Neuberger Berman New York Municipal Fund Inc.
NBODelisted Oct 23, 2023- SEC CIK
- 0001178841
Neuberger Berman New York Municipal Fund Inc. was delisted on Oct 23, 2023; its insiders filed their last Form 4 on Oct 25, 2023; 23 institutions reported holding it in 13F filings for Q3 2023, worth $16.9M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Neuberger Berman New York Municipal Fund Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 23
- 0 vs. Q2 2023
- Shares held
- 1.92M
- +199.0K (+11.5%) vs. Q2 2023
- Total value
- $16.9M
- +$414.6K (+2.5%) vs. Q2 2023
- New holders
- 4
- 5 more added
- Sold out
- 4
- 5 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 23 | $16.9M |
| Q2 2023 | 23 | $16.4M |
| Q1 2023 | 23 | $15.4M |
| Q4 2022 | 27 | $15.0M |
| Q3 2022 | 28 | $15.3M |
| Q2 2022 | 26 | $15.5M |
| Q1 2022 | 24 | $17.2M |
| Q4 2021 | 26 | $18.7M |
| Q3 2021 | 25 | $19.0M |
| Q2 2021 | 27 | $19.4M |
| Q1 2021 | 27 | $15.9M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Neuberger Berman New York Municipal Fund Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 454,860 | $3.98M | 0.00% | +52,880+13.2% | Added |
| Saba Capital Management, L.P. | 407,073 | $3.57M | 0.11% | +96,628+31.1% | Added |
| Sit Investment Associates Inc | 177,500 | $1.55M | 0.04% | +90,179+103.3% | Added |
| Rivernorth Capital Management, LLC | 150,603 | $1.32M | 0.07% | +150,603 | New |
| Guggenheim Capital LLC | 95,265 | $834.5K | 0.01% | +6,257+7.0% | Added |
| Hennion & Walsh Asset Management, Inc. | 93,261 | $817.0K | 0.05% | −45,997−33.0% | Reduced |
| Karpus Management, Inc. | 82,567 | $723.3K | 0.02% | −120,000−59.2% | Reduced |
| UBS Group AG | 56,904 | $498.5K | 0.00% | −11,635−17.0% | Reduced |
| Logan Stone Capital, LLC | 52,310 | $458.2K | 0.13% | +19,643+60.1% | Added |
| Matisse Capital | 50,964 | $446.4K | 0.32% | 00.0% | Unchanged |
| SkyView Investment Advisors, LLC | 50,100 | $439.0K | 0.18% | 00.0% | Unchanged |
| Wells Fargo & Company | 40,913 | $358.4K | 0.00% | −795−1.9% | Reduced |
| Bridgewater Advisors Inc. | 38,027 | $333.1K | 0.05% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 34,906 | $306.0K | 0.00% | 00.0% | Unchanged |
| Bulldog Investors, LLP | 34,908 | $305.8K | 0.11% | 00.0% | Unchanged |
| Mackay Shields LLC | 25,745 | $225.5K | 0.01% | 00.0% | Unchanged |
| Yakira Capital Management, Inc. | 22,034 | $193.0K | 0.05% | +22,034 | New |
| Horizon Kinetics Asset Management LLC | 16,232 | $142.2K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 16,066 | $140.7K | 0.00% | +16,066 | New |
| Dakota Wealth Management | 11,800 | $103.4K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 8,939 | $78.3K | 0.00% | −2,375−21.0% | Reduced |
| Advisor Group Holdings, Inc. | 2,300 | $20.1K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 408 | $3.57K | 0.00% | +408 | New |
| Almitas Capital LLC | 0 | $0 | 0.00% | −25,412−100.0% | Sold out |
| King Wealth | 0 | $0 | 0.00% | −22,190−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −17,750−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −9,500−100.0% | Sold out |