Neuberger Berman New York Municipal Fund Inc.
NBODelisted Oct 23, 2023- SEC CIK
- 0001178841
Neuberger Berman New York Municipal Fund Inc. was delisted on Oct 23, 2023; its insiders filed their last Form 4 on Oct 25, 2023; 23 institutions reported holding it in 13F filings for Q3 2023, worth $16.9M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Neuberger Berman New York Municipal Fund Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 24
- −2 vs. Q4 2021
- Shares held
- 1.48M
- +42.6K (+3.0%) vs. Q4 2021
- Total value
- $17.2M
- −$1.51M (−8.1%) vs. Q4 2021
- New holders
- 1
- 11 more added
- Sold out
- 3
- 4 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 23 | $16.9M |
| Q2 2023 | 23 | $16.4M |
| Q1 2023 | 23 | $15.4M |
| Q4 2022 | 27 | $15.0M |
| Q3 2022 | 28 | $15.3M |
| Q2 2022 | 26 | $15.5M |
| Q1 2022 | 24 | $17.2M |
| Q4 2021 | 26 | $18.7M |
| Q3 2021 | 25 | $19.0M |
| Q2 2021 | 27 | $19.4M |
| Q1 2021 | 27 | $15.9M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Neuberger Berman New York Municipal Fund Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rockefeller Capital Management L.P. | 555 | $6.00K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 2,580 | $30.0K | 0.02% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 7,500 | $87.0K | 0.00% | +1,500+25.0% | Added |
| Advisor Group Holdings, Inc. | 9,934 | $116.0K | 0.00% | +2,266+29.6% | Added |
| Equitable Holdings, Inc. | 13,500 | $157.0K | 0.00% | +1,500+12.5% | Added |
| Bank of America Corp | 16,946 | $197.0K | 0.00% | +1,221+7.8% | Added |
| Raymond James & Associates | 19,832 | $230.0K | 0.00% | +6,300+46.6% | Added |
| King Wealth | 25,240 | $293.0K | 0.06% | 00.0% | Unchanged |
| Mackay Shields LLC | 25,745 | $299.0K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 26,706 | $310.0K | 0.00% | 00.0% | Unchanged |
| Bulldog Investors, LLP | 28,611 | $332.0K | 0.09% | +28,611 | New |
| Horizon Kinetics Asset Management LLC | 29,442 | $342.0K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 32,474 | $377.0K | 0.00% | −433−1.3% | Reduced |
| Dakota Wealth Management | 37,370 | $434.0K | 0.04% | 00.0% | Unchanged |
| Bridgewater Advisors Inc. | 38,027 | $441.0K | 0.11% | −3,884−9.3% | Reduced |
| Commonwealth Equity Services, LLC | 45,450 | $527.0K | 0.00% | +2,750+6.4% | Added |
| Matisse Capital | 66,744 | $774.0K | 0.71% | +522+0.8% | Added |
| Saba Capital Management, L.P. | 84,712 | $983.0K | 0.02% | −2,486−2.9% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 93,245 | $1.08M | 0.06% | +1,012+1.1% | Added |
| Morgan Stanley | 95,026 | $1.10M | 0.00% | +506+0.5% | Added |
| UBS Group AG | 114,147 | $1.32M | 0.00% | +8,580+8.1% | Added |
| Guggenheim Capital LLC | 119,438 | $1.39M | 0.01% | +2,626+2.2% | Added |
| Rivernorth Capital Management, LLC | 147,250 | $1.71M | 0.06% | 00.0% | Unchanged |
| Karpus Management, Inc. | 398,507 | $4.62M | 0.14% | −5,254−1.3% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 0 | $0 | 0.00% | −1,422−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −785−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |