Neuberger Berman New York Municipal Fund Inc.
NBODelisted Oct 23, 2023- SEC CIK
- 0001178841
Neuberger Berman New York Municipal Fund Inc. was delisted on Oct 23, 2023; its insiders filed their last Form 4 on Oct 25, 2023; 23 institutions reported holding it in 13F filings for Q3 2023, worth $16.9M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Neuberger Berman New York Municipal Fund Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 23
- −4 vs. Q4 2022
- Shares held
- 1.60M
- +19.9K (+1.3%) vs. Q4 2022
- Total value
- $15.4M
- +$457.0K (+3.1%) vs. Q4 2022
- New holders
- 2
- 6 more added
- Sold out
- 6
- 7 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 23 | $16.9M |
| Q2 2023 | 23 | $16.4M |
| Q1 2023 | 23 | $15.4M |
| Q4 2022 | 27 | $15.0M |
| Q3 2022 | 28 | $15.3M |
| Q2 2022 | 26 | $15.5M |
| Q1 2022 | 24 | $17.2M |
| Q4 2021 | 26 | $18.7M |
| Q3 2021 | 25 | $19.0M |
| Q2 2021 | 27 | $19.4M |
| Q1 2021 | 27 | $15.9M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Neuberger Berman New York Municipal Fund Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Advisor Group Holdings, Inc. | 2,300 | $22.1K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 9,500 | $91.4K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 10,898 | $104.8K | 0.01% | +10,898 | New |
| Melfa Wealth Management, LLC | 11,099 | $106.8K | 0.11% | −9,900−47.1% | Reduced |
| Bank of America Corp | 11,314 | $108.8K | 0.00% | +2,075+22.5% | Added |
| Dakota Wealth Management | 11,800 | $113.5K | 0.01% | +11,800 | New |
| Horizon Kinetics Asset Management LLC | 16,957 | $163.1K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 17,750 | $170.0K | 0.00% | −5,350−23.2% | Reduced |
| King Wealth | 22,190 | $213.0K | 0.05% | 00.0% | Unchanged |
| Mackay Shields LLC | 25,745 | $247.7K | 0.01% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 32,988 | $317.3K | 0.13% | +7,029+27.1% | Added |
| Bulldog Investors, LLP | 34,908 | $335.8K | 0.11% | −34,989−50.1% | Reduced |
| HighTower Advisors, LLC | 34,906 | $336.0K | 0.00% | 00.0% | Unchanged |
| Bridgewater Advisors Inc. | 38,027 | $365.8K | 0.08% | 00.0% | Unchanged |
| Wells Fargo & Company | 43,804 | $421.4K | 0.00% | −15,195−25.8% | Reduced |
| SkyView Investment Advisors, LLC | 50,100 | $482.0K | 0.11% | +50,000+50,000.0% | Added |
| Matisse Capital | 50,964 | $490.3K | 0.32% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 76,902 | $739.8K | 0.01% | +23,760+44.7% | Added |
| UBS Group AG | 80,986 | $779.1K | 0.00% | −20,458−20.2% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 142,865 | $1.37M | 0.08% | −3,017−2.1% | Reduced |
| Karpus Management, Inc. | 203,371 | $1.96M | 0.06% | −52,517−20.5% | Reduced |
| Saba Capital Management, L.P. | 287,692 | $2.77M | 0.07% | +91,205+46.4% | Added |
| Morgan Stanley | 385,485 | $3.71M | 0.00% | +54,248+16.4% | Added |
| Raymond James & Associates | 0 | $0 | 0.00% | −46,338−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −16,362−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −14,575−100.0% | Sold out |
| Equitable Holdings, Inc. | 0 | $0 | 0.00% | −11,745−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −555−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −100−100.0% | Sold out |