Neptune Wellness Solutions Inc.
NEPTFDelisted Apr 25, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001401395
Neptune Wellness Solutions Inc. was delisted on Apr 25, 2024; its insiders filed their last Form 4 on Apr 30, 2024; 14 institutions reported holding it in 13F filings for Q4 2023, worth $134.0K in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Neptune Wellness Solutions Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 48
- +1 vs. Q4 2021
- Shares held
- 8.43M
- −8.68M (−50.7%) vs. Q4 2021
- Total value
- $1.86M
- −$5.15M (−73.4%) vs. Q4 2021
- New holders
- 4
- 11 more added
- Sold out
- 3
- 14 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NEPTF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $4 |
| Q4 2023 | 14 | $134.0K |
| Q3 2023 | 16 | $264.0K |
| Q2 2023 | 24 | $387.5K |
| Q1 2023 | 22 | $647.4K |
| Q4 2022 | 27 | $614.7K |
| Q3 2022 | 34 | $656.0K |
| Q2 2022 | 28 | $1.55M |
| Q1 2022 | 48 | $1.86M |
| Q4 2021 | 47 | $7.01M |
| Q3 2021 | 48 | $11.9M |
| Q2 2021 | 58 | $24.3M |
| Q1 2021 | 51 | $23.7M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Neptune Wellness Solutions Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| UBS Group AG | 2,038 | $0 | 0.00% | −79,229−97.5% | Reduced |
| Simplex Trading, LLC | 2,669 | $0 | 0.00% | −42,094−94.0% | Reduced |
| Citigroup Inc | 1,850 | $0 | 0.00% | 00.0% | Unchanged |
| Washington Trust Co | 1,760 | $0 | 0.00% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 1,500 | $0 | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 15 | $0 | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 350 | $0 | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 200 | $0 | 0.00% | 00.0% | Unchanged |
| PSI Advisors, LLC | 200 | $0 | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 100 | $26 | 0.00% | +100 | New |
| Stephens Consulting, LLC | 132 | $29 | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 6,550 | $1.00K | 0.00% | −1,000−13.2% | Reduced |
| Wells Fargo & Company | 6,440 | $1.00K | 0.00% | +1,000+18.4% | Added |
| Rockefeller Capital Management L.P. | 6,500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 3,500 | $1.00K | 0.00% | +2,000+133.3% | Added |
| Toronto Dominion Bank | 12,452 | $3.00K | 0.00% | −13,997−52.9% | Reduced |
| JustInvest LLC | 12,477 | $3.00K | 0.00% | −5,113−29.1% | Reduced |
| D. E. Shaw & Co., Inc. | 15,400 | $3.00K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 13,221 | $3.00K | 0.00% | −50−0.4% | Reduced |
| CIBC World Markets Inc. | 11,603 | $3.00K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 14,679 | $3.00K | 0.00% | 00.0% | Unchanged |
| Fisher Asset Management, LLC | 22,000 | $5.00K | 0.00% | +22,000 | New |
| Federation des caisses Desjardins du Quebec | 26,372 | $5.70K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 29,105 | $6.00K | 0.00% | −88,201−75.2% | Reduced |
| Geode Capital Management, LLC | 31,439 | $6.00K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 37,965 | $8.00K | 0.00% | +10,200+36.7% | Added |
| HRT Financial LP | 49,452 | $10.0K | 0.00% | +24,254+96.3% | Added |
| Two Sigma Securities, LLC | 50,085 | $11.0K | 0.00% | +5,385+12.0% | Added |
| Alpine Global Management, LLC | 54,500 | $12.0K | 0.00% | 00.0% | Unchanged |
| Hilton Capital Management, LLC | 58,333 | $13.0K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 59,557 | $13.0K | 0.00% | +5,000+9.2% | Added |
| Jane Street Group, LLC | 68,062 | $15.0K | 0.00% | +13,062+23.7% | Added |
| Morgan Stanley | 70,195 | $16.0K | 0.00% | −49,484−41.3% | Reduced |
| Resources Investment Advisors, LLC. | 70,800 | $16.0K | 0.00% | 00.0% | Unchanged |
| Banco BTG Pactual S.A. | 127,465 | $28.0K | 0.01% | +127,465 | New |
| Emerald Advisors, LLC | 162,293 | $36.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 164,184 | $37.0K | 0.00% | +4,977+3.1% | Added |
| Renaissance Technologies LLC | 171,242 | $38.0K | 0.00% | −278,600−61.9% | Reduced |
| Citadel Advisors LLC | 190,283 | $42.0K | 0.00% | −161,756−45.9% | Reduced |
| Susquehanna International Group, LLP | 194,396 | $43.0K | 0.00% | −311,399−61.6% | Reduced |
| Millennium Management LLC | 445,352 | $99.0K | 0.00% | +445,352 | New |
| Virtu Financial LLC | 554,376 | $123.0K | 0.01% | +399,362+257.6% | Added |
| Cambria Investment Management, L.P. | 762,840 | $170.0K | 0.02% | +316,160+70.8% | Added |
| Commonwealth Equity Services, LLC | 1,343,546 | $298.0K | 0.00% | +88,755+7.1% | Added |
| Penserra Capital Management LLC | 1,549,902 | $344.0K | 0.01% | −976,558−38.7% | Reduced |
| Perceptive Advisors LLC | 2,000,000 | $445.0K | 0.01% | −8,055,521−80.1% | Reduced |
| Advisor Group Holdings, Inc. | 24,190 | – | – | −2,250−8.5% | Reduced |
| Scotia Capital Inc. | 0 | $0 | 0.00% | −59,041−100.0% | Sold out |
| Optiver Holding B.V. | 0 | $0 | 0.00% | −11,788−100.0% | Sold out |
| First Republic Investment Management, Inc. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |