Neuberger Berman New York Municipal Fund Inc.
NBODelisted Oct 23, 2023- SEC CIK
- 0001178841
Neuberger Berman New York Municipal Fund Inc. was delisted on Oct 23, 2023; its insiders filed their last Form 4 on Oct 25, 2023; 23 institutions reported holding it in 13F filings for Q3 2023, worth $16.9M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Neuberger Berman New York Municipal Fund Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 28
- +2 vs. Q2 2022
- Shares held
- 1.65M
- +81.1K (+5.2%) vs. Q2 2022
- Total value
- $15.3M
- −$182.0K (−1.2%) vs. Q2 2022
- New holders
- 4
- 5 more added
- Sold out
- 2
- 12 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 23 | $16.9M |
| Q2 2023 | 23 | $16.4M |
| Q1 2023 | 23 | $15.4M |
| Q4 2022 | 27 | $15.0M |
| Q3 2022 | 28 | $15.3M |
| Q2 2022 | 26 | $15.5M |
| Q1 2022 | 24 | $17.2M |
| Q4 2021 | 26 | $18.7M |
| Q3 2021 | 25 | $19.0M |
| Q2 2021 | 27 | $19.4M |
| Q1 2021 | 27 | $15.9M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Neuberger Berman New York Municipal Fund Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| SkyView Investment Advisors, LLC | 100 | $1.00K | 0.00% | +100 | New |
| Tower Research Capital LLC (TRC) | 200 | $2.00K | 0.00% | +200 | New |
| Rockefeller Capital Management L.P. | 555 | $5.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 2,300 | $21.0K | 0.00% | −2,903−55.8% | Reduced |
| Carmichael Hill & Associates, Inc. | 2,580 | $24.0K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 9,000 | $83.0K | 0.00% | 00.0% | Unchanged |
| Equitable Holdings, Inc. | 12,145 | $112.0K | 0.00% | −1,300−9.7% | Reduced |
| Logan Stone Capital, LLC | 12,745 | $118.0K | 0.08% | −4,971−28.1% | Reduced |
| Mariner Investment Group LLC | 13,126 | $121.0K | 0.14% | +13,126 | New |
| Bank of America Corp | 15,541 | $144.0K | 0.00% | −1,477−8.7% | Reduced |
| Horizon Kinetics Asset Management LLC | 16,957 | $157.0K | 0.00% | −12,485−42.4% | Reduced |
| King Wealth | 24,790 | $229.0K | 0.06% | 00.0% | Unchanged |
| Mackay Shields LLC | 25,745 | $238.0K | 0.01% | 00.0% | Unchanged |
| Dakota Wealth Management | 26,452 | $245.0K | 0.02% | −9,300−26.0% | Reduced |
| IFP Advisors, Inc | 24,694 | $285.0K | 0.01% | +24,694 | New |
| Wells Fargo & Company | 31,892 | $295.0K | 0.00% | +1,417+4.6% | Added |
| HighTower Advisors, LLC | 34,906 | $323.0K | 0.00% | +10,000+40.2% | Added |
| Bridgewater Advisors Inc. | 38,027 | $352.0K | 0.10% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 39,350 | $363.0K | 0.00% | −5,150−11.6% | Reduced |
| Matisse Capital | 50,964 | $471.0K | 0.60% | −15,780−23.6% | Reduced |
| Bulldog Investors, LLP | 69,897 | $647.0K | 0.19% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 91,103 | $843.0K | 0.01% | −7,366−7.5% | Reduced |
| UBS Group AG | 108,397 | $1.00M | 0.00% | −230−0.2% | Reduced |
| Rivernorth Capital Management, LLC | 130,254 | $1.21M | 0.05% | −19,667−13.1% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 133,147 | $1.23M | 0.08% | +21,331+19.1% | Added |
| Saba Capital Management, L.P. | 140,990 | $1.30M | 0.02% | +32,102+29.5% | Added |
| Morgan Stanley | 266,839 | $2.47M | 0.00% | +157,630+144.3% | Added |
| Karpus Management, Inc. | 328,175 | $3.04M | 0.11% | −63,929−16.3% | Reduced |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −29,610−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −5,349−100.0% | Sold out |