LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q3 2023
Institutional positions in LPL Financial Holdings Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 601
- +18 vs. Q2 2023
- Shares held
- 71.9M
- −180.2K (−0.2%) vs. Q2 2023
- Total value
- $17.1B
- +$1.51B (+9.7%) vs. Q2 2023
- New holders
- 70
- 248 more added
- Sold out
- 52
- 195 more reduced
7 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Strategic Global Advisors, LLC | 17,268 | $4.10M | 0.68% | −825−4.6% | Reduced |
| Investment Management Corp of Ontario | 17,303 | $4.11M | 0.16% | +12,948+297.3% | Added |
| APG Asset Management N.V. | 17,600 | $4.18M | 0.01% | +200+1.1% | Added |
| Gerber Kawasaki Wealth & Investment Management | 17,623 | $4.19M | 0.29% | +701+4.1% | Added |
| Van Eck Associates Corp | 17,674 | $4.20M | 0.01% | +3,798+27.4% | Added |
| Illinois Municipal Retirement Fund | 17,742 | $4.22M | 0.08% | 00.0% | Unchanged |
| Captrust Financial Advisors | 17,795 | $4.23M | 0.02% | +2,310+14.9% | Added |
| Buckingham Strategic Partners | 17,835 | $4.24M | 0.21% | +17,835 | New |
| BlueMar Capital Management, LLC | 18,325 | $4.35M | 4.57% | +2,658+17.0% | Added |
| HRT Financial LP | 18,435 | $4.38M | 0.04% | −3,813−17.1% | Reduced |
| Gradient Investments LLC | 18,762 | $4.46M | 0.12% | +125+0.7% | Added |
| Andra AP-fonden | 18,900 | $4.49M | 0.26% | −15,100−44.4% | Reduced |
| O'Shaughnessy Asset Management, LLC | 18,954 | $4.50M | 0.07% | +890+4.9% | Added |
| HST Ventures, LLC | 19,219 | $4.57M | 1.64% | −9,670−33.5% | Reduced |
| Envestnet Portfolio Solutions, Inc. | 19,323 | $4.59M | 0.02% | +19,323 | New |
| Snowden Capital Advisors LLC | 19,411 | $4.61M | 0.20% | −132−0.7% | Reduced |
| James Investment Research Inc | 19,915 | $4.73M | 0.62% | −561−2.7% | Reduced |
| Point72 Europe (London) LLP | 20,576 | $4.89M | 0.66% | −19,100−48.1% | Reduced |
| Tobam | 20,596 | $4.89M | 0.39% | −1,830−8.2% | Reduced |
| Winthrop Advisory Group LLC | 20,926 | $4.97M | 0.82% | +10.0% | Added |
| Arizona State Retirement System | 21,190 | $5.04M | 0.04% | −268−1.2% | Reduced |
| MML Investors Services, LLC | 21,836 | $5.19M | 0.03% | +1,738+8.6% | Added |
| EFG Asset Management (North America) Corp. | 21,971 | $5.22M | 1.24% | −1,295−5.6% | Reduced |
| Bullseye Asset Management LLC | 22,527 | $5.35M | 2.98% | 00.0% | Unchanged |
| Cinctive Capital Management LP | 22,589 | $5.37M | 0.30% | +14,967+196.4% | Added |
| Macquarie Group Ltd | 22,610 | $5.37M | 0.01% | +3,728+19.7% | Added |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 22,900 | $5.44M | 0.07% | −3,700−13.9% | Reduced |
| Thames Capital Management LLC | 23,507 | $5.59M | 3.19% | 00.0% | Unchanged |
| US Bancorp | 24,402 | $5.80M | 0.01% | +458+1.9% | Added |
| Blair William & Co | 24,657 | $5.86M | 0.02% | +11,646+89.5% | Added |
| Winmill & Co. Inc | 24,660 | $5.86M | 2.15% | +24,660 | New |
| KWB Wealth | 27,988 | $6.09M | 0.98% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 25,914 | $6.16M | 0.06% | +2,769+12.0% | Added |
| Phoenix Holdings Ltd. | 26,586 | $6.32M | 0.12% | +4,695+21.4% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 28,779 | $6.84M | 0.03% | −3,242−10.1% | Reduced |
| Nomura Asset Management Co Ltd | 29,726 | $7.06M | 0.03% | −234−0.8% | Reduced |
| Formuepleje A/S | 29,862 | $7.10M | 0.66% | +545+1.9% | Added |
| Iridian Asset Management LLC | 29,882 | $7.10M | 1.44% | −41,989−58.4% | Reduced |
| Asset Management One Co.,Ltd. | 30,177 | $7.17M | 0.03% | −669−2.2% | Reduced |
| Segment Wealth Management, LLC | 30,837 | $7.33M | 0.74% | +775+2.6% | Added |
| Parnassus Investments | 31,644 | $7.52M | 0.02% | +31,644 | New |
| Bridgewater Associates, LP | 32,694 | $7.77M | 0.05% | +26,734+448.6% | Added |
| Intech Investment Management LLC | 32,788 | $7.79M | 0.11% | +10,119+44.6% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 33,623 | $7.99M | 0.02% | −15,110−31.0% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 34,197 | $8.13M | 0.02% | +5,121+17.6% | Added |
| Janney Montgomery Scott LLC | 35,343 | $8.40M | 0.03% | +1,129+3.3% | Added |
| Advantage Alpha Capital Partners LP | 35,553 | $8.45M | 1.78% | +583+1.7% | Added |
| Crestline Management, LP | 35,614 | $8.46M | 1.01% | +5,614+18.7% | Added |
