Neptune Wellness Solutions Inc.
NEPTFDelisted Apr 25, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001401395
Neptune Wellness Solutions Inc. was delisted on Apr 25, 2024; its insiders filed their last Form 4 on Apr 30, 2024; 14 institutions reported holding it in 13F filings for Q4 2023, worth $134.0K in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Neptune Wellness Solutions Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- −1 vs. Q3 2021
- Shares held
- 17.1M
- −2.50M (−12.8%) vs. Q3 2021
- Total value
- $7.01M
- −$4.86M (−40.9%) vs. Q3 2021
- New holders
- 10
- 11 more added
- Sold out
- 11
- 11 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NEPTF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $4 |
| Q4 2023 | 14 | $134.0K |
| Q3 2023 | 16 | $264.0K |
| Q2 2023 | 24 | $387.5K |
| Q1 2023 | 22 | $647.4K |
| Q4 2022 | 27 | $614.7K |
| Q3 2022 | 34 | $656.0K |
| Q2 2022 | 28 | $1.55M |
| Q1 2022 | 48 | $1.86M |
| Q4 2021 | 47 | $7.01M |
| Q3 2021 | 48 | $11.9M |
| Q2 2021 | 58 | $24.3M |
| Q1 2021 | 51 | $23.7M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Neptune Wellness Solutions Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Credit Agricole S A | 15 | $0 | 0.00% | 00.0% | Unchanged |
| Hudock, Inc. | 350 | $0 | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 200 | $0 | 0.00% | 00.0% | Unchanged |
| PSI Advisors, LLC | 200 | $0 | 0.00% | 00.0% | Unchanged |
| Stephens Consulting, LLC | 132 | $54 | 0.00% | +132 | New |
| Bank of America Corp | 1,500 | $1.00K | 0.00% | −30,358−95.3% | Reduced |
| Citigroup Inc | 1,850 | $1.00K | 0.00% | 00.0% | Unchanged |
| Washington Trust Co | 1,760 | $1.00K | 0.00% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 1,500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 5,440 | $2.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 6,500 | $2.00K | 0.00% | +5,000+333.3% | Added |
| Cutler Group LP | 7,550 | $3.00K | 0.00% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 10,000 | $4.00K | 0.00% | +10,000 | New |
| Cambridge Investment Research Advisors, Inc. | 13,271 | $5.00K | 0.00% | −3,440−20.6% | Reduced |
| CIBC World Markets Inc. | 11,603 | $5.00K | 0.00% | −1,313−10.2% | Reduced |
| HighTower Advisors, LLC | 14,679 | $5.00K | 0.00% | +1,600+12.2% | Added |
| Optiver Holding B.V. | 11,788 | $5.00K | 0.00% | +11,788 | New |
| D. E. Shaw & Co., Inc. | 15,400 | $6.00K | 0.00% | −10,700−41.0% | Reduced |
| JustInvest LLC | 17,590 | $7.00K | 0.00% | +4,152+30.9% | Added |
| HRT Financial LP | 25,198 | $10.0K | 0.00% | +25,198 | New |
| Federation des caisses Desjardins du Quebec | 26,372 | $10.4K | 0.00% | +1,500+6.0% | Added |
| Advisor Group Holdings, Inc. | 26,440 | $11.0K | 0.00% | −10,000−27.4% | Reduced |
| Toronto Dominion Bank | 26,449 | $11.0K | 0.00% | +18,928+251.7% | Added |
| National Bank of Canada | 27,765 | $11.0K | 0.00% | +27,765 | New |
| Geode Capital Management, LLC | 31,439 | $12.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 44,763 | $18.0K | 0.00% | +8,882+24.8% | Added |
| Two Sigma Securities, LLC | 44,700 | $18.0K | 0.00% | +44,700 | New |
| Goldman Sachs Group Inc | 54,557 | $22.0K | 0.00% | −2,951,327−98.2% | Reduced |
| Alpine Global Management, LLC | 54,500 | $22.0K | 0.00% | 00.0% | Unchanged |
| Scotia Capital Inc. | 59,041 | $23.0K | 0.00% | −1,666−2.7% | Reduced |
| Jane Street Group, LLC | 55,000 | $23.0K | 0.00% | +55,000 | New |
| Hilton Capital Management, LLC | 58,333 | $24.0K | 0.00% | 00.0% | Unchanged |
| Resources Investment Advisors, LLC. | 70,800 | $29.0K | 0.00% | +10,800+18.0% | Added |
| UBS Group AG | 81,267 | $33.0K | 0.00% | +42,489+109.6% | Added |
| Group One Trading, L.P. | 117,306 | $48.0K | 0.00% | −70,802−37.6% | Reduced |
| Morgan Stanley | 119,679 | $49.0K | 0.00% | −383,443−76.2% | Reduced |
| Virtu Financial LLC | 155,014 | $64.0K | 0.01% | +155,014 | New |
| Royal Bank of Canada | 159,207 | $65.0K | 0.00% | +150,000+1,629.2% | Added |
| Emerald Advisors, LLC | 162,293 | $67.0K | 0.02% | 00.0% | Unchanged |
| Citadel Advisors LLC | 352,039 | $144.0K | 0.00% | +352,039 | New |
| Cambria Investment Management, L.P. | 446,680 | $183.0K | 0.03% | −33,501−7.0% | Reduced |
| Renaissance Technologies LLC | 449,842 | $184.0K | 0.00% | +449,842 | New |
| Susquehanna International Group, LLP | 505,795 | $207.0K | 0.00% | −321,964−38.9% | Reduced |
| Commonwealth Equity Services, LLC | 1,254,791 | $514.0K | 0.00% | +103,670+9.0% | Added |
| Penserra Capital Management LLC | 2,526,460 | $1.03M | 0.02% | +123,356+5.1% | Added |
| Perceptive Advisors LLC | 10,055,521 | $4.12M | 0.06% | 00.0% | Unchanged |
| Natixis | 0 | $0 | 0.00% | −114,300−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −41,215−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −35,000−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −33,673−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −29,465−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −14,418−100.0% | Sold out |
| Banco BTG Pactual S.A. | 0 | $0 | 0.00% | −10,068−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −6,600−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −278−100.0% | Sold out |
| Private Ocean, LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| First Personal Financial Services | 0 | $0 | 0.00% | −125−100.0% | Sold out |