SPDR S&P Midcap 400 ETF Trust
MDY- Exchange
- NYSE
- SEC CIK
- 0000936958
No open-market purchases or sales by SPDR S&P Midcap 400 ETF Trust insiders were filed in the last 90 days; 1,542 institutions reported holding it in 13F filings for Q2 2026, worth $17.3B in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in SPDR S&P Midcap 400 ETF Trust as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,235
- +97 vs. Q3 2023
- Shares held
- 27.5M
- +1.36M (+5.2%) vs. Q3 2023
- Total value
- $13.9B
- +$1.85B (+15.4%) vs. Q3 2023
- New holders
- 157
- 327 more added
- Sold out
- 60
- 392 more reduced
21 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting MDY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,542 | $17.3B |
| Q1 2026 | 1,455 | $15.3B |
| Q4 2025 | 1,438 | $15.3B |
| Q3 2025 | 1,369 | $15.0B |
| Q2 2025 | 1,351 | $14.2B |
| Q1 2025 | 1,361 | $13.4B |
| Q4 2024 | 1,409 | $15.1B |
| Q3 2024 | 1,319 | $14.1B |
| Q2 2024 | 1,293 | $13.2B |
| Q1 2024 | 1,297 | $13.9B |
| Q4 2023 | 1,235 | $13.9B |
| Q3 2023 | 1,159 | $12.5B |
| Q2 2023 | 1,155 | $11.9B |
| Q1 2023 | 1,137 | $11.3B |
| Q4 2022 | 1,147 | $11.1B |
| Q3 2022 | 1,052 | $9.54B |
| Q2 2022 | 1,040 | $10.1B |
| Q1 2022 | 1,101 | $12.2B |
| Q4 2021 | 1,127 | $13.7B |
| Q3 2021 | 1,023 | $12.4B |
| Q2 2021 | 1,037 | $12.8B |
| Q1 2021 | 1,026 | $12.3B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding SPDR S&P Midcap 400 ETF Trust; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FineMark National Bank & Trust | 127,471 | $64.7M | 2.65% | −1,809−1.4% | Reduced |
| Citadel Advisors LLC | 135,497 | $68.7M | 0.07% | −189,400−58.3% | Reduced |
| Waddell & Associates, LLC | 137,322 | $69.9M | 9.41% | −548−0.4% | Reduced |
| LPL Financial LLC | 140,531 | $71.3M | 0.04% | +545+0.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 140,833 | $71.5M | 0.12% | −6,543−4.4% | Reduced |
| Whittier Trust Co | 142,268 | $72.2M | 1.17% | −2,929−2.0% | Reduced |
| Truist Financial Corp | 146,443 | $74.3M | 0.12% | −476−0.3% | Reduced |
| Alliancebernstein L.P. | 146,973 | $74.6M | 0.03% | +1,340+0.9% | Added |
| Citigroup Inc | 163,941 | $83.2M | 0.11% | −20,723−11.2% | Reduced |
| HighTower Advisors, LLC | 183,585 | $93.2M | 0.16% | −313−0.2% | Reduced |
| Welch & Forbes LLC | 185,128 | $93.9M | 1.42% | +22,569+13.9% | Added |
| MAI Capital Management | 202,978 | $103.0M | 1.36% | −4,281−2.1% | Reduced |
| Bank of New York Mellon Corp | 206,427 | $104.7M | 0.02% | +18,412+9.8% | Added |
| Kayne Anderson Rudnick Investment Management LLC | 249,880 | $126.8M | 0.32% | +181,599+266.0% | Added |
| Conservest Capital Advisors, Inc. | 255,232 | $129.5M | 13.77% | +310+0.1% | Added |
| CI Private Wealth, LLC | 257,113 | $130.5M | 0.24% | +3,722+1.5% | Added |
| Creative Planning | 260,883 | $132.4M | 0.25% | −10,727−3.9% | Reduced |
| Arvest Trust Co N A | 262,964 | $133.4M | 8.04% | −5,312−2.0% | Reduced |
| IMC-Chicago, LLC | 298,993 | $151.7M | 4.83% | +298,993 | New |
| BNP Paribas Arbitrage, SA | 349,411 | $177.3M | 0.32% | +30,619+9.6% | Added |
| JPMorgan Chase & Co | 370,797 | $188.1M | 0.02% | +136,765+58.4% | Added |
| Goldman Sachs Group Inc | 387,935 | $196.8M | 0.04% | −145,363−27.3% | Reduced |
| Raymond James & Associates | 399,875 | $202.9M | 0.15% | +35,734+9.8% | Added |
| Royal Bank of Canada | 493,977 | $250.6M | 0.06% | +220,587+80.7% | Added |
| Bank of Montreal | 489,965 | $251.2M | 0.14% | −2,646−0.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 520,770 | $264.2M | 0.30% | +18,944+3.8% | Added |
| UBS Group AG | 611,939 | $310.5M | 0.12% | +10,387+1.7% | Added |
| The PNC Financial Services Group, Inc. | 781,704 | $396.6M | 0.31% | −10,204−1.3% | Reduced |
| Pathstone Holdings, LLC | 956,484 | $485.3M | 2.63% | +956,484 | New |
| US Bancorp | 1,081,681 | $548.8M | 0.81% | −11,055−1.0% | Reduced |
| Northern Trust Corp | 1,150,703 | $583.8M | 0.11% | −3,472−0.3% | Reduced |
| Wells Fargo & Company | 1,476,549 | $749.2M | 0.21% | +21,817+1.5% | Added |
| Morgan Stanley | 1,544,940 | $783.9M | 0.07% | +282,442+22.4% | Added |
| Bank of America Corp | 2,022,726 | $1.03B | 0.12% | −230,342−10.2% | Reduced |
| Granite Bay Wealth Management, LLC | 2,570,040 | $1.19B | 10.67% | +33,187+1.3% | Added |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −210,944−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −56,351−100.0% | Sold out |
| State Street Corp | 0 | $0 | 0.00% | −55,979−100.0% | Sold out |
