LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q4 2023
Institutional positions in LPL Financial Holdings Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 621
- +26 vs. Q3 2023
- Shares held
- 71.1M
- −753.1K (−1.0%) vs. Q3 2023
- Total value
- $16.2B
- −$907.0M (−5.3%) vs. Q3 2023
- New holders
- 98
- 174 more added
- Sold out
- 72
- 260 more reduced
6 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tredje AP-fonden | 11,800 | $2.69M | 0.03% | −1,023−8.0% | Reduced |
| Crestline Management, LP | 12,037 | $2.74M | 0.25% | −23,577−66.2% | Reduced |
| Annex Advisory Services, LLC | 12,211 | $2.78M | 0.12% | +12,211 | New |
| CIBC World Markets Inc. | 12,303 | $2.80M | 0.01% | +50+0.4% | Added |
| BlueMar Capital Management, LLC | 12,414 | $2.83M | 4.26% | −5,911−32.3% | Reduced |
| Compagnie Lombard Odier SCmA | 12,431 | $2.83M | 0.05% | +2,716+28.0% | Added |
| Atria Investments LLC | 12,601 | $2.87M | 0.04% | +948+8.1% | Added |
| Thames Capital Management LLC | 12,662 | $2.88M | 1.48% | −10,845−46.1% | Reduced |
| Utah Retirement Systems | 13,117 | $2.99M | 0.04% | −300−2.2% | Reduced |
| TD Private Client Wealth LLC | 13,183 | $3.00M | 0.11% | −480−3.5% | Reduced |
| Vident Advisory, LLC | 13,990 | $3.18M | 0.08% | +1,724+14.1% | Added |
| Nisa Investment Advisors, LLC | 14,091 | $3.21M | 0.02% | +3,339+31.1% | Added |
| Swedbank AB | 14,158 | $3.22M | 0.01% | 00.0% | Unchanged |
| Segment Wealth Management, LLC | 14,543 | $3.31M | 0.29% | −16,294−52.8% | Reduced |
| James Investment Research Inc | 14,650 | $3.33M | 0.42% | −5,265−26.4% | Reduced |
| Walleye Capital LLC | 14,687 | $3.34M | 0.05% | +14,687 | New |
| Mariner, LLC | 14,723 | $3.35M | 0.01% | +6,851+87.0% | Added |
| Mawer Investment Management Ltd. | 14,827 | $3.37M | 0.02% | +14,827 | New |
| Principal Financial Group Inc | 15,120 | $3.44M | 0.00% | −1,004−6.2% | Reduced |
| EFG Asset Management (North America) Corp. | 15,304 | $3.48M | 0.66% | −6,667−30.3% | Reduced |
| Eagle Rock Investment Company, LLC | 15,310 | $3.48M | 0.71% | −90−0.6% | Reduced |
| Northwest Financial Advisors | 15,380 | $3.50M | 2.97% | +15,380 | New |
| Skandinaviska Enskilda Banken AB (publ) | 15,477 | $3.52M | 0.02% | −200−1.3% | Reduced |
| Envestnet Portfolio Solutions, Inc. | 15,619 | $3.56M | 0.01% | −3,704−19.2% | Reduced |
| Cornerstone Wealth Management, LLC | 15,662 | $3.57M | 0.31% | −1,015−6.1% | Reduced |
| IFM Investors Pty Ltd | 15,844 | $3.61M | 0.04% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 16,091 | $3.66M | 0.05% | −2,863−15.1% | Reduced |
| Bank of Nova Scotia | 16,209 | $3.69M | 0.01% | +4,391+37.2% | Added |
| Handelsbanken Fonder AB | 16,281 | $3.71M | 0.02% | +2,200+15.6% | Added |
| Snowden Capital Advisors LLC | 16,387 | $3.73M | 0.14% | −3,024−15.6% | Reduced |
