Neuberger Berman New York Municipal Fund Inc.
NBODelisted Oct 23, 2023- SEC CIK
- 0001178841
Neuberger Berman New York Municipal Fund Inc. was delisted on Oct 23, 2023; its insiders filed their last Form 4 on Oct 25, 2023; 23 institutions reported holding it in 13F filings for Q3 2023, worth $16.9M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Neuberger Berman New York Municipal Fund Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 28
- +2 vs. Q2 2022
- Shares held
- 1.65M
- +81.1K (+5.2%) vs. Q2 2022
- Total value
- $15.3M
- −$182.0K (−1.2%) vs. Q2 2022
- New holders
- 4
- 5 more added
- Sold out
- 2
- 12 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 23 | $16.9M |
| Q2 2023 | 23 | $16.4M |
| Q1 2023 | 23 | $15.4M |
| Q4 2022 | 27 | $15.0M |
| Q3 2022 | 28 | $15.3M |
| Q2 2022 | 26 | $15.5M |
| Q1 2022 | 24 | $17.2M |
| Q4 2021 | 26 | $18.7M |
| Q3 2021 | 25 | $19.0M |
| Q2 2021 | 27 | $19.4M |
| Q1 2021 | 27 | $15.9M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Neuberger Berman New York Municipal Fund Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Karpus Management, Inc. | 328,175 | $3.04M | 0.11% | −63,929−16.3% | Reduced |
| Morgan Stanley | 266,839 | $2.47M | 0.00% | +157,630+144.3% | Added |
| Saba Capital Management, L.P. | 140,990 | $1.30M | 0.02% | +32,102+29.5% | Added |
| Hennion & Walsh Asset Management, Inc. | 133,147 | $1.23M | 0.08% | +21,331+19.1% | Added |
| Rivernorth Capital Management, LLC | 130,254 | $1.21M | 0.05% | −19,667−13.1% | Reduced |
| UBS Group AG | 108,397 | $1.00M | 0.00% | −230−0.2% | Reduced |
| Guggenheim Capital LLC | 91,103 | $843.0K | 0.01% | −7,366−7.5% | Reduced |
| Bulldog Investors, LLP | 69,897 | $647.0K | 0.19% | 00.0% | Unchanged |
| Matisse Capital | 50,964 | $471.0K | 0.60% | −15,780−23.6% | Reduced |
| Commonwealth Equity Services, LLC | 39,350 | $363.0K | 0.00% | −5,150−11.6% | Reduced |
| Bridgewater Advisors Inc. | 38,027 | $352.0K | 0.10% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 34,906 | $323.0K | 0.00% | +10,000+40.2% | Added |
| Wells Fargo & Company | 31,892 | $295.0K | 0.00% | +1,417+4.6% | Added |
| IFP Advisors, Inc | 24,694 | $285.0K | 0.01% | +24,694 | New |
| Dakota Wealth Management | 26,452 | $245.0K | 0.02% | −9,300−26.0% | Reduced |
| Mackay Shields LLC | 25,745 | $238.0K | 0.01% | 00.0% | Unchanged |
| King Wealth | 24,790 | $229.0K | 0.06% | 00.0% | Unchanged |
| Horizon Kinetics Asset Management LLC | 16,957 | $157.0K | 0.00% | −12,485−42.4% | Reduced |
| Bank of America Corp | 15,541 | $144.0K | 0.00% | −1,477−8.7% | Reduced |
| Mariner Investment Group LLC | 13,126 | $121.0K | 0.14% | +13,126 | New |
| Logan Stone Capital, LLC | 12,745 | $118.0K | 0.08% | −4,971−28.1% | Reduced |
| Equitable Holdings, Inc. | 12,145 | $112.0K | 0.00% | −1,300−9.7% | Reduced |
| Steward Partners Investment Advisory, LLC | 9,000 | $83.0K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 2,580 | $24.0K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 2,300 | $21.0K | 0.00% | −2,903−55.8% | Reduced |
| Rockefeller Capital Management L.P. | 555 | $5.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 200 | $2.00K | 0.00% | +200 | New |
| SkyView Investment Advisors, LLC | 100 | $1.00K | 0.00% | +100 | New |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −29,610−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −5,349−100.0% | Sold out |