SPDR S&P Midcap 400 ETF Trust
MDY- Exchange
- NYSE
- SEC CIK
- 0000936958
No open-market purchases or sales by SPDR S&P Midcap 400 ETF Trust insiders were filed in the last 90 days; 1,542 institutions reported holding it in 13F filings for Q2 2026, worth $17.3B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in SPDR S&P Midcap 400 ETF Trust as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,023
- +4 vs. Q2 2021
- Shares held
- 25.7M
- −251.3K (−1.0%) vs. Q2 2021
- Total value
- $12.4B
- −$391.0M (−3.1%) vs. Q2 2021
- New holders
- 60
- 258 more added
- Sold out
- 56
- 358 more reduced
18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting MDY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,542 | $17.3B |
| Q1 2026 | 1,455 | $15.3B |
| Q4 2025 | 1,438 | $15.3B |
| Q3 2025 | 1,369 | $15.0B |
| Q2 2025 | 1,351 | $14.2B |
| Q1 2025 | 1,361 | $13.4B |
| Q4 2024 | 1,409 | $15.1B |
| Q3 2024 | 1,319 | $14.1B |
| Q2 2024 | 1,293 | $13.2B |
| Q1 2024 | 1,297 | $13.9B |
| Q4 2023 | 1,235 | $13.9B |
| Q3 2023 | 1,159 | $12.5B |
| Q2 2023 | 1,155 | $11.9B |
| Q1 2023 | 1,137 | $11.3B |
| Q4 2022 | 1,147 | $11.1B |
| Q3 2022 | 1,052 | $9.54B |
| Q2 2022 | 1,040 | $10.1B |
| Q1 2022 | 1,101 | $12.2B |
| Q4 2021 | 1,126 | $13.7B |
| Q3 2021 | 1,023 | $12.4B |
| Q2 2021 | 1,037 | $12.8B |
| Q1 2021 | 1,026 | $12.3B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding SPDR S&P Midcap 400 ETF Trust; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 173,348 | $83.4M | 0.08% | +8,620+5.2% | Added |
| MAI Capital Management | 192,201 | $92.4M | 1.80% | +4,338+2.3% | Added |
| Bessemer Group Inc | 194,840 | $93.7M | 0.20% | +158,985+443.4% | Added |
| Bank of New York Mellon Corp | 216,001 | $103.9M | 0.02% | −6,841−3.1% | Reduced |
| First Republic Investment Management, Inc. | 223,031 | $107.3M | 0.26% | +16,256+7.9% | Added |
| Conservest Capital Advisors, Inc. | 228,700 | $110.0M | 12.39% | −1,580−0.7% | Reduced |
| Resource Management, LLC | 268,997 | $129.4M | 14.77% | +1,075+0.4% | Added |
| Arvest Bank Trust Division | 301,385 | $144.9M | 8.13% | −6,900−2.2% | Reduced |
| Raymond James & Associates | 355,950 | $171.2M | 0.15% | −151,648−29.9% | Reduced |
| BNP Paribas Arbitrage, SA | 366,139 | $176.1M | 0.42% | +52,688+16.8% | Added |
| Bank of Montreal | 428,384 | $210.0M | 0.10% | −25,573−5.6% | Reduced |
| Citigroup Inc | 495,841 | $238.4M | 0.24% | +79,747+19.2% | Added |
| Royal Bank of Canada | 518,311 | $249.2M | 0.07% | +114,871+28.5% | Added |
| Goldman Sachs Group Inc | 547,841 | $263.4M | 0.07% | −46,314−7.8% | Reduced |
| The PNC Financial Services Group, Inc. | 984,939 | $473.6M | 0.44% | −1,383−0.1% | Reduced |
| Veritable, L.P. | 1,025,849 | $493.3M | 7.95% | −5,712−0.6% | Reduced |
| UBS Group AG | 1,028,601 | $494.6M | 0.21% | +305,974+42.3% | Added |
| Morgan Stanley | 1,081,441 | $520.0M | 0.07% | +102,335+10.5% | Added |
| US Bancorp | 1,186,201 | $570.4M | 1.07% | −18,369−1.5% | Reduced |
| Northern Trust Corp | 1,282,930 | $616.9M | 0.11% | +67,953+5.6% | Added |
| Wells Fargo & Company | 1,673,862 | $804.9M | 0.18% | −126,731−7.0% | Reduced |
| Bank of America Corp | 2,232,385 | $1.07B | 0.12% | +13,670+0.6% | Added |
| Westside Investment Management, Inc. | 450 | – | – | 00.0% | Unchanged |
| Viridian Ria, LLC | 0 | $0 | 0.00% | 0 | Sold out |
| Mizuho Securities USA LLC | 0 | $0 | 0.00% | −34,100−100.0% | Sold out |
| Johnson Midwest Financial, LLC | 0 | $0 | 0.00% | −32,078−100.0% | Sold out |
| Camarda Financial Advisors, LLC | 0 | $0 | 0.00% | −18,752−100.0% | Sold out |
| Flow Traders U.S. LLC | 0 | $0 | 0.00% | −14,142−100.0% | Sold out |
| Veracity Capital LLC | 0 | $0 | 0.00% | −13,670−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −13,400−100.0% | Sold out |
| Redhawk Wealth Advisors, Inc. | 0 | $0 | 0.00% | −12,518−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −11,924−100.0% | Sold out |
| Capital Advantage, Inc. | 0 | $0 | 0.00% | −10,175−100.0% | Sold out |
| Empowered Funds, LLC | 0 | $0 | 0.00% | −8,700−100.0% | Sold out |
| CFS Investment Advisory Services, LLC | 0 | $0 | 0.00% | −5,401−100.0% | Sold out |
| Capital Bank & Trust Co | 0 | $0 | 0.00% | −5,184−100.0% | Sold out |
