,586+7.8% | Added |
| Panagora Asset Management Inc | 49,198 | $10.2M | 0.05% | +17,639+55.9% | Added |
| Avenir Corp | 49,614 | $10.3M | 0.86% | 00.0% | Unchanged |
| Lombard Odier Asset Management (Switzerland) SA | 51,931 | $10.7M | 0.67% | −57,492−52.5% | Reduced |
| Wells Fargo & Company | 53,148 | $11.0M | 0.00% | −24,522−31.6% | Reduced |
| IMC-Chicago, LLC | 53,386 | $11.1M | 0.90% | +53,386 | New |
| PEAK6 Investments LLC | 57,029 | $11.8M | 0.24% | +43,876+333.6% | Added |
| Parametrica Management Ltd | 60,296 | $12.5M | 9.33% | +50,096+491.1% | Added |
| Rothschild & Co Asset Management US Inc. | 60,523 | $12.5M | 0.16% | −16,972−21.9% | Reduced |
| Invesco Ltd. | 60,696 | $12.6M | 0.00% | +10,034+19.8% | Added |
| Parallax Volatility Advisers, L.P. | 64,720 | $13.4M | 0.14% | +41,228+175.5% | Added |
| D. E. Shaw & Co., Inc. | 65,333 | $13.5M | 0.02% | −13,790−17.4% | Reduced |
| Foresite Capital Management I, LLC | 66,810 | $13.8M | 10.84% | 00.0% | Unchanged |
| Schroder Investment Management Group | 67,188 | $13.9M | 0.02% | −59,191−46.8% | Reduced |
| Foresite Capital Management II, LLC | 67,373 | $14.0M | 4.96% | 00.0% | Unchanged |
| Simplex Trading, LLC | 64,940 | $14.0M | 0.50% | −927−1.4% | Reduced |
| Bank of Nova Scotia | 67,900 | $14.1M | 0.03% | +46,588+218.6% | Added |
| Group One Trading, L.P. | 68,869 | $14.3M | 0.31% | −50,474−42.3% | Reduced |
| Royal Bank of Canada | 69,852 | $14.5M | 0.00% | +26,716+61.9% | Added |
| Rhumbline Advisers | 74,271 | $15.4M | 0.02% | −973−1.3% | Reduced |
| UBS Group AG | 76,337 | $15.8M | 0.01% | +28,638+60.0% | Added |
| Artemis Investment Management LLP | 80,909 | $16.8M | 0.13% | +80,909 | New |
| Farallon Capital Management, L.L.C. | 83,713 | $17.4M | 0.09% | +43,713+109.3% | Added |
| New York State Common Retirement Fund | 85,373 | $17.7M | 0.02% | +319+0.4% | Added |
| Tobam | 87,827 | $18.2M | 0.77% | −19,120−17.9% | Reduced |
| Sectoral Asset Management Inc | 89,450 | $18.5M | 1.54% | +1,000+1.1% | Added |
| Dimensional Fund Advisors LP | 90,299 | $18.7M | 0.01% | −12,213−11.9% | Reduced |
| State Board of Administration of Florida Retirement System | 93,042 | $19.3M | 0.04% | −2,586−2.7% | Reduced |
| Bank of America Corp | 93,420 | $19.4M | 0.00% | +44,952+92.7% | Added |
| Canada Pension Plan Investment Board | 100,331 | $20.8M | 0.02% | +48,000+91.7% | Added |
| Barclays PLC | 101,426 | $21.0M | 0.01% | −107,131−51.4% | Reduced |
| Ameriprise Financial Inc | 103,940 | $21.5M | 0.01% | −534,148−83.7% | Reduced |
| Parametric Portfolio Associates LLC | 108,172 | $22.4M | 0.01% | +26,645+32.7% | Added |
| Baker Bros. Advisors LP | 108,756 | $22.5M | 0.10% | −35,000−24.3% | Reduced |
| Worldquant Millennium Advisors LLC | 112,069 | $23.2M | 0.51% | +64,501+135.6% | Added |
| Candriam Luxembourg S.C.A. | 115,779 | $24.0M | 0.16% | −7,544−6.1% | Reduced |
| Van Eck Associates Corp | 116,925 | $24.2M | 0.06% | −19,149−14.1% | Reduced |