Neptune Wellness Solutions Inc.
NEPTFDelisted Apr 25, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001401395
Neptune Wellness Solutions Inc. was delisted on Apr 25, 2024; its insiders filed their last Form 4 on Apr 30, 2024; 14 institutions reported holding it in 13F filings for Q4 2023, worth $134.0K in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Neptune Wellness Solutions Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 27
- −7 vs. Q3 2022
- Shares held
- 1.95M
- +1.52M (+350.5%) vs. Q3 2022
- Total value
- $614.7K
- −$41.3K (−6.3%) vs. Q3 2022
- New holders
- 3
- 6 more added
- Sold out
- 10
- 4 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NEPTF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $4 |
| Q4 2023 | 14 | $134.0K |
| Q3 2023 | 16 | $264.0K |
| Q2 2023 | 24 | $387.5K |
| Q1 2023 | 22 | $647.4K |
| Q4 2022 | 27 | $614.7K |
| Q3 2022 | 34 | $656.0K |
| Q2 2022 | 28 | $1.55M |
| Q1 2022 | 48 | $1.86M |
| Q4 2021 | 47 | $7.01M |
| Q3 2021 | 48 | $11.9M |
| Q2 2021 | 58 | $24.3M |
| Q1 2021 | 51 | $23.7M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Neptune Wellness Solutions Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Advisor Group Holdings, Inc. | 60 | $0 | 0.00% | −573−90.5% | Reduced |
| Cutler Group LP | 37 | $0 | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 42 | $0 | 0.00% | −142−77.2% | Reduced |
| Stephens Consulting, LLC | 3 | $1 | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 2 | $1 | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 2 | $1 | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 5 | $2 | 0.00% | 00.0% | Unchanged |
| PSI Advisors, LLC | 5 | $2 | 0.00% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 42 | $13 | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 56 | $18 | 0.00% | −3,920−98.6% | Reduced |
| Bank of America Corp | 99 | $31 | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 271 | $85 | 0.00% | 00.0% | Unchanged |
| US Bancorp | 719 | $227 | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 950 | $294 | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 956 | $301 | 0.00% | +52+5.8% | Added |
| Citigroup Inc | 2,552 | $804 | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 2,572 | $810 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 4,659 | $1.00K | 0.00% | +88+1.9% | Added |
| StoneX Group Inc. | 10,450 | $3.29K | 0.00% | +10,450 | New |
| Millennium Management LLC | 11,514 | $4.00K | 0.00% | +11,514 | New |
| Goldman Sachs Group Inc | 18,402 | $5.80K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 33,010 | $10.0K | 0.00% | +12,639+62.0% | Added |
| Penserra Capital Management LLC | 47,284 | $14.0K | 0.00% | +750+1.6% | Added |
| Virtu Financial LLC | 52,384 | $17.0K | 0.00% | +10,162+24.1% | Added |
| Renaissance Technologies LLC | 127,384 | $40.0K | 0.00% | −1,300−1.0% | Reduced |
| Morgan Stanley | 544,833 | $171.7K | 0.00% | +542,815+26,898.7% | Added |
| Sabby Management, LLC | 1,095,913 | $345.3K | 0.93% | +1,095,913 | New |
| Perceptive Advisors LLC | 0 | $0 | 0.00% | −57,142−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −29,053−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −28,248−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −28,394−100.0% | Sold out |
| Banco BTG Pactual S.A. | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Leonteq Securities AG | 0 | $0 | 0.00% | −28−100.0% | Sold out |
| Washington Trust Co | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −39−100.0% | Sold out |
| Hudock, Inc. | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Dougherty Wealth Advisers LLC | 0 | $0 | 0.00% | −16−100.0% | Sold out |