Skip to main content

LPL Financial Holdings Inc.

LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
SEC CIK
0001397911

In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.

13F holders, Q4 2023

Institutional positions in LPL Financial Holdings Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
621
+26 vs. Q3 2023
Shares held
71.1M
−753.1K (−1.0%) vs. Q3 2023
Total value
$16.2B
−$907.0M (−5.3%) vs. Q3 2023
New holders
98
174 more added
Sold out
72
260 more reduced

6 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2023: 621 institutions
Q1 2021: 398 institutionsQ2 2021: 419 institutionsQ3 2021: 423 institutionsQ4 2021: 435 institutionsQ1 2022: 481 institutionsQ2 2022: 534 institutionsQ3 2022: 583 institutionsQ4 2022: 632 institutionsQ1 2023: 615 institutionsQ2 2023: 590 institutionsQ3 2023: 601 institutionsQ4 2023: 621 institutionsQ1 2024: 650 institutionsQ2 2024: 677 institutionsQ3 2024: 646 institutionsQ4 2024: 725 institutionsQ1 2025: 788 institutionsQ2 2025: 802 institutionsQ3 2025: 759 institutionsQ4 2025: 826 institutionsQ1 2026: 769 institutionsQ2 2026: 768 institutions
Value heldQ4 2023: $16.2B
Q1 2021: $11.0BQ2 2021: $10.3BQ3 2021: $12.1BQ4 2021: $12.3BQ1 2022: $14.3BQ2 2022: $15.1BQ3 2022: $17.2BQ4 2022: $16.5BQ1 2023: $15.1BQ2 2023: $15.6BQ3 2023: $17.1BQ4 2023: $16.2BQ1 2024: $19.2BQ2 2024: $20.1BQ3 2024: $16.8BQ4 2024: $23.3BQ1 2025: $25.5BQ2 2025: $29.8BQ3 2025: $26.1BQ4 2025: $29.0BQ1 2026: $24.8BQ2 2026: $23.3B
Institutions holding LPLA and their total value by quarter
QuarterHoldersValue
Q2 2026768$23.3B
Q1 2026769$24.8B
Q4 2025826$29.0B
Q3 2025759$26.1B
Q2 2025802$29.8B
Q1 2025788$25.5B
Q4 2024725$23.3B
Q3 2024646$16.8B
Q2 2024677$20.1B
Q1 2024650$19.2B
Q4 2023621$16.2B
Q3 2023601$17.1B
Q2 2023590$15.6B
Q1 2023615$15.1B
Q4 2022632$16.5B
Q3 2022583$17.2B
Q2 2022534$15.1B
Q1 2022481$14.3B
Q4 2021435$12.3B
Q3 2021423$12.1B
Q2 2021419$10.3B
Q1 2021398$11.0B

Institutions, Q4 2023

Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q3 2023.