| Vestmark Advisory Solutions, Inc. | 17,212 | $3.92M | 0.20% | +514+3.1% | Added |
| Putnam Investments LLC | 17,228 | $3.92M | 0.01% | +17,228 | New |
| Captrust Financial Advisors | 17,740 | $4.04M | 0.01% | −55−0.3% | Reduced |
| Illinois Municipal Retirement Fund | 17,742 | $4.04M | 0.07% | 00.0% | Unchanged |
| Buckingham Strategic Partners | 17,865 | $4.07M | 0.20% | +30+0.2% | Added |
| Gradient Investments LLC | 18,424 | $4.19M | 0.10% | −338−1.8% | Reduced |
| MML Investors Services, LLC | 18,556 | $4.22M | 0.02% | −3,280−15.0% | Reduced |
| Susquehanna Portfolio Strategies, LLC | 18,815 | $4.28M | 0.08% | +18,815 | New |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 19,400 | $4.42M | 0.06% | −3,500−15.3% | Reduced |
| Shepherd Financial Partners LLC | 20,197 | $4.60M | 0.65% | +20,197 | New |
| Phoenix Holdings Ltd. | 18,190 | $4.66M | 0.08% | −8,396−31.6% | Reduced |
| Jane Street Group, LLC | 20,527 | $4.67M | 0.01% | −43,777−68.1% | Reduced |
| Van Eck Associates Corp | 20,620 | $4.69M | 0.01% | +2,946+16.7% | Added |
| Tobam | 20,734 | $4.72M | 0.41% | +138+0.7% | Added |
| Arizona State Retirement System | 20,801 | $4.73M | 0.04% | −389−1.8% | Reduced |
| Winthrop Advisory Group LLC | 20,933 | $4.76M | 0.74% | +70.0% | Added |
| US Bancorp | 21,082 | $4.80M | 0.01% | −3,320−13.6% | Reduced |
| Bullseye Asset Management LLC | 22,527 | $5.13M | 2.45% | 00.0% | Unchanged |
| National Bank of Canada | 22,956 | $5.30M | 0.01% | −30,238−56.8% | Reduced |
| Blair William & Co | 23,455 | $5.34M | 0.02% | −1,202−4.9% | Reduced |
| Gerber Kawasaki Wealth & Investment Management | 23,705 | $5.40M | 0.32% | +6,082+34.5% | Added |
| Macquarie Group Ltd | 23,766 | $5.41M | 0.01% | +1,156+5.1% | Added |
| Assenagon Asset Management S.A. | 24,134 | $5.49M | 0.02% | −53,318−68.8% | Reduced |
| Winmill & Co. Inc | 24,660 | $5.61M | 1.80% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 26,015 | $5.92M | 0.05% | +101+0.4% | Added |
| Caisse de Depot Et Placement du Quebec | 26,181 | $5.96M | 0.02% | +24,904+1,950.2% | Added |
| Schonfeld Strategic Advisors LLC | 27,437 | $6.25M | 0.05% | +23,961+689.3% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 28,012 | $6.38M | 0.02% | −767−2.7% | Reduced |
| KWB Wealth | 28,454 | $6.48M | 0.93% | +466+1.7% | Added |
| Natixis Advisors, L.P. | 28,843 | $6.57M | 0.02% | −16,090−35.8% | Reduced |
| Formuepleje A/S | 29,257 | $6.66M | 0.47% | −605−2.0% | Reduced |
| DnB Asset Management AS | 29,271 | $6.66M | 0.03% | +15,592+114.0% | Added |
| Interval Partners, LP | 29,524 | $6.72M | 0.29% | −55,659−65.3% | Reduced |
| Andra AP-fonden | 29,700 | $6.76M | 0.36% | +10,800+57.1% | Added |
| Capital Fund Management S.A. | 29,782 | $6.78M | 0.09% | −30,758−50.8% | Reduced |
| Intech Investment Management LLC | 30,147 | $6.86M | 0.10% | −2,641−8.1% | Reduced |
