MidCap Financial Investment Corp
MFIC- Exchange
- Nasdaq
- SEC CIK
- 0001278752
No open-market purchases or sales by MidCap Financial Investment Corp insiders were filed in the last 90 days; 169 institutions reported holding it in 13F filings for Q2 2026, worth $320.6M in total; Soros Fund Management is the only superinvestor holding it.
Other share classesMFICL
13F holders, Q1 2023
Institutional positions in MidCap Financial Investment Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 124
- −7 vs. Q4 2022
- Shares held
- 18.7M
- −177.6K (−0.9%) vs. Q4 2022
- Total value
- $212.8M
- −$2.05M (−1.0%) vs. Q4 2022
- New holders
- 9
- 48 more added
- Sold out
- 16
- 32 more reduced
3 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting MFIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 169 | $320.6M |
| Q1 2026 | 176 | $357.7M |
| Q4 2025 | 192 | $362.5M |
| Q3 2025 | 174 | $350.5M |
| Q2 2025 | 170 | $364.7M |
| Q1 2025 | 169 | $357.5M |
| Q4 2024 | 173 | $351.5M |
| Q3 2024 | 177 | $339.3M |
| Q2 2024 | 128 | $288.4M |
| Q1 2024 | 127 | $295.3M |
| Q4 2023 | 125 | $257.0M |
| Q3 2023 | 118 | $253.2M |
| Q2 2023 | 118 | $228.5M |
| Q1 2023 | 124 | $212.8M |
| Q4 2022 | 134 | $215.6M |
| Q3 2022 | 124 | $191.7M |
| Q2 2022 | 124 | $194.8M |
| Q1 2022 | 127 | $255.0M |
| Q4 2021 | 130 | $251.0M |
| Q3 2021 | 118 | $258.8M |
| Q2 2021 | 125 | $292.0M |
| Q1 2021 | 130 | $299.8M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding MidCap Financial Investment Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First Manhattan Co | 5 | $57 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 6 | $68 | 0.00% | +5+500.0% | Added |
| Barclays PLC | 65 | $741 | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 73 | $832 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 150 | $1.71K | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 181 | $2.06K | 0.00% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 191 | $2.17K | 0.00% | +191 | New |
| Godsey & Gibb Associates | 300 | $3.42K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 301 | $3.43K | 0.00% | +301 | New |
| Lindbrook Capital, LLC | 320 | $3.65K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 324 | $3.69K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 316 | $4.00K | 0.00% | −1,092−77.6% | Reduced |
| Live Oak Investment Partners | – | $5.44K | 0.00% | – | – |
| Stonebridge Capital Advisors LLC | 500 | $5.70K | 0.00% | +500 | New |
| JPMorgan Chase & Co | 505 | $6.00K | 0.00% | −2,201−81.3% | Reduced |
| Northwestern Mutual Wealth Management Co | 563 | $6.42K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 580 | $6.61K | 0.01% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 648 | $7.39K | 0.00% | +648 | New |
| Highlander Capital Management, LLC | 666 | $8.00K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 750 | $8.55K | 0.00% | 00.0% | Unchanged |
| Old North State Trust, LLC | 833 | $9.00K | 0.01% | 00.0% | Unchanged |
| Kistler-Tiffany Companies, LLC | 840 | $9.58K | 0.00% | 00.0% | Unchanged |
| Caldwell Trust Co | 1,000 | $11.4K | 0.00% | 00.0% | Unchanged |
| Founders Capital Management | 1,500 | $17.0K | 0.01% | 00.0% | Unchanged |
| Signaturefd, LLC | 1,975 | $22.5K | 0.00% | +178+9.9% | Added |
| Whittier Trust Co | 2,192 | $25.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 2,220 | $25.3K | 0.00% | −3,364−60.2% | Reduced |
| Deutsche Bank AG | 3,521 | $40.1K | 0.00% | +106+3.1% | Added |
| Parkside Financial Bank & Trust | 3,579 | $40.8K | 0.01% | +218+6.5% | Added |
| Parallel Advisors, LLC | 5,280 | $60.2K | 0.00% | +313+6.3% | Added |
| Tower Research Capital LLC (TRC) | 5,844 | $67.0K | 0.00% | +5,644+2,822.0% | Added |
| Register Financial Advisors LLC | 7,191 | $82.0K | 0.06% | +141+2.0% | Added |
| Harbour Investments, Inc. | 7,472 | $85.2K | 0.00% | −63−0.8% | Reduced |
| Belpointe Asset Management LLC | 8,279 | $94.4K | 0.01% | +5,531+201.3% | Added |
| Baldwin Brothers Inc | 8,333 | $95.0K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 9,052 | $103.2K | 0.00% | +8,800+3,492.1% | Added |
| Quantbot Technologies LP | 9,662 | $110.1K | 0.01% | +978+11.3% | Added |
| Wintrust Investments LLC | 10,539 | $120.0K | 0.02% | +10,539 | New |
| Sequoia Financial Advisors, LLC | 10,566 | $120.5K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 11,036 | $125.8K | 0.00% | +11,036 | New |
| Independent Financial Group, LLC | 11,600 | $132.2K | 0.01% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 11,742 | $133.9K | 0.01% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 12,366 | $141.0K | 0.00% | −1,855−13.0% | Reduced |
