SPDR S&P Midcap 400 ETF Trust
MDY- Exchange
- NYSE
- SEC CIK
- 0000936958
No open-market purchases or sales by SPDR S&P Midcap 400 ETF Trust insiders were filed in the last 90 days; 1,542 institutions reported holding it in 13F filings for Q2 2026, worth $17.3B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in SPDR S&P Midcap 400 ETF Trust as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,159
- +20 vs. Q2 2023
- Shares held
- 27.3M
- +2.62M (+10.6%) vs. Q2 2023
- Total value
- $12.5B
- +$704.4M (+5.9%) vs. Q2 2023
- New holders
- 67
- 297 more added
- Sold out
- 47
- 402 more reduced
16 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting MDY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,542 | $17.3B |
| Q1 2026 | 1,455 | $15.3B |
| Q4 2025 | 1,438 | $15.3B |
| Q3 2025 | 1,369 | $15.0B |
| Q2 2025 | 1,351 | $14.2B |
| Q1 2025 | 1,361 | $13.4B |
| Q4 2024 | 1,409 | $15.1B |
| Q3 2024 | 1,319 | $14.1B |
| Q2 2024 | 1,293 | $13.2B |
| Q1 2024 | 1,297 | $13.9B |
| Q4 2023 | 1,235 | $13.9B |
| Q3 2023 | 1,159 | $12.5B |
| Q2 2023 | 1,155 | $11.9B |
| Q1 2023 | 1,137 | $11.3B |
| Q4 2022 | 1,147 | $11.1B |
| Q3 2022 | 1,052 | $9.54B |
| Q2 2022 | 1,040 | $10.1B |
| Q1 2022 | 1,101 | $12.2B |
| Q4 2021 | 1,127 | $13.7B |
| Q3 2021 | 1,023 | $12.4B |
| Q2 2021 | 1,037 | $12.8B |
| Q1 2021 | 1,026 | $12.3B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding SPDR S&P Midcap 400 ETF Trust; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pinnacle Associates Ltd | 65,764 | $30.0M | 0.56% | −1,375−2.0% | Reduced |
| Waldron Private Wealth LLC | 66,090 | $30.2M | 1.57% | −2,449−3.6% | Reduced |
| Blair William & Co | 66,544 | $30.4M | 0.12% | −1,230−1.8% | Reduced |
| Tower Research Capital LLC (TRC) | 67,311 | $30.7M | 0.96% | +67,299+560,825.0% | Added |
| Whittier Trust Co of Nevada Inc | 67,461 | $30.8M | 1.09% | −429−0.6% | Reduced |
| Kayne Anderson Rudnick Investment Management LLC | 68,281 | $31.2M | 0.09% | +3,041+4.7% | Added |
| Pittenger & Anderson Inc | 69,816 | $31.9M | 1.61% | +706+1.0% | Added |
| Financial Counselors Inc | 70,384 | $32.1M | 0.64% | +256+0.4% | Added |
| Cerity Partners LLC | 71,188 | $32.6M | 0.16% | −22,667−24.2% | Reduced |
| Captrust Financial Advisors | 74,236 | $33.9M | 0.13% | +1,996+2.8% | Added |
| Henshaw Capital LLC | 75,050 | $34.3M | 1.98% | −100−0.1% | Reduced |
| Hyman Charles D | 75,937 | $34.7M | 2.26% | +370+0.5% | Added |
| Barclays PLC | 77,148 | $35.2M | 0.02% | −125,593−61.9% | Reduced |
| Portland Global Advisors LLC | 81,223 | $37.1M | 6.22% | −989−1.2% | Reduced |
| Advisor Group Holdings, Inc. | 85,094 | $38.9M | 0.06% | +13,596+19.0% | Added |
| Mariner, LLC | 96,280 | $44.0M | 0.12% | +2,424+2.6% | Added |
| Sandy Spring Bank | 98,497 | $45.0M | 2.50% | −844−0.8% | Reduced |
| Washington Trust Co | 106,987 | $48.9M | 2.15% | +1,038+1.0% | Added |
| Employees Retirement System of Texas | 108,500 | $49.5M | 0.73% | +64,000+143.8% | Added |
| Montag A & Associates Inc | 109,710 | $50.3M | 3.17% | −143−0.1% | Reduced |
