Neuberger Berman New York Municipal Fund Inc.
NBODelisted Oct 23, 2023- SEC CIK
- 0001178841
Neuberger Berman New York Municipal Fund Inc. was delisted on Oct 23, 2023; its insiders filed their last Form 4 on Oct 25, 2023; 23 institutions reported holding it in 13F filings for Q3 2023, worth $16.9M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Neuberger Berman New York Municipal Fund Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 23
- 0 vs. Q1 2023
- Shares held
- 1.72M
- +122.1K (+7.6%) vs. Q1 2023
- Total value
- $16.4M
- +$1.02M (+6.6%) vs. Q1 2023
- New holders
- 2
- 3 more added
- Sold out
- 2
- 6 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 23 | $16.9M |
| Q2 2023 | 23 | $16.4M |
| Q1 2023 | 23 | $15.4M |
| Q4 2022 | 27 | $15.0M |
| Q3 2022 | 28 | $15.3M |
| Q2 2022 | 26 | $15.5M |
| Q1 2022 | 24 | $17.2M |
| Q4 2021 | 26 | $18.7M |
| Q3 2021 | 25 | $19.0M |
| Q2 2021 | 27 | $19.4M |
| Q1 2021 | 27 | $15.9M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Neuberger Berman New York Municipal Fund Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 401,980 | $3.83M | 0.00% | +16,495+4.3% | Added |
| Saba Capital Management, L.P. | 310,445 | $2.96M | 0.10% | +22,753+7.9% | Added |
| Karpus Management, Inc. | 202,567 | $1.93M | 0.06% | −804−0.4% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 139,258 | $1.33M | 0.08% | −3,607−2.5% | Reduced |
| Guggenheim Capital LLC | 89,008 | $848.2K | 0.01% | +12,106+15.7% | Added |
| Sit Investment Associates Inc | 87,321 | $832.0K | 0.02% | +87,321 | New |
| UBS Group AG | 68,539 | $653.2K | 0.00% | −12,447−15.4% | Reduced |
| Matisse Capital | 50,964 | $485.7K | 0.30% | 00.0% | Unchanged |
| SkyView Investment Advisors, LLC | 50,100 | $477.0K | 0.12% | 00.0% | Unchanged |
| Wells Fargo & Company | 41,708 | $397.5K | 0.00% | −2,096−4.8% | Reduced |
| Bridgewater Advisors Inc. | 38,027 | $362.4K | 0.07% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 34,906 | $333.0K | 0.00% | 00.0% | Unchanged |
| Bulldog Investors, LLP | 34,908 | $332.7K | 0.11% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 32,667 | $311.3K | 0.11% | −321−1.0% | Reduced |
| Mackay Shields LLC | 25,745 | $245.3K | 0.01% | 00.0% | Unchanged |
| Almitas Capital LLC | 25,412 | $244.7K | 0.10% | +25,412 | New |
| King Wealth | 22,190 | $211.0K | 0.04% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 17,750 | $169.0K | 0.00% | 00.0% | Unchanged |
| Horizon Kinetics Asset Management LLC | 16,232 | $154.7K | 0.00% | −725−4.3% | Reduced |
| Dakota Wealth Management | 11,800 | $112.5K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 11,314 | $107.8K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 9,500 | $90.5K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 2,300 | $21.9K | 0.00% | 00.0% | Unchanged |
| Melfa Wealth Management, LLC | 0 | $0 | 0.00% | −11,099−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −10,898−100.0% | Sold out |