| CI Private Wealth, LLC | 35,743 | $8.49M | 0.02% | +3,015+9.2% | Added |
| Pathstone Family Office, LLC | 35,920 | $8.54M | 0.07% | +994+2.8% | Added |
| Rivermont Capital Management LP | 36,661 | $8.71M | 3.90% | +36,661 | New |
| Phase 2 Partners, LLC | 37,142 | $8.83M | 3.90% | −26,351−41.5% | Reduced |
| Mn Services Vermogensbeheer B.V. | 37,400 | $8.89M | 0.09% | 00.0% | Unchanged |
| Brant Point Investment Management LLC | 37,453 | $8.90M | 2.11% | −4,100−9.9% | Reduced |
| Brandywine Global Investment Management, LLC | 38,693 | $9.20M | 0.08% | +2,631+7.3% | Added |
| Pictet Asset Management Holding SA | 39,151 | $9.30M | 0.01% | +39,151 | New |
| State of Wisconsin Investment Board | 41,325 | $9.82M | 0.03% | +381+0.9% | Added |
| Public Employees Retirement System of Ohio | 41,901 | $9.96M | 0.04% | −5,824−12.2% | Reduced |
| Citadel Advisors LLC | 41,914 | $9.96M | 0.01% | −528,779−92.7% | Reduced |
| Venturi Wealth Management, LLC | 42,231 | $10.0M | 0.79% | +1,568+3.9% | Added |
| Northwestern Mutual Wealth Management Co | 42,668 | $10.1M | 0.01% | −7,777−15.4% | Reduced |
| Foster Victor Wealth Advisors, LLC | 42,411 | $10.2M | 1.18% | −216−0.5% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 42,869 | $10.2M | 0.16% | +2,774+6.9% | Added |
| Driehaus Capital Management LLC | 43,435 | $10.3M | 0.13% | +43,435 | New |
| Brown Brothers Harriman & Co | 43,583 | $10.4M | 0.09% | +12,342+39.5% | Added |
| Forsta Ap-Fonden | 44,100 | $10.5M | 0.12% | −3,100−6.6% | Reduced |
| State of New Jersey Common Pension Fund D | 44,183 | $10.5M | 0.04% | −2,042−4.4% | Reduced |
| Natixis Advisors, L.P. | 44,933 | $10.7M | 0.03% | −1,779−3.8% | Reduced |
| Icon Advisers Inc | 45,632 | $10.8M | 2.68% | 00.0% | Unchanged |
| Storebrand Asset Management AS | 45,683 | $10.9M | 0.05% | −11,885−20.6% | Reduced |
| Logan Capital Management Inc | 45,818 | $10.9M | 0.55% | +2,025+4.6% | Added |
| Great West Life Assurance Co | 48,474 | $11.5M | 0.03% | −1,710−3.4% | Reduced |
| Tudor Investment Corp Et Al | 49,117 | $11.7M | 0.17% | +35,392+257.9% | Added |
| Hudson Bay Capital Management LP | 50,000 | $11.9M | 0.11% | +15,000+42.9% | Added |
| Susquehanna International Group, LLP | 50,927 | $12.1M | 0.02% | −53,823−51.4% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 52,403 | $12.5M | 0.29% | +1,340+2.6% | Added |
| Royal London Asset Management Ltd | 52,731 | $12.5M | 0.04% | +8,836+20.1% | Added |
| National Bank of Canada | 53,194 | $12.7M | 0.02% | +37,939+248.7% | Added |
| Renaissance Technologies LLC | 54,000 | $12.8M | 0.02% | −65,100−54.7% | Reduced |
| Treasurer of the State of North Carolina | 54,478 | $12.9M | 0.07% | +2,643+5.1% | Added |
| Advisor Group Holdings, Inc. | 58,463 | $13.9M | 0.02% | +15,111+34.9% | Added |
| Ensign Peak Advisors, Inc | 59,445 | $14.1M | 0.03% | +15,420+35.0% | Added |
| First Trust Advisors LP | 60,100 | $14.3M | 0.02% | +17,366+40.6% | Added |
| Capital Fund Management S.A. | 60,540 | $14.4M | 0.19% | +26,013+75.3% | Added |
| Barclays PLC | 63,844 | $15.2M | 0.01% | +9,745+18.0% | Added |
| Jane Street Group, LLC | 64,304 | $15.3M | 0.02% | +37,327+138.4% | Added |
| Citigroup Inc | 65,272 | $15.5M | 0.02% | −12,239−15.8% | Reduced |
| Aviva PLC | 67,173 | $16.0M | 0.07% | +24,254+56.5% | Added |
| Reinhart Partners, Inc. | 70,287 | $16.7M | 0.87% | +4,642+7.1% | Added |
| Amundi | 73,504 | $16.7M | 0.01% | +15,603+26.9% | Added |
| Fort Washington Investment Advisors Inc | 71,299 | $16.9M | 0.13% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 71,484 | $17.0M | 0.05% | −63,480−47.0% | Reduced |
| Thornburg Investment Management Inc | 72,303 | $17.2M | 0.28% | −56−0.1% | Reduced |
| LMR Partners LLP | 72,807 | $17.3M | 0.39% | −306,184−80.8% | Reduced |
| Teacher Retirement System of Texas | 73,531 | $17.5M | 0.12% | +240+0.3% | Added |
| New York State Common Retirement Fund | 74,532 | $17.7M | 0.03% | −11,492−13.4% | Reduced |
| Man Group plc | – | $18.1M | 0.06% | – | – |
| Coronation Fund Managers Ltd. | 76,282 | $18.1M | 0.54% | −10,641−12.2% | Reduced |
| Assenagon Asset Management S.A. | 77,452 | $18.4M | 0.06% | +71,437+1,187.6% | Added |
| Comerica Bank | 78,680 | $18.7M | 0.10% | −252,795−76.3% | Reduced |