| Brown Advisory Inc | 117,406 | $53.6M | 0.09% | −352−0.3% | Reduced |
| Ameriprise Financial Inc | 119,805 | $56.0M | 0.02% | +6,067+5.3% | Added |
| FineMark National Bank & Trust | 129,280 | $59.0M | 2.57% | −5,140−3.8% | Reduced |
| Waddell & Associates, LLC | 137,870 | $63.0M | 9.21% | +1,153+0.8% | Added |
| LPL Financial LLC | 139,986 | $63.9M | 0.04% | +1,079+0.8% | Added |
| Hills Bank & Trust Co | 141,818 | $64.8M | 7.52% | +341+0.2% | Added |
| Whittier Trust Co | 145,197 | $66.3M | 1.18% | −1,737−1.2% | Reduced |
| Alliancebernstein L.P. | 145,633 | $66.5M | 0.03% | +7,488+5.4% | Added |
| Truist Financial Corp | 146,919 | $67.1M | 0.11% | +2,320+1.6% | Added |
| Raymond James Financial Services Advisors, Inc. | 147,376 | $67.3M | 0.12% | +5,607+4.0% | Added |
| Commonwealth Equity Services, LLC | 158,507 | $72.4M | 0.15% | +62,083+64.4% | Added |
| Welch & Forbes LLC | 162,559 | $74.2M | 1.23% | +1,294+0.8% | Added |
| First Republic Investment Management, Inc. | 174,692 | $79.8M | 0.23% | −20,833−10.7% | Reduced |
| HighTower Advisors, LLC | 183,898 | $84.0M | 0.16% | +41,115+28.8% | Added |
| Citigroup Inc | 184,664 | $84.3M | 0.12% | +19,990+12.1% | Added |
| Bank of New York Mellon Corp | 188,015 | $85.9M | 0.02% | −9,072−4.6% | Reduced |
| MAI Capital Management | 207,259 | $94.6M | 1.42% | −258−0.1% | Reduced |
| Squarepoint Ops LLC | 210,944 | $96.3M | 0.47% | +133,611+172.8% | Added |
| JPMorgan Chase & Co | 234,032 | $106.9M | 0.01% | −66,065−22.0% | Reduced |
| CI Private Wealth, LLC | 253,391 | $115.7M | 0.27% | +2,845+1.1% | Added |
| Conservest Capital Advisors, Inc. | 254,922 | $116.4M | 14.05% | +1,478+0.6% | Added |
| Arvest Trust Co N A | 268,276 | $122.5M | 7.99% | −1,786−0.7% | Reduced |
| Creative Planning | 271,610 | $124.0M | 0.17% | −38,351−12.4% | Reduced |
| Royal Bank of Canada | 273,390 | $124.8M | 0.04% | −622−0.2% | Reduced |
| BNP Paribas Arbitrage, SA | 318,792 | $145.6M | 0.32% | +1,619+0.5% | Added |
| Citadel Advisors LLC | 324,897 | $148.4M | 0.16% | +57,695+21.6% | Added |
| Raymond James & Associates | 364,141 | $166.3M | 0.14% | +5,141+1.4% | Added |
| Northwestern Mutual Wealth Management Co | 501,826 | $229.2M | 0.30% | +23,919+5.0% | Added |
| Bank of Montreal | 492,611 | $230.8M | 0.14% | −9,171−1.8% | Reduced |
| Goldman Sachs Group Inc | 533,298 | $243.5M | 0.06% | +179,936+50.9% | Added |
| UBS Group AG | 601,552 | $274.7M | 0.13% | −7,425−1.2% | Reduced |
| The PNC Financial Services Group, Inc. | 791,908 | $361.6M | 0.31% | −12,976−1.6% | Reduced |
| Pathstone Family Office, LLC | 963,113 | $439.8M | 3.42% | +961,212+50,563.5% | Added |
| US Bancorp | 1,092,736 | $499.0M | 0.82% | −3,290−0.3% | Reduced |
| Northern Trust Corp | 1,154,175 | $527.0M | 0.10% | −11,538−1.0% | Reduced |
| Morgan Stanley | 1,262,498 | $576.5M | 0.06% | −78,172−5.8% | Reduced |
| Wells Fargo & Company | 1,454,732 | $664.3M | 0.21% | −6,617−0.5% | Reduced |
| Bank of America Corp | 2,253,068 | $1.03B | 0.13% | +162,810+7.8% | Added |
