Neptune Wellness Solutions Inc.
NEPTFDelisted Apr 25, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001401395
Neptune Wellness Solutions Inc. was delisted on Apr 25, 2024; its insiders filed their last Form 4 on Apr 30, 2024; 14 institutions reported holding it in 13F filings for Q4 2023, worth $134.0K in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Neptune Wellness Solutions Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 24
- +2 vs. Q1 2023
- Shares held
- 2.64M
- +1.43M (+119.0%) vs. Q1 2023
- Total value
- $387.5K
- −$259.9K (−40.1%) vs. Q1 2023
- New holders
- 4
- 4 more added
- Sold out
- 2
- 3 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NEPTF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $4 |
| Q4 2023 | 14 | $134.0K |
| Q3 2023 | 16 | $264.0K |
| Q2 2023 | 24 | $387.5K |
| Q1 2023 | 22 | $647.4K |
| Q4 2022 | 27 | $614.7K |
| Q3 2022 | 34 | $656.0K |
| Q2 2022 | 28 | $1.55M |
| Q1 2022 | 48 | $1.86M |
| Q4 2021 | 47 | $7.01M |
| Q3 2021 | 48 | $11.9M |
| Q2 2021 | 58 | $24.3M |
| Q1 2021 | 51 | $23.7M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Neptune Wellness Solutions Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| TD Waterhouse Canada Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 5 | $1 | 0.00% | 00.0% | Unchanged |
| PSI Advisors, LLC | 5 | $1 | 0.00% | 00.0% | Unchanged |
| Stephens Consulting, LLC | 3 | $1 | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 18 | $3 | 0.00% | +18 | New |
| Prestige Wealth Management Group LLC | 42 | $7 | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 60 | $9 | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 70 | $10 | 0.00% | −4,103−98.3% | Reduced |
| Bank of America Corp | 99 | $15 | 0.00% | 00.0% | Unchanged |
| US Bancorp | 719 | $106 | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 830 | $122 | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 899 | $132 | 0.00% | −139−13.4% | Reduced |
| Federation des caisses Desjardins du Quebec | 2,543 | $374 | 0.00% | −29−1.1% | Reduced |
| Royal Bank of Canada | 4,571 | $1.00K | 0.00% | +6+0.1% | Added |
| JPMorgan Chase & Co | 9,990 | $1.47K | 0.00% | +9,990 | New |
| Citigroup Inc | 15,052 | $2.21K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 18,402 | $2.71K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 44,359 | $6.52K | 0.00% | +44,359 | New |
| Penserra Capital Management LLC | 48,409 | $7.00K | 0.00% | +375+0.8% | Added |
| Stifel Financial Corp | 78,769 | $11.5K | 0.00% | 00.0% | Unchanged |
| Warberg Asset Management LLC | 250,000 | $36.8K | 0.01% | +250,000 | New |
| Morgan Stanley | 544,628 | $80.1K | 0.00% | +436+0.1% | Added |
| Sabby Management, LLC | 1,615,607 | $237.5K | 0.85% | +1,213,969+302.3% | Added |
| Tradewinds Capital Management, LLC | 2 | – | – | 00.0% | Unchanged |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −82,884−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −271−100.0% | Sold out |