| Advisory Services Network, LLC | 12,586 | $143.5K | 0.00% | +91+0.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 13,059 | $149.0K | 0.00% | +2,901+28.6% | Added |
| Essex Financial Services, Inc. | 14,000 | $159.6K | 0.02% | 00.0% | Unchanged |
| Silver Oak Securities, Inc | 14,033 | $160.0K | 0.03% | −2,357−14.4% | Reduced |
| Northern Trust Corp | 14,656 | $167.1K | 0.00% | +14,656 | New |
| Schonfeld Strategic Advisors LLC | 15,000 | $171.0K | 0.00% | +2,900+24.0% | Added |
| Eagle Global Advisors LLC | 15,060 | $171.7K | 0.01% | 00.0% | Unchanged |
| Caxton Associates LP | 15,432 | $175.9K | 0.03% | −24,799−61.6% | Reduced |
| National Asset Management, Inc. | 15,856 | $180.8K | 0.00% | +478+3.1% | Added |
| Dynamic Technology Lab Private Ltd | 17,708 | $202.0K | 0.02% | −3,861−17.9% | Reduced |
| Janney Montgomery Scott LLC | 19,002 | $217.0K | 0.00% | −1,090−5.4% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 19,866 | $226.5K | 0.00% | +602+3.1% | Added |
| Centaurus Financial, Inc. | 20,482 | $233.0K | 0.02% | −511−2.4% | Reduced |
| GWM Advisors LLC | 20,873 | $238.0K | 0.00% | +35+0.2% | Added |
| US Bancorp | 21,159 | $241.2K | 0.00% | +133+0.6% | Added |
| Guggenheim Capital LLC | 21,625 | $246.5K | 0.00% | −125−0.6% | Reduced |
| Ethos Financial Group, LLC | 22,849 | $260.5K | 0.08% | 00.0% | Unchanged |
| Onyx Bridge Wealth Group LLC | 24,116 | $274.9K | 0.11% | 00.0% | Unchanged |
| SEI Investments Co | 27,618 | $314.8K | 0.00% | +27,618 | New |
| IFP Advisors, Inc | 21,160 | $349.1K | 0.02% | −66−0.3% | Reduced |
| Evoke Wealth, LLC | 36,800 | $419.5K | 0.02% | 00.0% | Unchanged |
| Royal Bank of Canada | 39,062 | $445.0K | 0.00% | −4,874−11.1% | Reduced |
| Virtus ETF Advisers LLC | 39,970 | $455.7K | 0.25% | +4,607+13.0% | Added |
| Global Wealth Management Investment Advisory, Inc. | 40,216 | $458.5K | 0.14% | +2,275+6.0% | Added |
| First Republic Investment Management, Inc. | 40,583 | $462.6K | 0.00% | +9,274+29.6% | Added |
| M Holdings Securities, Inc. | 42,686 | $487.0K | 0.05% | +5,644+15.2% | Added |
| Northeast Financial Consultants Inc | 43,733 | $498.6K | 0.03% | 00.0% | Unchanged |
| AE Wealth Management LLC | 44,111 | $502.9K | 0.00% | −7,944−15.3% | Reduced |
| Claybrook Capital, LLC | 44,137 | $503.2K | 0.28% | 00.0% | Unchanged |
| HRT Financial LP | 45,868 | $522.0K | 0.01% | −8,505−15.6% | Reduced |
| Sigma Planning Corp | 47,822 | $545.2K | 0.02% | +3,430+7.7% | Added |
| Stifel Financial Corp | 48,155 | $548.9K | 0.00% | −5,147−9.7% | Reduced |
| Relative Value Partners Group, LLC | 56,166 | $640.3K | 0.04% | 00.0% | Unchanged |
| Great West Life Assurance Co | 58,854 | $673.0K | 0.00% | −31,625−35.0% | Reduced |
| Jane Street Group, LLC | 61,889 | $705.5K | 0.00% | +43,342+233.7% | Added |
| Mackenzie Financial Corp | 63,410 | $722.9K | 0.00% | +18,239+40.4% | Added |
| Cubic Asset Management, LLC | 63,864 | $728.0K | 0.20% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 64,241 | $732.4K | 0.11% | −35,664−35.7% | Reduced |
| Raymond James & Associates | 64,714 | $737.7K | 0.00% | −4,214−6.1% | Reduced |
| Rockefeller Capital Management L.P. | 66,064 | $753.0K | 0.00% | +3,404+5.4% | Added |
| HighTower Advisors, LLC | 80,044 | $912.0K | 0.00% | +3,053+4.0% | Added |
| Meridian Investment Counsel Inc. | 81,409 | $928.1K | 0.35% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 103,344 | $1.18M | 0.07% | +34,963+51.1% | Added |
| Citadel Advisors LLC | 104,126 | $1.19M | 0.00% | −135,285−56.5% | Reduced |
| D.A. Davidson & Co. | 114,904 | $1.31M | 0.01% | +13,787+13.6% | Added |
| McKinley Capital Management LLC /Delaware | 114,941 | $1.31M | 0.17% | −1,155−1.0% | Reduced |
| DnB Asset Management AS | 116,083 | $1.32M | 0.01% | 00.0% | Unchanged |
| Winton Group Ltd | 120,106 | $1.37M | 0.08% | +3,393+2.9% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 122,025 | $1.39M | 0.04% | +4,957+4.2% | Added |
| LPL Financial LLC | 122,579 | $1.40M | 0.00% | +2,579+2.1% | Added |
| Camelot Portfolios, LLC | 130,820 | $1.49M | 1.04% | −6,352−4.6% | Reduced |
| Arkadios Wealth Advisors | 134,027 | $1.53M | 0.18% | +17,984+15.5% | Added |
| UBS Group AG | 144,971 | $1.65M | 0.00% | +33,522+30.1% | Added |
| LSV Asset Management | 150,632 | $1.72M | 0.00% | −21,300−12.4% | Reduced |
| Wells Fargo & Company | 178,110 | $2.03M | 0.00% | +34,462+24.0% | Added |
| Condor Capital Management | 184,834 | $2.11M | 0.26% | +32,937+21.7% | Added |