| Twin Tree Management, LP | 0 | $0 | 0.00% | −4,593−100.0% | Sold out |
| Wealthstar Advisors, LLC | 0 | $0 | 0.00% | −4,370−100.0% | Sold out |
| Bank Hapoalim BM | 0 | $0 | 0.00% | −6,156−100.0% | Sold out |
| Old Mission Capital LLC | 0 | $0 | 0.00% | −3,395−100.0% | Sold out |
| Granite Investment Advisors, LLC | 0 | $0 | 0.00% | −2,542−100.0% | Sold out |
| Financial & Tax Architects, LLC | 0 | $0 | 0.00% | −2,112−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −1,945−100.0% | Sold out |
| Rothschild Investment Corp | 0 | $0 | 0.00% | −1,790−100.0% | Sold out |
| Hayden Royal, LLC | 0 | $0 | 0.00% | −1,712−100.0% | Sold out |
| Old North State Trust, LLC | 0 | $0 | 0.00% | −1,512−100.0% | Sold out |
| Claybrook Capital, LLC | 0 | $0 | 0.00% | −1,217−100.0% | Sold out |
| Sequoia Financial Advisors, LLC | 0 | $0 | 0.00% | −1,157−100.0% | Sold out |
| Fulcrum Equity Management | 0 | $0 | 0.00% | −1,136−100.0% | Sold out |
| Marcum Wealth, LLC | 0 | $0 | 0.00% | −934−100.0% | Sold out |
| Advisor Resource Council | 0 | $0 | 0.00% | −832−100.0% | Sold out |
| Bank of Stockton | 0 | $0 | 0.00% | −725−100.0% | Sold out |
| Sightline Wealth Advisors, LLC | 0 | $0 | 0.00% | −572−100.0% | Sold out |
| Lake Street Advisors Group, LLC | 0 | $0 | 0.00% | −538−100.0% | Sold out |
| Financial Services Advisory Inc | 0 | $0 | 0.00% | −534−100.0% | Sold out |
| J. W. Coons Advisors, LLC | 0 | $0 | 0.00% | −526−100.0% | Sold out |
| Walled Lake Planning & Wealth Management, LLC | 0 | $0 | 0.00% | −513−100.0% | Sold out |
| Orion Portfolio Solutions, LLC | 0 | $0 | 0.00% | −508−100.0% | Sold out |
| Foster Dykema Cabot & Co Inc | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Ellsworth Advisors, LLC | 0 | $0 | 0.00% | −459−100.0% | Sold out |
| Summit X, LLC | 0 | $0 | 0.00% | −446−100.0% | Sold out |
| Andesa Financial Management Inc. | 0 | $0 | 0.00% | −423−100.0% | Sold out |
| Burney Co | 0 | $0 | 0.00% | −415−100.0% | Sold out |
| Financial Insights, Inc. | 0 | $0 | 0.00% | −414−100.0% | Sold out |
| Harbour Investment Management LLC | 0 | $0 | 0.00% | −414−100.0% | Sold out |
| Dynamic Advisor Solutions LLC | 0 | $0 | 0.00% | −411−100.0% | Sold out |
| Bar Harbor Trust Services | 0 | $0 | 0.00% | −409−100.0% | Sold out |
| Vision Capital Management, Inc. | 0 | $0 | 0.00% | −410−100.0% | Sold out |
| Epiq Partners, LLC | 0 | $0 | 0.00% | −410−100.0% | Sold out |
| WealthShield Partners, LLC | 0 | $0 | 0.00% | −345−100.0% | Sold out |
| Parisi Gray Wealth Management | 0 | $0 | 0.00% | −288−100.0% | Sold out |
| Strategic Blueprint, LLC | 0 | $0 | 0.00% | −48−100.0% | Sold out |
| Red Door Wealth Management, LLC | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| Creative Financial Designs Inc | 0 | $0 | 0.00% | −30−100.0% | Sold out |
| Sound Income Strategies, LLC | 0 | $0 | 0.00% | −22−100.0% | Sold out |
| Tucker Asset Management LLC | 0 | $0 | 0.00% | −11−100.0% | Sold out |
| Perennial Advisors, LLC | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| First Command Advisory Services, Inc. | 0 | $0 | 0.00% | −25−100.0% | Sold out |
| FundX Investment Group, LLC | 0 | $0 | 0.00% | −448−100.0% | Sold out |
| Aperimus Capital, LLC | – | – | – | – | Not filed |
| Pinnacle Wealth Advisors | – | – | – | – | Not filed |
| Allegiant Private Advisors, LLC | – | – | – | – | Not filed |
| Badgley Phelps & Bell Inc | – | – | – | – | Not filed |
| Novak Financial Planning, LLC | – | – | – | – | Not filed |
| CWM, LLC | – | – | – | – | Not filed |
| Hoover Financial Advisors, Inc. | – | – | – | – | Not filed |
| Strategic Wealth Management Group, LLC | – | – | – | – | Not filed |
| Western Wealth Management, LLC | – | – | – | – | Not filed |
| San Francisco Sentry Investment Group (Ca) | – | – | – | – | Not filed |
| 20/20 Capital Management, Inc. | – | – | – | – | Not filed |
| Bel Air Investment Advisors LLC | – | – | – | – | Not filed |
| Pratt Collard Advisory Partners LLC | – | – | – | – | Not filed |
| First Horizon Corp | – | – | – | – | Not filed |
| Horan Securities, Inc. | – | – | – | – | Not filed |
| FormulaFolio Investments, LLC | – | – | – | – | Not filed |
| Castleview Partners, LLC | – | – | – | – | Not filed |
| Elmwood Wealth Management, Inc. | – | – | – | – | Not filed |