LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q4 2023
Institutional positions in LPL Financial Holdings Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 621
- +26 vs. Q3 2023
- Shares held
- 71.1M
- −753.1K (−1.0%) vs. Q3 2023
- Total value
- $16.2B
- −$907.0M (−5.3%) vs. Q3 2023
- New holders
- 98
- 174 more added
- Sold out
- 72
- 260 more reduced
6 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Eagle Rock Investment Company, LLC | 15,310 | $3.48M | 0.71% | −90−0.6% | Reduced |
| EFG Asset Management (North America) Corp. | 15,304 | $3.48M | 0.66% | −6,667−30.3% | Reduced |
| Principal Financial Group Inc | 15,120 | $3.44M | 0.00% | −1,004−6.2% | Reduced |
| Mawer Investment Management Ltd. | 14,827 | $3.37M | 0.02% | +14,827 | New |
| Mariner, LLC | 14,723 | $3.35M | 0.01% | +6,851+87.0% | Added |
| Walleye Capital LLC | 14,687 | $3.34M | 0.05% | +14,687 | New |
| James Investment Research Inc | 14,650 | $3.33M | 0.42% | −5,265−26.4% | Reduced |
| Segment Wealth Management, LLC | 14,543 | $3.31M | 0.29% | −16,294−52.8% | Reduced |
| Swedbank AB | 14,158 | $3.22M | 0.01% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 14,091 | $3.21M | 0.02% | +3,339+31.1% | Added |
| Vident Advisory, LLC | 13,990 | $3.18M | 0.08% | +1,724+14.1% | Added |
| TD Private Client Wealth LLC | 13,183 | $3.00M | 0.11% | −480−3.5% | Reduced |
| Utah Retirement Systems | 13,117 | $2.99M | 0.04% | −300−2.2% | Reduced |
| Thames Capital Management LLC | 12,662 | $2.88M | 1.48% | −10,845−46.1% | Reduced |
| Atria Investments LLC | 12,601 | $2.87M | 0.04% | +948+8.1% | Added |
| Compagnie Lombard Odier SCmA | 12,431 | $2.83M | 0.05% | +2,716+28.0% | Added |
| BlueMar Capital Management, LLC | 12,414 | $2.83M | 4.26% | −5,911−32.3% | Reduced |
| CIBC World Markets Inc. | 12,303 | $2.80M | 0.01% | +50+0.4% | Added |
| Annex Advisory Services, LLC | 12,211 | $2.78M | 0.12% | +12,211 | New |
| Crestline Management, LP | 12,037 | $2.74M | 0.25% | −23,577−66.2% | Reduced |
| Tredje AP-fonden | 11,800 | $2.69M | 0.03% | −1,023−8.0% | Reduced |
| Federated Hermes, Inc. | 11,670 | $2.66M | 0.01% | +5,264+82.2% | Added |
| Engineers Gate Manager LP | 11,587 | $2.64M | 0.08% | +8,370+260.2% | Added |
| Bridgeway Capital Management, LLC | 11,340 | $2.58M | 0.06% | 00.0% | Unchanged |
| Quantitative Investment Management, LLC | 11,071 | $2.52M | 0.14% | +11,071 | New |
| Symphony Financial, Ltd. Co. | 10,752 | $2.51M | 0.54% | −800−6.9% | Reduced |
| EFG Asset Management (Americas) Corp. | 10,847 | $2.47M | 0.53% | −1,270−10.5% | Reduced |
| Investment Management Corp of Ontario | 10,822 | $2.46M | 0.06% | −6,481−37.5% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 10,676 | $2.43M | 0.00% | −118−1.1% | Reduced |
| Seven Eight Capital, LP | 10,573 | $2.41M | 0.28% | +10,573 | New |
| CIBC Asset Management Inc | 10,510 | $2.39M | 0.01% | −2,310−18.0% | Reduced |
| Quantinno Capital Management LP | 10,477 | $2.38M | 0.08% | −316−2.9% | Reduced |
| Prudential Financial Inc | 10,449 | $2.38M | 0.00% | −145,192−93.3% | Reduced |
| Mackenzie Financial Corp | 10,414 | $2.37M | 0.00% | +815+8.5% | Added |
| Silvant Capital Management LLC | 10,224 | $2.33M | 0.13% | 00.0% | Unchanged |
| Strategic Global Advisors, LLC | 10,200 | $2.32M | 0.53% | −7,068−40.9% | Reduced |
| Xponance, Inc. | 10,116 | $2.30M | 0.03% | −1,023−9.2% | Reduced |
| Retirement Capital Strategies | 10,111 | $2.30M | 1.00% | 00.0% | Unchanged |
| Public Sector Pension Investment Board | 10,106 | $2.30M | 0.02% | +452+4.7% | Added |
| Amalgamated Bank | 10,047 | $2.29M | 0.02% | −410−3.9% | Reduced |
| Twin Tree Management, LP | 10,014 | $2.28M | 0.04% | +10,014 | New |
| KBC Group NV | 9,869 | $2.25M | 0.01% | −1,293−11.6% | Reduced |
| Toronto Dominion Bank | 9,817 | $2.23M | 0.00% | −5,002−33.8% | Reduced |
| CIBC Private Wealth Group, LLC | 9,724 | $2.21M | 0.00% | +3,046+45.6% | Added |
| Point72 Middle East FZE | 9,634 | $2.19M | 0.15% | +9,634 | New |
| Banco BTG Pactual S.A. | 9,400 | $2.15M | 0.49% | +9,400 | New |
| Knights of Columbus Asset Advisors LLC | 9,418 | $2.14M | 0.14% | +126+1.4% | Added |
| Caldwell Trust Co | 9,408 | $2.14M | 0.27% | −233−2.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 9,219 | $2.10M | 0.00% | +3,691+66.8% | Added |
| Beacon Investment Advisors LLC | 9,119 | $2.08M | 1.33% | +40.0% | Added |
| CWM Advisors, LLC | 9,003 | $2.05M | 0.23% | +395+4.6% | Added |
| Laurion Capital Management LP | 8,887 | $2.02M | 0.07% | 00.0% | Unchanged |
| HST Ventures, LLC | 8,839 | $2.01M | 0.71% | −10,380−54.0% | Reduced |
| Public Employees Retirement Association of Colorado | 8,749 | $1.99M | 0.01% | −369−4.0% | Reduced |
| British Columbia Investment Management Corp | 8,715 | $1.98M | 0.02% | +1,651+23.4% | Added |
| Nissay Asset Management Corp | 8,671 | $1.97M | 0.02% | +156+1.8% | Added |
| Flynn Zito Capital Management, LLC | 8,634 | $1.97M | 1.33% | 00.0% | Unchanged |
| Park Avenue Securities LLC | 8,591 | $1.96M | 0.03% | −1,273−12.9% | Reduced |
| Monument Capital Management | 8,565 | $1.95M | 0.63% | +8,565 | New |
| Allianz Asset Management GmbH | 8,396 | $1.91M | 0.00% | −1,475−14.9% | Reduced |
| Dana Investment Advisors, Inc. | 8,387 | $1.91M | 0.09% | −241−2.8% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 8,362 | $1.90M | 0.01% | +74+0.9% | Added |
| Advisory Services Network, LLC | 8,360 | $1.90M | 0.05% | +190+2.3% | Added |
| Kames Capital plc | 8,307 | $1.89M | 0.03% | +8,307 | New |
| Sumitomo Life Insurance Co | 8,174 | $1.86M | 0.06% | −235−2.8% | Reduced |
