SPDR S&P Midcap 400 ETF Trust
MDY- Exchange
- NYSE
- SEC CIK
- 0000936958
No open-market purchases or sales by SPDR S&P Midcap 400 ETF Trust insiders were filed in the last 90 days; 1,542 institutions reported holding it in 13F filings for Q2 2026, worth $17.3B in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in SPDR S&P Midcap 400 ETF Trust as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,127
- +122 vs. Q3 2021
- Shares held
- 26.4M
- +1.07M (+4.2%) vs. Q3 2021
- Total value
- $13.7B
- +$1.46B (+12.0%) vs. Q3 2021
- New holders
- 180
- 291 more added
- Sold out
- 58
- 346 more reduced
18 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting MDY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,542 | $17.3B |
| Q1 2026 | 1,455 | $15.3B |
| Q4 2025 | 1,438 | $15.3B |
| Q3 2025 | 1,369 | $15.0B |
| Q2 2025 | 1,351 | $14.2B |
| Q1 2025 | 1,361 | $13.4B |
| Q4 2024 | 1,409 | $15.1B |
| Q3 2024 | 1,319 | $14.1B |
| Q2 2024 | 1,293 | $13.2B |
| Q1 2024 | 1,297 | $13.9B |
| Q4 2023 | 1,235 | $13.9B |
| Q3 2023 | 1,159 | $12.5B |
| Q2 2023 | 1,155 | $11.9B |
| Q1 2023 | 1,137 | $11.3B |
| Q4 2022 | 1,147 | $11.1B |
| Q3 2022 | 1,052 | $9.54B |
| Q2 2022 | 1,040 | $10.1B |
| Q1 2022 | 1,101 | $12.2B |
| Q4 2021 | 1,127 | $13.7B |
| Q3 2021 | 1,023 | $12.4B |
| Q2 2021 | 1,037 | $12.8B |
| Q1 2021 | 1,026 | $12.3B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding SPDR S&P Midcap 400 ETF Trust; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 171,767 | $88.9M | 0.07% | −1,581−0.9% | Reduced |
| MAI Capital Management | 196,067 | $101.5M | 1.65% | +3,866+2.0% | Added |
| Barclays PLC | 203,053 | $105.1M | 0.06% | +87,105+75.1% | Added |
| Bank of New York Mellon Corp | 213,229 | $110.4M | 0.02% | −2,772−1.3% | Reduced |
| BNP Paribas Arbitrage, SA | 218,629 | $113.2M | 0.27% | −147,510−40.3% | Reduced |
| Conservest Capital Advisors, Inc. | 228,071 | $118.1M | 12.65% | −629−0.3% | Reduced |
| First Republic Investment Management, Inc. | 233,661 | $121.0M | 0.26% | +10,630+4.8% | Added |
| Resource Management, LLC | 270,646 | $140.1M | 14.45% | +1,649+0.6% | Added |
| Arvest Trust Co N A | 298,350 | $154.4M | 8.14% | +298,350 | New |
| Citigroup Inc | 304,885 | $157.8M | 0.14% | −190,956−38.5% | Reduced |
| Kayne Anderson Rudnick Investment Management LLC | 318,715 | $164.9M | 0.38% | +257,307+419.0% | Added |
| Royal Bank of Canada | 358,158 | $185.4M | 0.05% | −160,153−30.9% | Reduced |
| Raymond James & Associates | 421,687 | $218.3M | 0.18% | +65,737+18.5% | Added |
| Bank of Montreal | 433,837 | $225.2M | 0.12% | +5,453+1.3% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 455,000 | $235.5M | 0.51% | +295,000+184.4% | Added |
| Churchill Management Corp | 465,579 | $241.0M | 3.36% | +465,579 | New |
| Alliancebernstein L.P. | 578,856 | $299.7M | 0.11% | +451,292+353.8% | Added |
| UBS Group AG | 756,916 | $391.8M | 0.15% | −271,685−26.4% | Reduced |
| The PNC Financial Services Group, Inc. | 993,564 | $514.4M | 0.43% | +8,625+0.9% | Added |
| Veritable, L.P. | 1,017,477 | $526.7M | 7.81% | −8,372−0.8% | Reduced |
| Morgan Stanley | 1,051,860 | $544.5M | 0.07% | −29,581−2.7% | Reduced |
| Goldman Sachs Group Inc | 1,057,955 | $547.7M | 0.13% | +510,114+93.1% | Added |
| US Bancorp | 1,150,159 | $595.4M | 0.94% | −36,042−3.0% | Reduced |
| Northern Trust Corp | 1,280,793 | $663.0M | 0.11% | −2,137−0.2% | Reduced |
| Wells Fargo & Company | 1,717,683 | $889.2M | 0.23% | +43,821+2.6% | Added |
| Bank of America Corp | 2,148,501 | $1.11B | 0.12% | −83,884−3.8% | Reduced |
| Westside Investment Management, Inc. | 450 | – | – | 00.0% | Unchanged |
| HRT Financial LP | 0 | $0 | 0.00% | −111,125−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −75,552−100.0% | Sold out |
| MCF Advisors LLC | 0 | $0 | 0.00% | −27,251−100.0% | Sold out |
| Pinkerton Retirement Specialists, LLC | 0 | $0 | 0.00% | −22,068−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −20,671−100.0% | Sold out |
| Ramiah Investment Group | 0 | $0 | 0.00% | −18,384−100.0% | Sold out |
| Prescott Group Capital Management, L.L.C. | 0 | $0 | 0.00% | −18,204−100.0% | Sold out |
| Royal Fund Management, LLC | 0 | $0 | 0.00% | −15,503−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −13,881−100.0% | Sold out |
| New England Asset Management Inc | 0 | $0 | 0.00% | −12,485−100.0% | Sold out |