| Twin Tree Management, LP | 0 | $0 | 0.00% | −45,347−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −32,000−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −25,301−100.0% | Sold out |
| Connolly Sarah T. | 0 | $0 | 0.00% | −7,711−100.0% | Sold out |
| Select Equity Group, L.P. | 0 | $0 | 0.00% | −7,547−100.0% | Sold out |
| Shapiro Capital Management LLC | 0 | $0 | 0.00% | −6,400−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −5,800−100.0% | Sold out |
| Lloyd Advisory Services, LLC. | 0 | $0 | 0.00% | −4,377−100.0% | Sold out |
| Hobart Private Capital, LLC | 0 | $0 | 0.00% | −4,158−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −3,345−100.0% | Sold out |
| Patriot Investment Management Inc. | 0 | $0 | 0.00% | −2,743−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −2,328−100.0% | Sold out |
| Wexford Capital LP | 0 | $0 | 0.00% | −2,120−100.0% | Sold out |
| National Wealth Management Group, LLC | 0 | $0 | 0.00% | −1,580−100.0% | Sold out |
| Maven Securities LTD | 0 | $0 | 0.00% | −1,579−100.0% | Sold out |
| Clearview Wealth Advisors LLC | 0 | $0 | 0.00% | −1,567−100.0% | Sold out |
| DRW Securities, LLC | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Evoke Wealth, LLC | 0 | $0 | 0.00% | −1,452−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −1,427−100.0% | Sold out |
| Sanders Morris Harris LLC | 0 | $0 | 0.00% | −1,300−100.0% | Sold out |
| Schrum Private Wealth Management LLC | 0 | $0 | 0.00% | −1,298−100.0% | Sold out |
| Jackson Wealth Management, LLC | 0 | $0 | 0.00% | −1,231−100.0% | Sold out |
| Jasper Ridge Partners, L.P. | 0 | $0 | 0.00% | −1,095−100.0% | Sold out |
| Glaxis Capital Management, LLC | 0 | $0 | 0.00% | −1,075−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −1,039−100.0% | Sold out |
| Seven Post Investment Office LP | 0 | $0 | 0.00% | −1,021−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −842−100.0% | Sold out |
| Baugh & Associates, LLC | 0 | $0 | 0.00% | −731−100.0% | Sold out |
| Steel Peak Wealth Management LLC | 0 | $0 | 0.00% | −706−100.0% | Sold out |
| Nichols & Pratt Advisers LLP | 0 | $0 | 0.00% | −620−100.0% | Sold out |
| New England Asset Management Inc | 0 | $0 | 0.00% | −576−100.0% | Sold out |
| Strategic Financial Concepts, LLC | 0 | $0 | 0.00% | −568−100.0% | Sold out |
| Cape Ann Savings Bank | 0 | $0 | 0.00% | −556−100.0% | Sold out |
| Aspen Grove Capital, LLC | 0 | $0 | 0.00% | −553−100.0% | Sold out |
| QCM Cayman, Ltd. | 0 | $0 | 0.00% | −537−100.0% | Sold out |
| Peterson Financial Group, Inc. | 0 | $0 | 0.00% | −527−100.0% | Sold out |
| Transcend Wealth Collective, LLC | 0 | $0 | 0.00% | −513−100.0% | Sold out |
| First Interstate Bank | 0 | $0 | 0.00% | −505−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −501−100.0% | Sold out |
| Rodgers & Associates, LTD | 0 | $0 | 0.00% | −470−100.0% | Sold out |
| Echo Wealth Management, LLC | 0 | $0 | 0.00% | −443−100.0% | Sold out |
| Flaharty Asset Management, LLC | 0 | $0 | 0.00% | −278−100.0% | Sold out |
| Psagot Value Holdings Ltd. / (Israel) | 0 | $0 | 0.00% | −189−100.0% | Sold out |
| Northwest Investment Counselors, LLC | 0 | $0 | 0.00% | −159−100.0% | Sold out |
| 1832 Asset Management L.P. | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| Stonehage Fleming Financial Services Holdings Ltd | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Register Financial Advisors LLC | 0 | $0 | 0.00% | −93−100.0% | Sold out |
| Authentikos Wealth Advisory, LLC | 0 | $0 | 0.00% | −71−100.0% | Sold out |
| Transamerica Financial Advisors, Inc. | 0 | $0 | 0.00% | −40−100.0% | Sold out |
| Headinvest, LLC | 0 | $0 | 0.00% | −41−100.0% | Sold out |
| Cape Investment Advisory, Inc. | 0 | $0 | 0.00% | −32−100.0% | Sold out |
| Global Wealth Management Investment Advisory, Inc. | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| Stonebridge Capital Advisors LLC | 0 | $0 | 0.00% | −14−100.0% | Sold out |
| VisionPoint Advisory Group, LLC | 0 | $0 | 0.00% | −11−100.0% | Sold out |
| WR Wealth Planners, LLC | 0 | $0 | 0.00% | −9−100.0% | Sold out |
| USA Financial Portformulas Corp | 0 | $0 | 0.00% | −3−100.0% | Sold out |
| Pathstone Family Office, LLC | – | – | – | – | Not filed |
| First Republic Investment Management, Inc. | – | – | – | – | Not filed |
| Newport Capital Group, LLC | – | – | – | – | Not filed |
| Clientfirst Wealth Management, LLC | – | – | – | – | Not filed |
| Focus Financial Network, Inc. | – | – | – | – | Not filed |