Neptune Wellness Solutions Inc.
NEPTFDelisted Apr 25, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001401395
Neptune Wellness Solutions Inc. was delisted on Apr 25, 2024; its insiders filed their last Form 4 on Apr 30, 2024; 14 institutions reported holding it in 13F filings for Q4 2023, worth $134.0K in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Neptune Wellness Solutions Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 34
- +6 vs. Q2 2022
- Shares held
- 433.7K
- −678.6K (−61.0%) vs. Q2 2022
- Total value
- $656.0K
- −$898.7K (−57.8%) vs. Q2 2022
- New holders
- 9
- 6 more added
- Sold out
- 3
- 9 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NEPTF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $4 |
| Q4 2023 | 14 | $134.0K |
| Q3 2023 | 16 | $264.0K |
| Q2 2023 | 24 | $387.5K |
| Q1 2023 | 22 | $647.4K |
| Q4 2022 | 27 | $614.7K |
| Q3 2022 | 34 | $656.0K |
| Q2 2022 | 28 | $1.55M |
| Q1 2022 | 48 | $1.86M |
| Q4 2021 | 47 | $7.01M |
| Q3 2021 | 48 | $11.9M |
| Q2 2021 | 58 | $24.3M |
| Q1 2021 | 51 | $23.7M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Neptune Wellness Solutions Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 39 | $0 | 0.00% | −6,051−99.4% | Reduced |
| Bank of America Corp | 99 | $0 | 0.00% | −17−14.7% | Reduced |
| Cutler Group LP | 37 | $0 | 0.00% | −75−67.0% | Reduced |
| Hudock, Inc. | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 184 | $0 | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 5 | $0 | 0.00% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 42 | $0 | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 271 | $0 | 0.00% | +271 | New |
| Washington Trust Co | 50 | $0 | 0.00% | +50 | New |
| Dougherty Wealth Advisers LLC | 16 | $0 | 0.00% | +16 | New |
| PSI Advisors, LLC | 5 | $0 | 0.00% | +5 | New |
| TD Waterhouse Canada Inc. | 2 | $4 | 0.00% | 00.0% | Unchanged |
| Stephens Consulting, LLC | 3 | $5 | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 28 | $55 | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 950 | $1.00K | 0.00% | −8−0.8% | Reduced |
| Group One Trading, L.P. | 904 | $1.00K | 0.00% | +46+5.4% | Added |
| Advisor Group Holdings, Inc. | 633 | $1.00K | 0.00% | −56−8.1% | Reduced |
| US Bancorp | 719 | $1.00K | 0.00% | +719 | New |
| Morgan Stanley | 2,018 | $3.00K | 0.00% | +47+2.4% | Added |
| Federation des caisses Desjardins du Quebec | 2,572 | $3.91K | 0.00% | +551+27.3% | Added |
| Citigroup Inc | 2,552 | $4.00K | 0.00% | +2,500+4,807.7% | Added |
| UBS Group AG | 3,976 | $6.00K | 0.00% | −5,595−58.5% | Reduced |
| Royal Bank of Canada | 4,571 | $7.00K | 0.00% | −361−7.3% | Reduced |
| Banco BTG Pactual S.A. | 15,000 | $23.0K | 0.01% | −18,003−54.5% | Reduced |
| Goldman Sachs Group Inc | 18,402 | $28.0K | 0.00% | +18,402 | New |
| Commonwealth Equity Services, LLC | 20,371 | $30.0K | 0.00% | −4,740−18.9% | Reduced |
| Citadel Advisors LLC | 28,248 | $43.0K | 0.00% | +28,248 | New |
| Two Sigma Securities, LLC | 28,394 | $43.0K | 0.01% | +28,394 | New |
| Two Sigma Investments, LP | 29,053 | $44.0K | 0.00% | +8,916+44.3% | Added |
| Virtu Financial LLC | 42,222 | $64.0K | 0.01% | +42,222 | New |
| Penserra Capital Management LLC | 46,534 | $70.0K | 0.00% | 00.0% | Unchanged |
| Perceptive Advisors LLC | 57,142 | $87.0K | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 128,684 | $196.0K | 0.00% | +14,395+12.6% | Added |
| Sabby Management, LLC | 0 | $0 | 0.00% | −750,944−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −37,353−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −183−100.0% | Sold out |