| Segall Bryant & Hamill, LLC | 0 | $0 | 0.00% | −6,818−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −4,478−100.0% | Sold out |
| Pinnacle Family Advisors, LLC | 0 | $0 | 0.00% | −2,931−100.0% | Sold out |
| Legacy Wealth Management, LLC | 0 | $0 | 0.00% | −2,250−100.0% | Sold out |
| Slow Capital, Inc. | 0 | $0 | 0.00% | −2,163−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −1,992−100.0% | Sold out |
| Eastern Bank | 0 | $0 | 0.00% | −1,690−100.0% | Sold out |
| Calton & Associates, Inc. | 0 | $0 | 0.00% | −1,507−100.0% | Sold out |
| Arjuna Capital | 0 | $0 | 0.00% | −1,333−100.0% | Sold out |
| Port Capital LLC | 0 | $0 | 0.00% | −1,184−100.0% | Sold out |
| ING Groep NV | 0 | $0 | 0.00% | −1,093−100.0% | Sold out |
| Bingham Osborn & Scarborough LLC | 0 | $0 | 0.00% | −794−100.0% | Sold out |
| Plotkin Financial Advisors, LLC | 0 | $0 | 0.00% | −750−100.0% | Sold out |
| Rodgers Brothers Inc. | 0 | $0 | 0.00% | −725−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −705−100.0% | Sold out |
| Truvvo Partners LLC | 0 | $0 | 0.00% | −712−100.0% | Sold out |
| Spearhead Capital Advisors, LLC | 0 | $0 | 0.00% | −672−100.0% | Sold out |
| Kovack Advisors, Inc. | 0 | $0 | 0.00% | −591−100.0% | Sold out |
| Integrated Investment Consultants, LLC | 0 | $0 | 0.00% | −566−100.0% | Sold out |
| Zevin Asset Management LLC | 0 | $0 | 0.00% | −559−100.0% | Sold out |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −552−100.0% | Sold out |
| Cary Street Partners Asset Management LLC | 0 | $0 | 0.00% | −553−100.0% | Sold out |
| Chesapeake Wealth Management | 0 | $0 | 0.00% | −525−100.0% | Sold out |
| Capital One Financial Corp | 0 | $0 | 0.00% | −503−100.0% | Sold out |
| Hedeker Wealth, LLC | 0 | $0 | 0.00% | −487−100.0% | Sold out |
| Thomas Story & Son LLC | 0 | $0 | 0.00% | −485−100.0% | Sold out |
| Kovitz Investment Group Partners, LLC | 0 | $0 | 0.00% | −476−100.0% | Sold out |
| Capital Asset Advisory Services LLC | 0 | $0 | 0.00% | −470−100.0% | Sold out |
| Orrstown Financial Services Inc | 0 | $0 | 0.00% | −466−100.0% | Sold out |
| Emery Howard Portfolio Management, Inc. | 0 | $0 | 0.00% | −466−100.0% | Sold out |
| Noesis Capital Mangement Corp | 0 | $0 | 0.00% | −448−100.0% | Sold out |
| InterOcean Capital Group, LLC | 0 | $0 | 0.00% | −436−100.0% | Sold out |
| Blueshift Asset Management, LLC | 0 | $0 | 0.00% | −416−100.0% | Sold out |
| Systematic Alpha Investments, LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Capital Directions Investment Advisors, LLC | 0 | $0 | 0.00% | −190−100.0% | Sold out |
| Kowal Investment Group, LLC | 0 | $0 | 0.00% | −143−100.0% | Sold out |
| Gerber Kawasaki Wealth & Investment Management | 0 | $0 | 0.00% | −120−100.0% | Sold out |
| Interactive Financial Advisors | 0 | $0 | 0.00% | −109−100.0% | Sold out |
| Evolution Wealth Advisors, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Herold Advisors, Inc. | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Prentice Wealth Management LLC | 0 | $0 | 0.00% | −52−100.0% | Sold out |
| Joseph P. Lucia & Associates, LLC | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| RWM Asset Management, LLC | 0 | $0 | 0.00% | −45−100.0% | Sold out |
| Tfo-TDC, LLC | 0 | $0 | 0.00% | −32−100.0% | Sold out |
| O'Shaughnessy Asset Management, LLC | 0 | $0 | 0.00% | −14−100.0% | Sold out |
| Ironwood Financial, llc | 0 | $0 | 0.00% | −15−100.0% | Sold out |
| USA Financial Portformulas Corp | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Arvest Bank Trust Division | – | – | – | – | Not filed |
| Alexandria Capital, LLC | – | – | – | – | Not filed |
| Qci Asset Management Inc | – | – | – | – | Not filed |
| Filbrandt Wealth Management, LLC | – | – | – | – | Not filed |
| Homrich & Berg | – | – | – | – | Not filed |
| BBVA USA | – | – | – | – | Not filed |
| Ameritas Investment Company, LLC | – | – | – | – | Not filed |
| Wealth Advisory Solutions, LLC | – | – | – | – | Not filed |
| Rinet Co LLC | – | – | – | – | Not filed |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |
| Security National Trust Co | – | – | – | – | Not filed |
| Swaine & Leidel Wealth Services, LLC | – | – | – | – | Not filed |
| New England Investment & Retirement Group, Inc. | – | – | – | – | Not filed |
| Harborview Advisors, LLC | – | – | – | – | Not filed |
| Spotlight Asset Group, Inc. | – | – | – | – | Not filed |