| Oliver Luxxe Assets LLC | 8,152 | $1.86M | 0.44% | +48+0.6% | Added |
| DekaBank Deutsche Girozentrale | 8,184 | $1.85M | 0.00% | −1,715−17.3% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 8,140 | $1.85M | 0.17% | +238+3.0% | Added |
| PDT Partners, LLC | 8,104 | $1.84M | 0.20% | −30.0% | Reduced |
| Daiwa Securities Group Inc. | 7,965 | $1.81M | 0.01% | −428−5.1% | Reduced |
| JustInvest LLC | 7,859 | $1.79M | 0.05% | −2,228−22.1% | Reduced |
| Cetera Advisor Networks LLC | 7,497 | $1.71M | 0.01% | −264−3.4% | Reduced |
| First Hawaiian Bank | 7,490 | $1.70M | 0.05% | −945−11.2% | Reduced |
| Anchor Investment Management, LLC | 7,146 | $1.63M | 0.19% | +3,892+119.6% | Added |
| Pitcairn Co | 6,952 | $1.58M | 0.12% | −557−7.4% | Reduced |
| FORA Capital, LLC | 6,916 | $1.57M | 0.14% | +6,916 | New |
| Prudential PLC | 6,828 | $1.55M | 0.02% | −2,002−22.7% | Reduced |
| Robeco Institutional Asset Management B.V. | 6,823 | $1.55M | 0.00% | −892−11.6% | Reduced |
| New York State Teachers Retirement System | 6,805 | $1.55M | 0.00% | −183−2.6% | Reduced |
| Neuberger Berman Group LLC | 6,793 | $1.55M | 0.00% | −723−9.6% | Reduced |
| Sterling Group Wealth Management, LLC | 6,734 | $1.53M | 1.19% | −118−1.7% | Reduced |
| HighTower Advisors, LLC | 6,621 | $1.51M | 0.00% | −90−1.3% | Reduced |
| Gulf International Bank (UK) Ltd | 6,350 | $1.45M | 0.04% | −1,007−13.7% | Reduced |
| Redwood Investment Management, LLC | 6,183 | $1.41M | 0.13% | −482−7.2% | Reduced |
| MAI Capital Management | 6,125 | $1.39M | 0.02% | −104−1.7% | Reduced |
| Sawtooth Solutions, LLC | 6,118 | $1.39M | 0.04% | −109−1.8% | Reduced |
| Aquila Investment Management LLC | 6,000 | $1.37M | 1.18% | −2,000−25.0% | Reduced |
| Degroof Petercam Asset Management | 6,000 | $1.37M | 0.02% | +6,000 | New |
| Kennedy Capital Management, Inc. | 5,986 | $1.36M | 0.03% | +586+10.9% | Added |
| Garrett Investment Advisors LLC | 5,980 | $1.36M | 0.19% | +5,980 | New |
| Maryland State Retirement & Pension System | 5,954 | $1.36M | 0.03% | 00.0% | Unchanged |
| Connectus Wealth, LLC | 5,934 | $1.35M | 0.03% | −122−2.0% | Reduced |
| Lecap Asset Management Ltd | 5,877 | $1.34M | 0.49% | +5,877 | New |
| Raymond James Trust N.A. | 5,762 | $1.31M | 0.03% | +100+1.8% | Added |
| Van Leeuwen & Company, LLC | 5,734 | $1.31M | 0.76% | −100−1.7% | Reduced |
| Yorktown Management & Research Co Inc | 5,690 | $1.30M | 1.35% | −2,300−28.8% | Reduced |
| Mercer Global Advisors Inc | 5,663 | $1.29M | 0.00% | +1,681+42.2% | Added |
| Integrated Investment Consultants, LLC | 5,661 | $1.29M | 0.41% | +1,199+26.9% | Added |
| Nordea Investment Management AB | 5,629 | $1.29M | 0.00% | +198+3.6% | Added |
| Eqis Capital Management, Inc. | 5,631 | $1.28M | 0.10% | −1,407−20.0% | Reduced |