Neuberger Berman New York Municipal Fund Inc.
NBODelisted Oct 23, 2023- SEC CIK
- 0001178841
Neuberger Berman New York Municipal Fund Inc. was delisted on Oct 23, 2023; its insiders filed their last Form 4 on Oct 25, 2023; 23 institutions reported holding it in 13F filings for Q3 2023, worth $16.9M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Neuberger Berman New York Municipal Fund Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 25
- −1 vs. Q2 2021
- Shares held
- 1.44M
- −13.4K (−0.9%) vs. Q2 2021
- Total value
- $19.0M
- −$440.0K (−2.3%) vs. Q2 2021
- New holders
- 0
- 6 more added
- Sold out
- 1
- 7 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 23 | $16.9M |
| Q2 2023 | 23 | $16.4M |
| Q1 2023 | 23 | $15.4M |
| Q4 2022 | 27 | $15.0M |
| Q3 2022 | 28 | $15.3M |
| Q2 2022 | 26 | $15.5M |
| Q1 2022 | 24 | $17.2M |
| Q4 2021 | 26 | $18.7M |
| Q3 2021 | 25 | $19.0M |
| Q2 2021 | 27 | $19.4M |
| Q1 2021 | 27 | $15.9M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Neuberger Berman New York Municipal Fund Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rockefeller Capital Management L.P. | 555 | $7.00K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 2,580 | $34.0K | 0.02% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 5,000 | $66.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 5,308 | $70.0K | 0.00% | +3,008+130.8% | Added |
| Bank of America Corp | 8,913 | $117.0K | 0.00% | −5,340−37.5% | Reduced |
| Equitable Holdings, Inc. | 11,400 | $150.0K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 11,508 | $151.0K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 13,532 | $178.0K | 0.00% | −7,741−36.4% | Reduced |
| Invesco Ltd. | 15,974 | $210.0K | 0.00% | −3,594−18.4% | Reduced |
| King Wealth | 25,240 | $332.0K | 0.07% | 00.0% | Unchanged |
| Mackay Shields LLC | 25,745 | $338.0K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 26,706 | $351.0K | 0.00% | 00.0% | Unchanged |
| Horizon Kinetics Asset Management LLC | 29,549 | $388.0K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 29,875 | $392.0K | 0.00% | +12,500+71.9% | Added |
| Wells Fargo & Company | 32,907 | $432.0K | 0.00% | +10.0% | Added |
| Dakota Wealth Management | 37,370 | $491.0K | 0.06% | 00.0% | Unchanged |
| Bridgewater Advisors Inc. | 41,325 | $543.0K | 0.15% | 00.0% | Unchanged |
| Matisse Capital | 64,148 | $843.0K | 0.31% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 74,438 | $978.0K | 0.05% | −19,487−20.7% | Reduced |
| Saba Capital Management, L.P. | 89,130 | $1.17M | 0.04% | −26,367−22.8% | Reduced |
| Morgan Stanley | 90,859 | $1.19M | 0.00% | −3,897−4.1% | Reduced |
| UBS Group AG | 110,210 | $1.45M | 0.00% | +37,121+50.8% | Added |
| Guggenheim Capital LLC | 145,813 | $1.92M | 0.01% | +7,213+5.2% | Added |
| Rivernorth Capital Management, LLC | 147,250 | $1.94M | 0.10% | +5,355+3.8% | Added |
| Karpus Management, Inc. | 398,998 | $5.24M | 0.16% | −5,314−1.3% | Reduced |
| Royal Bank of Canada | 0 | $0 | 0.00% | −6,818−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |