LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q4 2023
Institutional positions in LPL Financial Holdings Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 621
- +26 vs. Q3 2023
- Shares held
- 71.1M
- −753.1K (−1.0%) vs. Q3 2023
- Total value
- $16.2B
- −$907.0M (−5.3%) vs. Q3 2023
- New holders
- 98
- 174 more added
- Sold out
- 72
- 260 more reduced
6 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Banque Cantonale Vaudoise | 4,642 | $1.06M | 0.05% | +1,690+57.2% | Added |
| Everpar Advisors LLC | 4,660 | $1.06M | 0.49% | +4,660 | New |
| Headlands Technologies LLC | 4,670 | $1.06M | 0.32% | +3,075+192.8% | Added |
| Two Sigma Investments, LP | 4,700 | $1.07M | 0.00% | +300+6.8% | Added |
| Point72 Hong Kong Ltd | 4,704 | $1.07M | 0.07% | +4,704 | New |
| Advisor OS, LLC | 4,730 | $1.08M | 0.14% | −252−5.1% | Reduced |
| Bleakley Financial Group, LLC | 4,776 | $1.09M | 0.03% | −27−0.6% | Reduced |
| Navellier & Associates Inc | 4,817 | $1.10M | 0.16% | +584+13.8% | Added |
| Cerity Partners LLC | 4,952 | $1.13M | 0.00% | +4,952 | New |
| Vestcor Inc | 4,962 | $1.13M | 0.04% | +1,140+29.8% | Added |
| Gateway Investment Advisers LLC | 4,995 | $1.14M | 0.01% | 00.0% | Unchanged |
| Natixis | 5,098 | $1.16M | 0.01% | +4,128+425.6% | Added |
| Brinker Capital Investments, LLC | 4,919 | $1.17M | 0.01% | +701+16.6% | Added |
| Orion Portfolio Solutions, LLC | 4,919 | $1.17M | 0.01% | +701+16.6% | Added |
| Candriam Luxembourg S.C.A. | 5,186 | $1.18M | 0.01% | −1,160−18.3% | Reduced |
| Cipher Capital LP | 5,316 | $1.21M | 0.39% | +623+13.3% | Added |
| Financial Advocates Investment Management | 5,393 | $1.23M | 0.08% | +93+1.8% | Added |
| QRG Capital Management, Inc. | 5,491 | $1.25M | 0.02% | +283+5.4% | Added |
| King Luther Capital Management Corp | 5,538 | $1.26M | 0.01% | +219+4.1% | Added |
| Foresight Global Investors, Inc. | 5,549 | $1.26M | 0.72% | −1,671−23.1% | Reduced |
| Kestra Advisory Services, LLC | 5,594 | $1.27M | 0.01% | +463+9.0% | Added |
| Eqis Capital Management, Inc. | 5,631 | $1.28M | 0.10% | −1,407−20.0% | Reduced |
| Nordea Investment Management AB | 5,629 | $1.29M | 0.00% | +198+3.6% | Added |
| Integrated Investment Consultants, LLC | 5,661 | $1.29M | 0.41% | +1,199+26.9% | Added |
| Mercer Global Advisors Inc | 5,663 | $1.29M | 0.00% | +1,681+42.2% | Added |
| Yorktown Management & Research Co Inc | 5,690 | $1.30M | 1.35% | −2,300−28.8% | Reduced |
| Van Leeuwen & Company, LLC | 5,734 | $1.31M | 0.76% | −100−1.7% | Reduced |
| Raymond James Trust N.A. | 5,762 | $1.31M | 0.03% | +100+1.8% | Added |
| Lecap Asset Management Ltd | 5,877 | $1.34M | 0.49% | +5,877 | New |
| Connectus Wealth, LLC | 5,934 | $1.35M | 0.03% | −122−2.0% | Reduced |
| Maryland State Retirement & Pension System | 5,954 | $1.36M | 0.03% | 00.0% | Unchanged |
| Garrett Investment Advisors LLC | 5,980 | $1.36M | 0.19% | +5,980 | New |
| Kennedy Capital Management, Inc. | 5,986 | $1.36M | 0.03% | +586+10.9% | Added |
| Aquila Investment Management LLC | 6,000 | $1.37M | 1.18% | −2,000−25.0% | Reduced |
| Degroof Petercam Asset Management | 6,000 | $1.37M | 0.02% | +6,000 | New |
| Sawtooth Solutions, LLC | 6,118 | $1.39M | 0.04% | −109−1.8% | Reduced |
| MAI Capital Management | 6,125 | $1.39M | 0.02% | −104−1.7% | Reduced |
| Redwood Investment Management, LLC | 6,183 | $1.41M | 0.13% | −482−7.2% | Reduced |
| Gulf International Bank (UK) Ltd | 6,350 | $1.45M | 0.04% | −1,007−13.7% | Reduced |
| HighTower Advisors, LLC | 6,621 | $1.51M | 0.00% | −90−1.3% | Reduced |
| Sterling Group Wealth Management, LLC | 6,734 | $1.53M | 1.19% | −118−1.7% | Reduced |
| Neuberger Berman Group LLC | 6,793 | $1.55M | 0.00% | −723−9.6% | Reduced |
| New York State Teachers Retirement System | 6,805 | $1.55M | 0.00% | −183−2.6% | Reduced |
| Robeco Institutional Asset Management B.V. | 6,823 | $1.55M | 0.00% | −892−11.6% | Reduced |
| Prudential PLC | 6,828 | $1.55M | 0.02% | −2,002−22.7% | Reduced |
| FORA Capital, LLC | 6,916 | $1.57M | 0.14% | +6,916 | New |
| Pitcairn Co | 6,952 | $1.58M | 0.12% | −557−7.4% | Reduced |
| Anchor Investment Management, LLC | 7,146 | $1.63M | 0.19% | +3,892+119.6% | Added |
| First Hawaiian Bank | 7,490 | $1.70M | 0.05% | −945−11.2% | Reduced |
| Cetera Advisor Networks LLC | 7,497 | $1.71M | 0.01% | −264−3.4% | Reduced |
| JustInvest LLC | 7,859 | $1.79M | 0.05% | −2,228−22.1% | Reduced |
| Daiwa Securities Group Inc. | 7,965 | $1.81M | 0.01% | −428−5.1% | Reduced |
| PDT Partners, LLC | 8,104 | $1.84M | 0.20% | −30.0% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 8,140 | $1.85M | 0.17% | +238+3.0% | Added |
| DekaBank Deutsche Girozentrale | 8,184 | $1.85M | 0.00% | −1,715−17.3% | Reduced |
| Oliver Luxxe Assets LLC | 8,152 | $1.86M | 0.44% | +48+0.6% | Added |
| Sumitomo Life Insurance Co | 8,174 | $1.86M | 0.06% | −235−2.8% | Reduced |
| Kames Capital plc | 8,307 | $1.89M | 0.03% | +8,307 | New |
| Advisory Services Network, LLC | 8,360 | $1.90M | 0.05% | +190+2.3% | Added |
| Wealth Enhancement Advisory Services, LLC | 8,362 | $1.90M | 0.01% | +74+0.9% | Added |
| Dana Investment Advisors, Inc. | 8,387 | $1.91M | 0.09% | −241−2.8% | Reduced |
| Allianz Asset Management GmbH | 8,396 | $1.91M | 0.00% | −1,475−14.9% | Reduced |
| Monument Capital Management | 8,565 | $1.95M | 0.63% | +8,565 | New |
| Park Avenue Securities LLC | 8,591 | $1.96M | 0.03% | −1,273−12.9% | Reduced |
| Flynn Zito Capital Management, LLC | 8,634 | $1.97M | 1.33% | 00.0% | Unchanged |
