Neuberger Berman New York Municipal Fund Inc.
NBODelisted Oct 23, 2023- SEC CIK
- 0001178841
Neuberger Berman New York Municipal Fund Inc. was delisted on Oct 23, 2023; its insiders filed their last Form 4 on Oct 25, 2023; 23 institutions reported holding it in 13F filings for Q3 2023, worth $16.9M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Neuberger Berman New York Municipal Fund Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 27
- 0 vs. Q1 2021
- Shares held
- 1.46M
- +162.3K (+12.5%) vs. Q1 2021
- Total value
- $19.4M
- +$3.48M (+21.8%) vs. Q1 2021
- New holders
- 2
- 6 more added
- Sold out
- 2
- 6 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 23 | $16.9M |
| Q2 2023 | 23 | $16.4M |
| Q1 2023 | 23 | $15.4M |
| Q4 2022 | 27 | $15.0M |
| Q3 2022 | 28 | $15.3M |
| Q2 2022 | 26 | $15.5M |
| Q1 2022 | 24 | $17.2M |
| Q4 2021 | 26 | $18.7M |
| Q3 2021 | 25 | $19.0M |
| Q2 2021 | 27 | $19.4M |
| Q1 2021 | 27 | $15.9M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Neuberger Berman New York Municipal Fund Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 500 | $7.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 555 | $7.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 2,300 | $31.0K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 2,580 | $34.0K | 0.02% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 5,000 | $67.0K | 0.00% | +200+4.2% | Added |
| Royal Bank of Canada | 6,818 | $91.0K | 0.00% | +6,818 | New |
| Equitable Holdings, Inc. | 11,400 | $152.0K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 11,508 | $153.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 14,253 | $190.0K | 0.00% | −4,559−24.2% | Reduced |
| Commonwealth Equity Services, LLC | 17,375 | $231.0K | 0.00% | +4,300+32.9% | Added |
| Invesco Ltd. | 19,568 | $261.0K | 0.00% | −8,080−29.2% | Reduced |
| Raymond James & Associates | 21,273 | $283.0K | 0.00% | 00.0% | Unchanged |
| King Wealth | 25,240 | $336.0K | 0.07% | 00.0% | Unchanged |
| Mackay Shields LLC | 25,745 | $343.0K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 26,706 | $356.0K | 0.00% | 00.0% | Unchanged |
| Horizon Kinetics Asset Management LLC | 29,549 | $394.0K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 32,906 | $438.0K | 0.00% | −1,192−3.5% | Reduced |
| Dakota Wealth Management | 37,370 | $498.0K | 0.06% | 00.0% | Unchanged |
| Bridgewater Advisors Inc. | 41,325 | $550.0K | 0.17% | +28,236+215.7% | Added |
| Matisse Capital | 64,148 | $854.0K | 0.27% | 00.0% | Unchanged |
| UBS Group AG | 73,089 | $974.0K | 0.00% | +706+1.0% | Added |
| Hennion & Walsh Asset Management, Inc. | 93,925 | $1.25M | 0.07% | −1,560−1.6% | Reduced |
| Morgan Stanley | 94,756 | $1.26M | 0.00% | +1,153+1.2% | Added |
| Saba Capital Management, L.P. | 115,497 | $1.54M | 0.06% | −5,683−4.7% | Reduced |
| Guggenheim Capital LLC | 138,600 | $1.85M | 0.01% | −985−0.7% | Reduced |
| Rivernorth Capital Management, LLC | 141,895 | $1.89M | 0.11% | +141,895 | New |
| Karpus Management, Inc. | 404,312 | $5.38M | 0.16% | +2,900+0.7% | Added |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −1,006−100.0% | Sold out |
| Tortoise Investment Management, LLC | 0 | $0 | 0.00% | −800−100.0% | Sold out |