| Susquehanna International Group, LLP | 30,555 | $6.95M | 0.01% | −20,372−40.0% | Reduced |
| Nomura Asset Management Co Ltd | 30,560 | $6.96M | 0.03% | +834+2.8% | Added |
| Point72 Europe (London) LLP | 31,332 | $7.13M | 0.89% | +10,756+52.3% | Added |
| Parnassus Investments | 31,644 | $7.20M | 0.02% | 00.0% | Unchanged |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 32,235 | $7.34M | 0.02% | −1,388−4.1% | Reduced |
| Prana Capital Management, LP | 34,852 | $7.93M | 0.47% | +34,852 | New |
| Asset Management One Co.,Ltd. | 34,863 | $7.96M | 0.03% | +4,686+15.5% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 34,230 | $7.97M | 0.01% | +33+0.1% | Added |
| Janney Montgomery Scott LLC | 35,692 | $8.12M | 0.03% | +349+1.0% | Added |
| Advisor Group Holdings, Inc. | 36,664 | $8.35M | 0.01% | −21,799−37.3% | Reduced |
| Mn Services Vermogensbeheer B.V. | 37,300 | $8.49M | 0.08% | −100−0.3% | Reduced |
| BNP Paribas Arbitrage, SA | 38,076 | $8.67M | 0.02% | +26,406+226.3% | Added |
| Storebrand Asset Management AS | 38,078 | $8.67M | 0.03% | −7,605−16.6% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 38,353 | $8.73M | 0.11% | −4,516−10.5% | Reduced |
| Pictet Asset Management Holding SA | 38,474 | $8.76M | 0.01% | −677−1.7% | Reduced |
| Public Employees Retirement System of Ohio | 38,508 | $8.77M | 0.04% | −3,393−8.1% | Reduced |
| State of Wisconsin Investment Board | 39,060 | $8.89M | 0.03% | −2,265−5.5% | Reduced |
| Brant Point Investment Management LLC | 39,254 | $8.93M | 2.14% | +1,801+4.8% | Added |
| Pathstone Holdings, LLC | 40,570 | $9.23M | 0.05% | +40,570 | New |
| Forsta Ap-Fonden | 40,700 | $9.26M | 0.09% | −3,400−7.7% | Reduced |
| Venturi Wealth Management, LLC | 42,414 | $9.65M | 0.68% | +183+0.4% | Added |
| Bridgewater Associates, LP | 42,799 | $9.74M | 0.05% | +10,105+30.9% | Added |
| Northwestern Mutual Wealth Management Co | 43,532 | $9.91M | 0.01% | +864+2.0% | Added |
| LMR Partners LLP | 43,772 | $9.96M | 0.25% | −29,035−39.9% | Reduced |
| Great West Life Assurance Co | 44,212 | $10.0M | 0.02% | −4,262−8.8% | Reduced |
| State of New Jersey Common Pension Fund D | 44,183 | $10.1M | 0.03% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 44,400 | $10.1M | 0.26% | +44,400 | New |
| Logan Capital Management Inc | 45,087 | $10.3M | 0.48% | −731−1.6% | Reduced |
| Icon Advisers Inc | 45,632 | $10.4M | 2.38% | 00.0% | Unchanged |
| Foster Victor Wealth Advisors, LLC | 44,244 | $10.5M | 1.08% | +1,833+4.3% | Added |
| Ensign Peak Advisors, Inc | 49,040 | $11.2M | 0.02% | −10,405−17.5% | Reduced |
| Royal London Asset Management Ltd | 50,360 | $11.5M | 0.03% | −2,371−4.5% | Reduced |
| UBS Group AG | 52,625 | $12.0M | 0.00% | −65,270−55.4% | Reduced |
| Treasurer of the State of North Carolina | 52,782 | $12.0M | 0.06% | −1,696−3.1% | Reduced |