| Nissay Asset Management Corp | 8,671 | $1.97M | 0.02% | +156+1.8% | Added |
| British Columbia Investment Management Corp | 8,715 | $1.98M | 0.02% | +1,651+23.4% | Added |
| Public Employees Retirement Association of Colorado | 8,749 | $1.99M | 0.01% | −369−4.0% | Reduced |
| HST Ventures, LLC | 8,839 | $2.01M | 0.71% | −10,380−54.0% | Reduced |
| Laurion Capital Management LP | 8,887 | $2.02M | 0.07% | 00.0% | Unchanged |
| CWM Advisors, LLC | 9,003 | $2.05M | 0.23% | +395+4.6% | Added |
| Beacon Investment Advisors LLC | 9,119 | $2.08M | 1.33% | +40.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 9,219 | $2.10M | 0.00% | +3,691+66.8% | Added |
| Caldwell Trust Co | 9,408 | $2.14M | 0.27% | −233−2.4% | Reduced |
| Knights of Columbus Asset Advisors LLC | 9,418 | $2.14M | 0.14% | +126+1.4% | Added |
| Banco BTG Pactual S.A. | 9,400 | $2.15M | 0.49% | +9,400 | New |
| Point72 Middle East FZE | 9,634 | $2.19M | 0.15% | +9,634 | New |
| CIBC Private Wealth Group, LLC | 9,724 | $2.21M | 0.00% | +3,046+45.6% | Added |
| Toronto Dominion Bank | 9,817 | $2.23M | 0.00% | −5,002−33.8% | Reduced |
| KBC Group NV | 9,869 | $2.25M | 0.01% | −1,293−11.6% | Reduced |
| Twin Tree Management, LP | 10,014 | $2.28M | 0.04% | +10,014 | New |
| Amalgamated Bank | 10,047 | $2.29M | 0.02% | −410−3.9% | Reduced |
| Public Sector Pension Investment Board | 10,106 | $2.30M | 0.02% | +452+4.7% | Added |
| Retirement Capital Strategies | 10,111 | $2.30M | 1.00% | 00.0% | Unchanged |
| Xponance, Inc. | 10,116 | $2.30M | 0.03% | −1,023−9.2% | Reduced |
| Strategic Global Advisors, LLC | 10,200 | $2.32M | 0.53% | −7,068−40.9% | Reduced |
| Silvant Capital Management LLC | 10,224 | $2.33M | 0.13% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 10,414 | $2.37M | 0.00% | +815+8.5% | Added |
| Prudential Financial Inc | 10,449 | $2.38M | 0.00% | −145,192−93.3% | Reduced |
| Quantinno Capital Management LP | 10,477 | $2.38M | 0.08% | −316−2.9% | Reduced |
| CIBC Asset Management Inc | 10,510 | $2.39M | 0.01% | −2,310−18.0% | Reduced |
| Seven Eight Capital, LP | 10,573 | $2.41M | 0.28% | +10,573 | New |
| Mirae Asset Global Investments Co., Ltd. | 10,676 | $2.43M | 0.00% | −118−1.1% | Reduced |
| Investment Management Corp of Ontario | 10,822 | $2.46M | 0.06% | −6,481−37.5% | Reduced |
| EFG Asset Management (Americas) Corp. | 10,847 | $2.47M | 0.53% | −1,270−10.5% | Reduced |
| Symphony Financial, Ltd. Co. | 10,752 | $2.51M | 0.54% | −800−6.9% | Reduced |
| Quantitative Investment Management, LLC | 11,071 | $2.52M | 0.14% | +11,071 | New |
| Bridgeway Capital Management, LLC | 11,340 | $2.58M | 0.06% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 11,587 | $2.64M | 0.08% | +8,370+260.2% | Added |
| Federated Hermes, Inc. | 11,670 | $2.66M | 0.01% | +5,264+82.2% | Added |