Institutions holding LPLA in Q4 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Eminence Capital, LP799,757$182.0M3.55%+101,159+14.5%Added
TD Asset Management Inc828,369$188.6M0.19%+613,792+286.0%Added
Norges Bank880,842$200.5M0.04%−11,772−1.3%Reduced
JPMorgan Chase & Co910,261$207.2M0.02%−289,316−24.1%Reduced
Bank of New York Mellon Corp946,859$215.5M0.04%−152,749−13.9%Reduced
D. E. Shaw & Co., Inc.998,839$227.4M0.33%+167,705+20.2%Added
Boston Partners1,026,721$233.7M0.31%+181,594+21.5%Added
Samlyn Capital, LLC1,194,721$271.9M5.91%−185,068−13.4%Reduced
Millennium Management LLC1,199,445$273.0M0.26%+899,989+300.5%Added
Geode Capital Management, LLC1,351,666$307.2M0.03%+21,133+1.6%Added
Clarkston Capital Partners, LLC1,353,878$308.2M5.71%−137,120−9.2%Reduced
WCM Investment Management, LLC1,696,094$387.5M1.07%−760,933−31.0%Reduced
State Street Corp1,767,737$402.4M0.02%+29,286+1.7%Added
Lone Pine Capital LLCSuperinvestorLone Pine Capital1,840,114$418.8M3.62%00.0%Unchanged
Kayne Anderson Rudnick Investment Management LLC2,193,821$499.4M1.25%+48,041+2.2%Added
Capital Research Global Investors2,208,188$502.6M0.12%−125,888−5.4%Reduced
Price T Rowe Associates Inc2,456,051$559.0M0.08%−169,458−6.5%Reduced
FMR LLC2,799,190$637.2M0.05%+526,259+23.2%Added
Janus Henderson Group PLC2,843,632$647.3M0.39%−235,136−7.6%Reduced
BlackRock Inc.5,961,459$1.36B0.03%−382,802−6.0%Reduced
Vanguard Group Inc7,141,049$1.63B0.04%+48,439+0.7%Added
Holocene Advisors, LP0$00.00%−436,086−100.0%Sold out
Marshall Wace, LLP0$00.00%−156,127−100.0%Sold out
Soros Fund Management LLCSuperinvestorSoros Fund Management0$00.00%−134,495−100.0%Sold out
Alyeska Investment Group, L.P.0$00.00%−112,055−100.0%Sold out
Hudson Bay Capital Management LP0$00.00%−50,000−100.0%Sold out
Driehaus Capital Management LLC0$00.00%−43,435−100.0%Sold out
Phase 2 Partners, LLC0$00.00%−37,142−100.0%Sold out
Rivermont Capital Management LP0$00.00%−36,661−100.0%Sold out
Advantage Alpha Capital Partners LP0$00.00%−35,553−100.0%Sold out
Cinctive Capital Management LP0$00.00%−22,589−100.0%Sold out
HRT Financial LP0$00.00%−18,435−100.0%Sold out
Banco Bilbao Vizcaya Argentaria, S.A.0$00.00%−16,273−100.0%Sold out
ExodusPoint Capital Management, LP0$00.00%−15,984−100.0%Sold out
Dark Forest Capital Management LP0$00.00%−15,625−100.0%Sold out
WBI Investments0$00.00%−13,567−100.0%Sold out
Tocqueville Asset Management L.P.0$00.00%−12,048−100.0%Sold out
Duality Advisers, LP0$00.00%−8,523−100.0%Sold out
Blackhawk Capital Partners LLC.0$00.00%−8,375−100.0%Sold out
Redhawk Wealth Advisors, Inc.0$00.00%−7,322−100.0%Sold out
Nicholas Investment Partners, LP0$00.00%−6,039−100.0%Sold out
La Banque Postale Asset Management SA0$00.00%−5,441−100.0%Sold out
Estate Counselors, LLC0$00.00%−5,310−100.0%Sold out
Banque Pictet & Cie SA0$00.00%−4,588−100.0%Sold out
Paragon Advisors, LLC0$00.00%−4,370−100.0%Sold out
SkyView Investment Advisors, LLC0$00.00%−4,227−100.0%Sold out
Nomura Holdings Inc0$00.00%−4,166−100.0%Sold out
Baird Financial Group, Inc.0$00.00%−3,459−100.0%Sold out
Magnetar Financial LLC0$00.00%−3,426−100.0%Sold out
Vetamer Capital Management, L.P.0$00.00%−3,337−100.0%Sold out
ACT Advisors, LLC.0$00.00%−2,900−100.0%Sold out
Inceptionr LLC0$00.00%−2,719−100.0%Sold out
Genus Capital Management Inc.0$00.00%−2,500−100.0%Sold out
Los Angeles Capital Management LLC0$00.00%−2,351−100.0%Sold out
Dynamic Technology Lab Private Ltd0$00.00%−2,156−100.0%Sold out
Neo Ivy Capital Management0$00.00%−2,016−100.0%Sold out
Gladstone Institutional Advisory LLC0$00.00%−1,716−100.0%Sold out
Legacy Financial Group LLC0$00.00%−1,366−100.0%Sold out
Edgestream Partners, L.P.0$00.00%−1,355−100.0%Sold out
Virtu Financial LLC0$00.00%−1,310−100.0%Sold out
Foster & Motley Inc0$00.00%−1,229−100.0%Sold out
Thoroughbred Financial Services, LLC0$00.00%−1,206−100.0%Sold out
Fund Management at Engine No. 1 LLC0$00.00%−1,090−100.0%Sold out
Frontier Capital Management Co LLC0$00.00%−1,074−100.0%Sold out
Mount Yale Investment Advisors, LLC0$00.00%−981−100.0%Sold out
Prospera Financial Services Inc0$00.00%−937−100.0%Sold out
Diversified Trust Co0$00.00%−925−100.0%Sold out
Hutchens & Kramer Investment Management Group, LLC0$00.00%−913−100.0%Sold out
Perigon Wealth Management, LLC0$00.00%−909−100.0%Sold out
Cigna Investments Inc0$00.00%−868−100.0%Sold out
Lighthouse Investment Partners, LLC0$00.00%−864−100.0%Sold out
Foundry Partners, LLC0$00.00%−848−100.0%Sold out
Drive Wealth Management, LLC0$00.00%−847−100.0%Sold out
Jefferies Financial Group Inc.0$00.00%−455−100.0%Sold out
CWS Financial Advisors, LLC0$00.00%−282−100.0%Sold out
Harvest Fund Management Co., Ltd0$00.00%−272−100.0%Sold out
State of Wyoming0$00.00%−263−100.0%Sold out
Cary Street Partner Investment Advisory LLC0$00.00%−261−100.0%Sold out
Flaharty Asset Management, LLC0$00.00%−128−100.0%Sold out
Riverview Trust Co0$00.00%−113−100.0%Sold out
Quarry LP0$00.00%−106−100.0%Sold out
Hollencrest Capital Management0$00.00%−103−100.0%Sold out
Carmel Capital Partners, LLC0$00.00%−58−100.0%Sold out
Trust Co of Vermont0$00.00%−54−100.0%Sold out
Whittier Trust Co0$00.00%−47−100.0%Sold out
Perkins Coie Trust Co0$00.00%−42−100.0%Sold out
Loomis Sayles & Co L P0$00.00%−36−100.0%Sold out
Baker Avenue Asset Management, LP0$00.00%−33−100.0%Sold out
FinTrust Capital Advisors, LLC0$00.00%−31−100.0%Sold out
Earnest Partners LLC0$00.00%−29−100.0%Sold out
Thomas J. Herzfeld Advisors, Inc.0$00.00%−24−100.0%Sold out
Cambridge Trust Co0$00.00%−21−100.0%Sold out
ClariVest Asset Management LLC0$00.00%−4−100.0%Sold out
Pathstone Family Office, LLC––––Not filed
First Republic Investment Management, Inc.––––Not filed
Advisor Partners II, LLC––––Not filed
KB Financial Partners, LLC––––Not filed
Colony Group LLC––––Not filed
Steward Financial Group LLC––––Not filed