| Granite Bay Wealth Management, LLC | 2,536,853 | $1.22B | 11.93% | +2,497,603+6,363.3% | Added |
| Veritable, L.P. | 0 | $0 | 0.00% | −966,257−100.0% | Sold out |
| Brookfield Asset Management Inc. | 0 | $0 | 0.00% | −65,241−100.0% | Sold out |
| Meitav Dash Investments Ltd | 0 | $0 | 0.00% | −15,340−100.0% | Sold out |
| Segall Bryant & Hamill, LLC | 0 | $0 | 0.00% | −6,193−100.0% | Sold out |
| J. Goldman & Co LP | 0 | $0 | 0.00% | −4,419−100.0% | Sold out |
| Toroso Investments, LLC | 0 | $0 | 0.00% | −4,071−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −3,804−100.0% | Sold out |
| Cannon Global Investment Management, LLC | 0 | $0 | 0.00% | −2,200−100.0% | Sold out |
| Clark Capital Management Group, Inc. | 0 | $0 | 0.00% | −1,234−100.0% | Sold out |
| NEIRG Wealth Management, LLC | 0 | $0 | 0.00% | −959−100.0% | Sold out |
| KCS Wealth Advisory | 0 | $0 | 0.00% | −861−100.0% | Sold out |
| Ziegler Capital Management, LLC | 0 | $0 | 0.00% | −694−100.0% | Sold out |
| Saxon Interests, Inc. | 0 | $0 | 0.00% | −650−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −566−100.0% | Sold out |
| Gryphon Financial Partners LLC | 0 | $0 | 0.00% | −541−100.0% | Sold out |
| Genus Capital Management Inc. | 0 | $0 | 0.00% | −540−100.0% | Sold out |
| V Wealth Advisors LLC | 0 | $0 | 0.00% | −539−100.0% | Sold out |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −509−100.0% | Sold out |
| O'Dell Group, LLC | 0 | $0 | 0.00% | −505−100.0% | Sold out |
| Fortem Financial Group, LLC | 0 | $0 | 0.00% | −495−100.0% | Sold out |
| Northeast Investment Management | 0 | $0 | 0.00% | −465−100.0% | Sold out |
| Wambolt & Associates, LLC | 0 | $0 | 0.00% | −460−100.0% | Sold out |
| American Trust | 0 | $0 | 0.00% | −453−100.0% | Sold out |
| Ascent Group, LLC | 0 | $0 | 0.00% | −442−100.0% | Sold out |
| Bassett Hargrove Investment Counsel, LLC | 0 | $0 | 0.00% | −485−100.0% | Sold out |
| Pachira Investments Inc. | 0 | $0 | 0.00% | −445−100.0% | Sold out |
| Pictet & Cie (Europe) SA | 0 | $0 | 0.00% | −439−100.0% | Sold out |
| J. W. Coons Advisors, LLC | 0 | $0 | 0.00% | −437−100.0% | Sold out |
| Platte River Wealth Advisors, LLC | 0 | $0 | 0.00% | −435−100.0% | Sold out |
| Van Strum & Towne Inc. | 0 | $0 | 0.00% | −430−100.0% | Sold out |
| First Nebraska Trust Co | 0 | $0 | 0.00% | −425−100.0% | Sold out |
| Symphony Financial, Ltd. Co. | 0 | $0 | 0.00% | −426−100.0% | Sold out |
| Brown Miller Wealth Management, LLC | 0 | $0 | 0.00% | −422−100.0% | Sold out |
| Texas Capital Bancshares Inc | 0 | $0 | 0.00% | −420−100.0% | Sold out |
| Cohen Lawrence B | 0 | $0 | 0.00% | −420−100.0% | Sold out |
| Brookmont Capital Management | 0 | $0 | 0.00% | −420−100.0% | Sold out |
| Columbia Asset Management | 0 | $0 | 0.00% | −280−100.0% | Sold out |
| Tilia Fiduciary Partners, Inc. | 0 | $0 | 0.00% | −237−100.0% | Sold out |
| Field & Main Bank | 0 | $0 | 0.00% | −175−100.0% | Sold out |
| Horan Securities, Inc. | 0 | $0 | 0.00% | −125−100.0% | Sold out |